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20260706_md_nb_survey_certifications_applications_en.pdf
Study supporting the monitoring of the availability of medical devices on the EU market Survey results of the 20th NB survey (MDR/IVDR) with data status 28 February 2026 (small and medium dataset) 2 July 2026 1 • This document was produced in the frame of the SC 2021 P3 03 under the DG SANTE Framework contract (FWC SANTE/2021/OP/0002) for evaluation, impact assessment, monitoring and other related services in relation to health and food policies. • The information and views set out in this document are those of the author(s) and do not necessarily reflect the official opinion of the Commission/Executive Agency. Neither the Commission/Executive Agency nor any person acting on the Commission’s/Executive Agency’s behalf may be held responsible for the use which may be made of the information contained therein. • This presentation includes data and knowledge available at the time of the publication. The study-related dashboard contains the latest information und updates (e.g. further insights, retrospective corrections reported by stakeholders). Data discrepancies between this presentation and the regularly updated dashboard are therefore possible. 2 Disclaimer https://app.powerbi.com/view?r=eyJrIjoiMmRhNTZkOTAtNTM4YS00NmE5LWExYjYtZjIzYzI5YjUwMzRiIiwidCI6ImIyNGM4YjA2LTUyMmMtNDZmZS05MDgwLTcwOTI2ZjhkZGRiMSIsImMiOjh9 3 Acknowledgements The study team would like to sincerely thank the following institutions and people for the support in the 20th NB survey: • All 53 notified bodies designated under MDR and/or IVDR that participated in the survey (100% response rate); • The Directorate General for Health and Food Safety at the European Commission (DG SANTE) and the European Health and Digital Executive Agency (HaDEA); • Members of the MDCG TF on certification capacity monitoring. 1. About the study, survey and datasets 2. Survey results for medical devices 3. Survey results for in vitro diagnostic medical devices 4 Content MD IVD About Please cite as: Austrian National Public Health Institute, Areté, Civic Consulting (2026). PowerPoint presentation containing a study overview and survey results of the 20th NB survey for the ʻStudy supporting the monitoring of availability of medical devices on the EU marketʼ. Austrian National Public Health Institute (Gesundheit Österreich GmbH / GÖG). Commissioned by the European Commission within the EU4Health Programme (under specific contract No 2021 P3 03 with the European Health and Digital Executive Agency, implementing framework contract No SANTE/2021/OP/0002). 5 List of abbreviations (1) Abbreviation Meaning AIMDD Council Directive 90/385/EEC of 20 June 1990 on the approximation of the laws of the Member States relating to active implantable medical devices CE Conformité Européenne DG SANTE Directorate-General for Health and Food Safety EC European Commission EU European Union EURLs EU reference laboratories FTE Full Time Equivalent FWC Framework contract GÖG Gesundheit Österreich GmbH / Austrian National Public Health Institute HaDEA European Health and Digital Executive Agency IVDs In-vitro diagnostic medical device(s) IVDD Directive 98/79/EC of the European Parliament and of the Council on In Vitro Diagnostic Medical Devices IVDR Regulation (EU) 2017/746 of the European Parliament and of the Council of 5 April 2017 (In Vitro Diagnostic Medical Device Regulation) LD Large dataset 6 List of abbreviations (2) Abbreviation Meaning MD Medium dataset MDCG Medical Device Coordination Group MDs Medical device(s) MDD Council Directive 93/42/EEC of 14 June 1993 concerning medical devices MDR Regulation (EU) 2017/745 of the European Parliament and of the Council of 5 April 2017 (Medical Device Regulation) MFs Manufacturer(s) NBs Notified body / bodies QMS Quality Management System SC Special contract SD Small dataset SMCS Single Market Compliance Space SMEs Small and medium-sized enterprise(s) TF Task Force 7 1. About the study, survey and datasets • Study supporting the monitoring of availability of medical devices on the EU market • Preliminary notes • NB survey overview • Dashboard • Survey timeline • Response rate About • Commissioned by: The European Commission’s Directorate-General for Health and Food Safety (DG SANTE) via the European Health and Digital Executive Agency (HaDEA) • Aim: To support monitoring and analyzing the availability of medical devices on the EU market in the context of the implementation of medical devices and in vitro diagnostic medical devices Regulations from the perspectives of key stakeholders • Duration: 2 December 2022 – 1 June 2026 (42 months*) • Study team (contact: medical.devices@goeg.at): Austrian National Public Health Institute (Gesundheit Österreich GmbH / GÖG)  project lead Areté Civic Consulting Supported by experts from the medical devices sector 8 Study supporting the monitoring of availability of medical devices on the EU market About * Study amendment from 2 December 2025 – 1 June 2026 mailto:medical.devices@goeg.at • Data content: • The following slides show the results of the 20th NB survey conducted at the beginning of March 2026 with requested data from notified bodies designated under MDR and/or IVDR until 28 February 2026. • These survey results are also compared with previous survey data (see data sources). • Data sources: • Data collected between April 2023 and March 2026 by the study team • Data collected between February 2021 and October 2022 by the European Commission • Datasets: • This presentation contains the results of the small and medium datasets collected in March 2026. The small dataset is a small set of questions asked to notified bodies every two months. Note: From April to July 2023, it was asked monthly. The medium dataset is a set of questions asked to notified bodies every four months concerning the activities they have been performing since their designation. 9 Preliminary notes About Ⓢ 10 NB survey overview NB survey Survey period (survey launch – survey closure) Requested dataset* Requested data Response rate 1st NB survey 03/04/2023 - 05/05/2023 SD1 + MD1 from designation up to 31/03/2023 39 out of 39 NBs (100%) 2nd NB survey 12/05/2023 - 05/06/2023 SD2 from designation up to 30/04/2023 27 out of 39 NBs (~70%) 3rd NB survey 05/06/2023 - 19/06/2023 SD3 from designation up to 31/05/2023 22 out of 39 NBs (~56%) 4th NB survey 03/07/2023 - 28/07/2023 SD4 + MD2 from designation up to 30/06/2023 39 out of 39 NBs (100%) 5th NB survey 01/09/2023 - 06/10/2023 SD5 from designation up to 31/08/2023 40 out of 40 NBs (100%) 6th NB survey 03/11/2023 - 22/12/2023 SD6 + MD3 + LD1 from designation up to 31/10/2023 41 out of 41 NBs (100%) 7th NB survey 08/01/2024 - 05/02/2024 SD7 from designation up to 31/12/2023 45 out of 45 NBs (100%) 8th NB survey 04/03/2024 - 20/03/2024 SD8 + MD4 from designation up to 29/02/2024 45 out of 45 NBs (100%) 9th NB survey 02/05/2024 - 21/06/2024 SD9 from designation up to 30/04/2024 48 out of 48 NBs (100%) 10th NB survey 01/07/2024 - 06/08/2024 SD10 + MD5 from designation up to 30/06/2024 50 out of 50 NBs (100%) 11th NB survey 02/09/2024 - 17/10/2024 SD11 from designation up to 31/08/2024 50 out of 50 NBs (100%) 12th NB survey 06/11/2024 – 20/12/2024 SD12 + MD6 + LD2 + TE1* from designation up to 31/10/2024 51 out of 51 NBs (100%) 13th NB survey 21/01/2025 – 27/02/2025 SD13 + TE2** from designation up to 31/12/2024 51 out of 51 NBs (100%) 14th NB survey 03/03/2025 – 08/04/2025 SD14 + MD7 from designation up to 28/02/2025 51 out of 51 NBs (100%) 15th NB survey 05/05/2025 – 23/05/2025 SD15 from designation up to 30/04/2025 51 out of 51 NBs (100%) 16th NB survey 01/07/2025 – 02/09/2025 SD16 + MD8 + LD3 from designation up to 30/06/2025 51 out of 51 NBs (100%) 17th NB survey 01/10/2025 – 04/11/2025 SD17 from designation up to 30/08/2025 51 out of 51 NBs (100%) 18th NB survey 14/11/2025 – 15/12/2025 SD18 + MD9 from designation up to 31/10/2025 52 out of 52 NBs (100%) 19th NB survey 12/01/2026 – 10/02/2026 SD19 + LD4 from designation up to 31/12/2025 53 out of 53 NBs (100%) 20th NB survey 02/03/2026 – 31/03/2026 SD20 + MD10 from designation up to 28/02/2026 53 out of 53 NBs (100%)** About 20th NB survey results are presented in this PowerPoint presentation Note: SD = small dataset, MD = medium dataset, LD = large dataset * About the targeted evaluation: Evaluations conducted by the European Commission assess how well a specific policy intervention has performed (or is performing) and whether it is still relevant and justified. Evaluations are a key component of the lifecycle of any policy intervention. For the MDR and IVDR, the Commission has a legal obligation to conduct an evaluation of the Regulations by May 2027 (Article 121 MDR/Article 111 IVDR). The Commission has decided to launch a targeted evaluation of the Regulations in 2024. The 12th and 13th NB survey (conducted in the framework of the ‘Study supporting the monitoring of the availability of medical devices on the EU market’) were used to ask NBs questions that are relevant for the Targeted Evaluation. ** Due to a change in legal ownership of one notified body, data from previous surveys were used for the 20th NB survey • NB survey results are presented in the study-related dashboard • Available at: Study supporting the monitoring of availability of medical devices on the EU market - European Commission (europa.eu) • Instructions for use for the dashboard 11 Dashboard About https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://ppri.goeg.at/system/files/inline-files/Instructions_for_Use_HaDEA-2021-P3-03_17.11.2023_final.pdf https://ppri.goeg.at/system/files/inline-files/Instructions_for_Use_HaDEA-2021-P3-03_17.11.2023_final.pdf 12 2 March 2026 survey sent 16 March 2026 1st friendly reminder 18 March 2026 initial deadline 19 March 2026 2nd friendly reminder 23 March 2026 extended deadline from 24 March 2026 individual phone calls and emails 31 March 2026 survey closed April/May 2026 data validation 53 notified bodies designated under MDR and/or IVDR (data status: 2 March 2026) Final result 53 responses (100% response rate) About Note: Out of 53 notified bodies, 34 NBs are designated under the MDR only, 18 NBs are designated under both the MDR and IVDR, and 1 NB is designated under the IVDR only. Timeline for the 20th NB survey (conducted in March 2026 with requested data from designation up to 28/02/2026) Response rate for the 20th NB survey (conducted in March 2026 with requested data from designation up to 28/02/2026) 53 out of 53 notified bodies replies received (100% response rate) 13 MD Note: Out of 53 notified bodies, 34 NBs are designated under the MDR only, 18 NBs are designated under both the MDR and IVDR, and 1 NB is designated under the IVDR only. 100% response rate IVD 100% response rate About 19 19 0 2 4 6 8 10 12 14 16 18 20 Designated NBs under IVDR Replies received IVDR designated 52 52 0 10 20 30 40 50 60 Designated NBs under MDR Replies received MDR designated 14 2. Survey results for medical devices Note: • Thousands separators are represented as dots or blank space (not comma) in the graphs. • Datasets: The small dataset is a small set of questions asked to notified bodies every two months. Note: From April to July 2023, it was asked monthly. The medium dataset is a set of questions asked to notified bodies every four months concerning the activities they have been performing since their designation. The large dataset contains additional data asked to notified bodies once or twice a year. MD Ⓢ Ⓛ 15 Small dataset The small dataset is a small set of questions asked to notified bodies every two months. From April to July 2023, it was asked monthly. Ⓢ MD 989 20.698 31.902 0 5.000 10.000 15.000 20.000 25.000 30.000 35.000 Number of applications refused for MDR (from designation up to 28/02/2026) Number of written agreements signed (from designation up to 28/02/2026) Number of total certification applications lodged so far (from designation up to 28/02/2026) 16 MDR applications filed and refused, written agreements signed Notes: • Designated NBs for MD: 52 • Applications lodged: This number includes all applications lodged (syn. filed) so far according to MDR Annex VII section 4.3 (from the day when the designation became valid, i.e. one day after publication in the Single Market Compliance Space to the date of the survey up to 28/02/2026), i.e.: applications with issued certificates, applications without decisions on the outcome of the conformity assessment activities, applications that were eventually refused or withdrawn by the manufacturer (including transferred applications), applications lodged for changes of existing MDR certificates. Pre-application activities are not included. • Written agreements signed: This refers to the number of written agreements (contracts) between a NB and a manufacturer signed by both parties. MD Ⓢ https://webgate.ec.europa.eu/single-market-compliance-space/#/notified-bodies 17 MDR number of QMS / product certificates issued Note QMS Certificates: This relates to Annex IX Chapter I or Annex XI Part A according to MDR. Note PRODUCT Certificates: This relates to Annex IX Chapter II, Annex X or Annex XI Part B according to MDR. MD Ⓢ 12.036 6.373 0 2.000 4.000 6.000 8.000 10.000 12.000 14.000 Total number of QMS certificates issued for MDR (from designation up to 28/02/2026) Total number of QMS certificates issued for MDR (from designation up to 28/02/2026) - thereof first time only Number of QMS certificates issued (total and first time only) 6.203 3.291 0 1.000 2.000 3.000 4.000 5.000 6.000 7.000 Total number of product certificates issued for MDR (from designation up to 28/02/2026) Total number of product certificates issued for MDR (from designation up to 28/02/2026) - thereof first time only Number of product certificates issued (total and first time only) 7.970 12.125 8.343 13.883 8.564 14.275 9.422 15.530 10.132 16.664 11.053 17.941 11.708 19.368 12.324 20.704 13.646 23.553 15.363 26.497 16.395 27.315 17.729 28.512 18.173 27.830 18.476 28.594 19.050 29.410 19.455 29.439 21.003 30.871 21.426 31.864 21.791 31.101 20.698 31.902 0 5.000 10.000 15.000 20.000 25.000 30.000 35.000 Number of written agreements signed Number of total certification applications lodged incl. no. of applications with issued certificates S#20: from designation up to 28/02/2026 S#19: from designation up to 31/12/2025 S#18: from designation up to 31/10/2025 S#17: from designation up to 30/08/2025 S#16: from designation up to 30/06/2025 S#15: from designation up to 30/04/2025 S#14: from designation up to 28/02/2025 S#13: from designation up to 31/12/2024 S#12: from designation up to 31/10/2024 S#11: from designation up to 31/08/2024 S#10: from designation up to 30/06/2024 S#9: from designation up to 30/04/2024 S#8: from designation up to 29/02/2024 S#7: from designation up to 31/12/2023 S#6: from designation up to 31/10/2023 S#5: from designation up to 30/08/2023 S#4: from designation up to 30/06/2023 S#3: from designation up to 31/05/2023 S#2: from designation up to 30/04/2023 18 MD Survey comparison – March 2023 to February 2026 Ⓢ Notes: • S = Survey; # = number • Survey #20: 52 designated NBs for MD • Surveys #2 and #3 did not reach 100% response rate (#2: ~70%; #3: 56%). In this case, for the NBs that did not respond, data from previous surveys were included in the total for each indicator. • * Change in methodology of counting applications and written agreements by one NB in survey #13, #19 and #20, resulting in a decrease of total numbers. * * * 19 MD Survey comparison – March 2023 to February 2026 Ⓢ Notes: • S = Survey; # = number • Survey #20: 52 designated NBs for MD • Surveys #2 and #3 did not reach 100% response rate (#2: ~70%; #3: 56%). In this case, for the NBs that did not respond, data from previous surveys were included in the total for each indicator. * Change in methodology of counting refused applications compared to previous surveys by NBs in surveys #13 and #18. 354 409 428 435 486 510 581 638 746 834 842 853 743 995 1.058 1.115 1.157 918 944 989 0 200 400 600 800 1.000 1.200 1.400 Number of applications refused for MDR S#20: from designation up to 28/02/2026 S#19: from designation up to 31/12/2025 S#18: from designation up to 31/10/2025 S#17: from designation up to 30/08/2025 S#16: from designation up to 30/06/2025 S#15: from designation up to 30/04/2025 S#14: from designation up to 28/02/2025 S#13: from designation up to 31/12/2024 S#12: from designation up to 31/10/2024 S#11: from designation up to 31/08/2024 S#10: from designation up to 30/06/2024 S#9: from designation up to 30/04/2024 S#8: from designation up to 29/02/2024 S#7: from designation up to 31/12/2023 S#6: from designation up to 31/10/2023 S#5: from designation up to 30/08/2023 S#4: from designation up to 30/06/2023 S#3: from designation up to 31/05/2023 S#2: from designation up to 30/04/2023 S#1: from designation up to 31/03/2023 * * 20 MD Survey comparison – March 2023 to February 2026 Ⓢ S = Survey; # = number Notes: • Survey #20: 52 designated NBs for MD; • Surveys #2 and #3 did not reach 100% response rate (#2: ~70%; #3: 56%). In this case, for the NBs that did not respond, data from previous surveys were included in the total for each indicator. • Increase from survey #1 to #3; in survey #4, the questionnaire was redesigned, and the question on “total number of certificates issued” (in addition to “first time only”) was included in the small dataset. The redesign of the questionnaire helped the NBs to better assess the number of first-time only certificates. Therefore, the numbers of the previous surveys might be an overestimation. • * Change in methodology of counting by a few NBs compared to previous surveys in survey #4, #6 and #19, resulting in a decrease of total numbers. 967 1.943 1.056 2.096 1.123 2.201 1.207 1.930 1.829 2.210 1.331 2.433 1.487 2.690 1.632 2.910 1.785 3.157 2.074 3.537 2.177 3.766 2.317 4.015 2.494 4.301 2.812 4.500 2.890 4.900 3.243 5.117 3.392 6.262 3.493 7.069 3.199 6.060 3.291 6.373 0 1.000 2.000 3.000 4.000 5.000 6.000 7.000 8.000 Number of product certificates (first time only) Number of QMS certificates (first time only) S#20: from designation up to 28/02/2026 S#19: from designation up to 31/12/2025 S#18: from designation up to 31/10/2025 S#17: from designation up to 30/08/2025 S#16: from designation up to 30/06/2025 S#15: from designation up to 30/04/2025 S#14: from designation up to 28/02/2025 S#13: from designation up to 31/12/2024 S#12: from designation up to 31/10/2024 S#11: from designation up to 31/08/2024 S#10: from designation up to 30/06/2024 S#9: from designation up to 30/04/2024 S#8: from designation up to 29/02/2024 S#7: from designation up to 31/12/2023 S#6: from designation up to 31/10/2023 S#5: from designation up to 30/08/2023 S#4: from designation up to 30/06/2023 S#3: from designation up to 31/05/2023 S#2: from designation up to 30/04/2023 * * * * 21 Medium dataset The medium dataset is a set of questions asked to notified bodies every four months concerning the activities they have been performing since their designation. MD 1.840 2.721 3.920 6.188 8.120 10.818 13.177 17.846 20.424 25.987 28.037 28.489 32.920 33.107 32.898 224 340 502 1.069 1.990 2.951 3.899 5.599 6.978 8.900 10.497 12.177 14.831 17.507 18010 0 5.000 10.000 15.000 20.000 25.000 30.000 35.000 40.000 02 /2 02 1 03 /2 02 1 04 /2 02 1 05 /2 02 1 06 /2 02 1 07 /2 02 1 08 /2 02 1 09 /2 02 1 10 /2 02 1 11 /2 02 1 12 /2 02 1 01 /2 02 2 02 /2 02 2 03 /2 02 2 04 /2 02 2 05 /2 02 2 06 /2 02 2 07 /2 02 2 08 /2 02 2 09 /2 02 2 10 /2 02 2 11 /2 02 2 12 /2 02 2 01 /2 02 3 02 /2 02 3 03 /2 02 3 04 /2 02 3 05 /2 02 3 06 /2 02 3 07 /2 02 3 08 /2 02 3 09 /2 02 3 10 /2 02 3 11 /2 02 3 12 /2 02 3 01 /2 02 4 02 /2 02 4 03 /2 02 4 04 /2 02 4 05 /2 02 4 06 /2 02 4 07 /2 02 4 08 /2 02 4 09 /2 02 4 10 /2 02 4 11 /2 02 4 12 /2 02 4 01 /2 02 5 02 /2 02 5 03 /2 02 5 04 /2 02 5 05 /2 02 5 06 /2 02 5 07 /2 02 5 08 /2 02 5 09 /2 02 5 10 /2 02 5 11 /2 02 5 12 /2 02 5 01 /2 02 6 02 /2 02 6 Applications Certificates Poly. (Applications) Poly. (Certificates) MDR applications filed and certificates issued (sum of Annexes) MD 22 February 2026 MDR Applications: Total number of applications filed by Annex : 32.898* MDR Certificates: Total number of certificates by Annex : 18.010 ∆ 2.359 ∆ 948 ∆ 2.698 ∆ 1.932 ∆ 2.268∆ 1.199 ∆ 881 ∆ 116 ∆ 162 ∆ 567 ∆ 921 ∆ 961 ∆ 4.669 ∆ 1.700 ∆ 2.578 ∆ 1.379 ∆ 5.563 ∆ 1.922 ∆ 503 +2,9% ∆ -209** -0,6%** ∆ 2.050 ∆ 1.597 ∆ 4.431 ∆ 2.654 ∆ 452 ∆ 1.680 ∆ 187 ∆ 2.676 Notes: Designated NBs for MDR: 52 * The data shown comes from the medium data set – except for 3 NBs where the total number of applications filed was derived from the small data set Ⓢ, as they are not able to provide complete data per Annex. • ∆ (Delta) = Difference in MDR Applications / MDR Certificates from one survey to the next one • Applications filed: This number includes all applications filed (syn. lodged) so far according to MDR Annex VII section 4.3 (from the day when the designation became valid, i.e. one day after publication in the Single Market Compliance Space to the date of the survey up to 28/02/2026), i.e.: applications with issued certificates, applications without decisions on the outcome of the conformity assessment activities, applications that were eventually refused or withdrawn by the manufacturer (including transferred applications), applications lodged for changes of existing MDR certificates. Pre-application activities are not included. One application can correspond to more than one certificate. • Certificates issued: This number includes certificates issued so far (from designation up 28/02/2026) under the MDR. • The dotted line shows the polynomial trend line (grade 2). • ** Change in methodology of counting by a few NBs, resulting in a decrease of total number. ** https://webgate.ec.europa.eu/single-market-compliance-space/#/notified-bodies 1.096 677 0 67 0 1.659 947 1 114 0 2.292 1.485 0 143 0 3.635 2.240 6 305 2 4.687 2.927 3 500 3 6.212 3.859 5 739 3 8.045 4.094 5 1.026 7 9.429 4.578 12 725 24 10991 5106 13 898 14 14463 6187 21 1502 25 15594 7025 18 1676 14 16782 7463 18 1826 10 17502 8258 27 2105 12 18734 9485 27 2238 12 19117 8860 5 2302 3 0 5.000 10.000 15.000 20.000 25.000 Annex IX(I&III) Annex IX(II) Annex X Annex XI(A) Annex XI(B) Applications survey comparison Feb 2021 May 2021 Sept 2021 Apr 2022 Oct 2022 March 2023 June 2023 October 2023 February 2024 June 2024 October 2024 February 2025 June 2025 October 2025 February 2026 MDR applications by annex – survey comparison MD 23 Notes: • Designated NBs for MDR: 52; NBs that included Annex XVI products in the numbers provided: 31 • * The data shown comes from the medium data set – except for 3 NBs where the total number of applications filed was derived from the small data set Ⓢ, as they are not able to provide complete data per Annex. • ** Change in methodology of counting by a few NBs, leading to decreases. • Applications lodged by annex: This number includes all applications lodged (syn. filed) by annex according to MDR Annex VII section 4.3 (from the day when the designation became valid, i.e. one day after publication in the Single Market Compliance Space to the date of the survey up to 28/02/2026), i.e.: applications with issued certificates, applications without decisions on the outcome of the conformity assessment activities, applications that were eventually refused or withdrawn by the manufacturer (including transferred applications), applications lodged for changes of existing MDR certificates. Pre-application activities are not included. One application can correspond to more than one certificate. February 2026 MDR Applications: 32.898* ** ** ** https://webgate.ec.europa.eu/single-market-compliance-space/#/notified-bodies 163 19 0 42 0 263 28 0 49 0 379 59 0 64 0 724 253 0 92 0 1.295 555 1 134 5 1.773 990 2 181 5 2.409 1.208 2 273 7 3.463 1.819 3 301 13 4257 2314 3 390 14 5434 2959 6 491 10 6404 3490 7 586 10 7314 4128 6 707 10 8669 5184 6 949 23 10083 6299 6 1096 23 10565 6298 4 1129 14 0 2.000 4.000 6.000 8.000 10.000 12.000 Annex IX(I&III) Annex IX(II) Annex X Annex XI(A) Annex XI(B) Certificates survey comparison Feb 2021 May 2021 Sept 2021 Apr 2022 Oct 2022 March 2023 June 2023 October 2023 February 2024 June 2024 October 2024 February 2025 June 2025 October 2025 February 2026 MDR certificates by annex - survey comparison MD 24 Notes: • Designated NBs for MDR: 52; NBs that included Annex XVI products in the numbers provided: 31 • * The data shown comes from the medium data set • ** Change in methodology of counting by one NB leading to a decrease • Certificates issued by annex: This number includes certificates issued so far (from designation up to 28/02/2026) under the MDR by annex. February 2026 MDR Certificates: 18.010 ** ** ** 677 948 1.485 2.248 2.933 3.867 4.106 4.614 5.133 6.233 7057 7491 8297 9524 8868 19 28 59 253 561 997 1.217 1.835 2.331 2.975 3507 4144 5213 6328 6316 0 2.000 4.000 6.000 8.000 10.000 12.000 Feb 2021 May 2021 Sept 2021 Apr 2022 Oct 2022 Mar 2023 Jun 2023 Oct 2023 Feb 2024 Jun 2024 Oct 2024 Feb 2025 Jun 2025 Oct 2025 Feb 2026 Product Applications and Certificates PRODUCT Applications PRODUCT Certificates MDR applications and certificates by type (QMS vs Product) – survey comparison MD 25 Note QMS Applications and Certificates: This relates to Annex IX Chapter I or Annex XI Part A according to MDR. Note PRODUCT Applications and Certificates: This relates to Annex IX Chapter II, Annex X or Annex XI Part B according to MDR. * The data shown comes from the medium data set (applications and certificates by Annex: 3 NBs could not provide the complete application information by Annex; hence the total number of applications is higher - see number in the small data set). Total number of applications lodged for changes received for already MDR issued certificates: 9.724 Note: This number is included in the total number of applications. February 2026 MDR Applications: Total number of applications filed by Annex : 32.898* MDR Certificates: Total number of certificates by Annex : 18.010 ** ** ** Change in methodology of counting by one NB leading to a decrease. 1.163 1.773 2.435 3.940 5.187 6.951 9.071 10.154 11.889 15.965 17270 18608 19607 2097221419 205 312 443 816 1.429 1.954 2.682 3.764 4.647 5.925 6990 8021 9618 1117911694 0 5.000 10.000 15.000 20.000 25.000 Feb 2021 May 2021 Sept 2021 Apr 2022 Oct 2022 Mar 2023 Jun 2023 Oct 2023 Feb 2024 Jun 2024 Oct 2024 Feb 2025 Jun 2025 Oct 2025 Feb 2026 QMS Applications and Certificates QMS Applications QMS Certificates Specific additional procedures according to Annex IX (II) 26 MD Notes: * The data shown comes from the medium data set – except for 3 NBs where the total number of applications filed was derived from the small data set Ⓢ since they could not provide the data per Annex. February 2026 MDR Applications: Total number of applications filed by Annex : 32.898* MDR Certificates: Total number of certificates by Annex : 18.010 1175 12 162 387 8 0 0 200 400 600 800 1000 1200 1400 Devices incorporating a medicinal substance Devices manufactured utilising, or incorporating, tissues or cells of human or animal origin, or their derivatives, that are non-viable or rendered non-viable Devices that are composed of substances or of combinations of substances that are absorbed by or locally dispersed in the human body Specific additional procedures according to Annex IX (II) Applications filed requiring consultation procedure Thereof certificates issued 3.980 4.713 6.893 4.112 3.035 1.325 0 1.000 2.000 3.000 4.000 5.000 6.000 7.000 8.000 1-2 weeks 3-4 weeks 1 to 2 months 2 to 3 months 3 to 6 months >6 months Number of files Average timeframe between application lodged and written agreement signed: 27 Average timeframe to written agreement signed Note: Data of 52 notified bodies designated under MDR MD In the majority of the cases (65%), it takes less than 2 months from an application lodged to a written agreement signed. 156 131 109 85 30 13 0 20 40 60 80 100 120 140 160 180 Outside the scope of notified body's designation Application not complete Other Wrong qualification of product/classification of device Insufficient notified body resources Wrong conformity assessment procedure MDR applications - reasons for refusal 28 Notes: • ** Applications can have multiple reasons for refusal; the total number shown is derived from the small data set and differ from the figures in the medium data set indicated on the graph on this slide. • February 2026: some stated “other” reasons: “cancellation/withdrawal by the customer”, “requirements not met”; “client stopped communication”, “unresolved non-conformities, “outside the scope of insurance”, “language difference”, “voluntary renounce”. Total number of MDR applications: October 2022: 8120 March 2023: 11.418 June 2023: 13.177 October 2023: 17.846* February 2024: 20.424* June 2024: 26.185* October 2024: 28.069* February 2025: 28.489* June 2025: 32.974* October 2025: 33.292* February 2026: 32.898* February 2026 Main reasons - “Outside the scope of NB designation” (30%) - “Applications not complete” (25%) Number of application refusals**: October 2022: 232 March 2023: 269 June 2023: 328 October 2023: 367 February 2024: 454 June 2024: 576 October 2024: 562 February 2025: 650 June 2025: 727 October 2025: 918 February 2026: 989 MD * The total number comes from the medium data set – except for a few NBs where the total number of applications filed was derived from the small data set Ⓢ since they could not provide complete data per Annex. Completeness of submissions *Estimated percentage of submissions which were deemed satisfactory in terms of documentation provided (before undertaking the review of its content) without requesting for any additional information 29 N um be r o f n ot ifi ed b od ie s MD Number of notified bodies which report that > 50% of submissions are considered complete: 14 out of 52 NBs designated under MDR in February 2026 Incomplete submissions remain high* 15 21 18 13 17 23 22 22 14 15 15 7 12 12 16 16 15 15 13 17 22 23 5 2 4 5 7 9 9 13 18 12 12 5 3 4 5 3 2 4 2 1 2 2 0 10 20 30 40 50 60 Oct 22 Mar 23 June 23 Oct 23 Feb 24 June 24 Oct 24 Feb 25 June 25 Oct 25 Feb 26 Completeness of submissions expressed by notified bodies* (in number of NBs) (Annex VII, Section 4.3) – survey comparison Less than 25 % 25-50 % 51-75 % More than 75 % Time to reach a new certificate (QMS vs QMS+PRODUCT) 30 Notes: • This indicator shows the time to reach issuance of a new EC certificate (from written agreement signed to issuance) under MDR • QMS+PRODUCT: Data of 39 NBs designated under MDR; 13 NBs indicated that no QMS+PRODUCT certificate was issued yet • QMS: Data of 47 NBs designated under MDR; 5 NBs indicated that no QMS certificate was issued yet Pe rc en ta ge (% ) o f t ot al n um be r o f N B th at h av e is su ed c er tif ic at es MD February 2026 MDR Applications: 32.898* MDR Certificates: 18.010 * The total number comes from the medium data set – except for 3 NBs where the total number of applications filed was derived from the small data set Ⓢ, as they are not able to provide complete data per Annex MDR QMS certificates - 62% of NBs: 13-18 months to issue a new QMS certificate - 30% of NBs: 6-12 months MDR QMS+PRODUCT certificates: longer time - 51% of NBs: 13-18 months - 31% of NBs: 19-24 months 0% 8% 51% 31% 10% 2% 30% 62% 2% 4% 0% 10% 20% 30% 40% 50% 60% 70% <6 months 6-12 months 13-18 months 19-24 months >24 months Time to reach a new certificate (QMS vs QMS+PRODUCT) MDR_QMS MDR_QMS+PRODUCT Questions on Annex XVI products (products with no intended medical purpose that fall under the scope of the MDR) 31 Notes: 16th NB survey: 22 out of 50 NBs entered "0" for all questions relating to Annex XVI products 18th NB survey: 23 out of 50 NBs entered "0" for all questions relating to Annex XVI products. 20th NB survey: 23 out of 52 NBs entered "0" for all questions relating to Annex XVI products. MD 126 297 70 124 290 65 132 290 65 0 50 100 150 200 250 300 350 Estimation of transit of MDD certificates for Annex XVI products to the MDR without maintaining the medical purpose for the covered devices Received requests to sign a written agreement for a conformity assessment procedure of an Annex XVI product, in accordance with the condition established in Article 2(2) of Regulation (EU) 2022/2346, from 01/01/2023 Received requests to sign a written agreement for a conformity assessment procedure of an Annex XVI product, in accordance with the condition established in Article 2(1) of Regulation (EU) 2022/2346, from 01/01/2023 16th NB Survey (data from designation up to 30/06/2025) 18th NB Survey (data from designation up to 31/10/2025) 20th NB Survey (data from designation up to 28/02/2026) 32 Certificates issued for products without an intended medical purpose* and for dual purpose devices** LIST OF GROUPS OF PRODUCTS WITHOUT AN INTENDED MEDICAL PURPOSE REFERRED TO IN ARTICLE 1(2) MDR 1. Contact lenses or other items intended to be introduced into or onto the eye. 2. Products intended to be totally or partially introduced into the human body through surgically invasive means for the purpose of modifying the anatomy or fixation of body parts with the exception of tattooing products and piercings. 3. Substances, combinations of substances, or items intended to be used for facial or other dermal or mucous membrane filling by subcutaneous, submucous or intradermal injection or other introduction, excluding those for tattooing. 4. Equipment intended to be used to reduce, remove or destroy adipose tissue, such as equipment for liposuction, lipolysis or lipoplasty. 5. High intensity electromagnetic radiation (e.g. infra-red, visible light and ultra-violet) emitting equipment intended for use on the human body, including coherent and non-coherent sources, monochromatic and broad spectrum, such as lasers and intense pulsed light equipment, for skin resurfacing, tattoo or hair removal or other skin treatment. 6. Equipment intended for brain stimulation that apply electrical currents or magnetic or electromagnetic fields that penetrate the cranium to modify neuronal activity in the brain. Notes: Data of 13 NBs; 38 out of 51 NBs entered "0“ for all groups MD * Products without an intended medical purpose that are listed in Annex XVI to the MDR are covered by that Regulation from 22 June 2023, which is the date of application of Annex XVI common specifications set out in Commission Implementing Regulation (EU) 2022/2346. ** Dual purpose devices: products having both a medical and a non-medical intended purpose Notes: Data of 13 NBs; 39 out of 52 NBs entered "0“ for all groups 4 31 22 31 34 4 9 10 0 0 0 10 20 30 40 Total number of certificates issued so far for products without an intended medical purpose Total number of certificates issued for dual purpose devices 18th NB Survey (data from designation up to 31/10/2025) Group 1 Group 2 Group 3 Group 4 Group 5 Group 6 4 32 24 42 65 5 13 19 0 0 0 10 20 30 40 50 Total number of certificates issued so far for products without an intended medical purpose Total number of certificates issued for dual purpose devices 20th NB Survey (data from designation up to 28/02/2026) Group 1 Group 2 Group 3 Group 4 Group 5 Group 6 33 Single-use devices and their reprocessing (Article 17 MDR) Data of 52 NBs designated under MDR One NB indicated issuance of certificates: • 8 certificates issued in accordance with Art. 17(2) • No certificates issued in accordance with Art. 17(5) MD 1 31 20 Yes, certificate issued Not applicable (not in the designation scope of the NB) No certificates issued yet (although in the designation scope of the NB) 34 Article 117 MDR opinions* - requests received and opinions issued * Article 117 MDR: Where, in accordance with the second subparagraph of Article 1(8) or the second subparagraph of Article 1(9) of Regulation (EU) 2017/745 of the European Parliament and of the Council, a product is governed by this Directive, the marketing authorisation dossier shall include, where available, the results of the assessment of the conformity of the device part with the relevant general safety and performance requirements set out in Annex I to that Regulation contained in the manufacturer's EU declaration of conformity or the relevant certificate issued by a notified body allowing the manufacturer to affix a CE marking to the medical device. If the dossier does not include the results of the conformity assessment referred to in the first subparagraph and where for the conformity assessment of the device, if used separately, the involvement of a notified body is required in accordance with Regulation (EU) 2017/745, the authority shall require the applicant to provide an opinion on the conformity of the device part with the relevant general safety and performance requirements set out in Annex I to that Regulation issued by a notified body designated in accordance with that Regulation for the type of device in question. MD Notes 18th NB survey: • Total number of requests for Article 117 MDR opinions for initial market authorization submissions received: data of 25 NBs • Total number of requests for Article 117 MDR opinions for changes received: data of 6 NBs Notes 20th NB survey: • Total number of requests for Article 117 MDR opinions for initial market authorization submissions received: data of 26 NBs • Total number of requests for Article 117 MDR opinions for changes received: data of 7 NBs 474 37 367 23 0 200 400 600 Opinions for initial market authorisation submissions Opinions for changes 18th NB Survey (data from designation up to 31/10/2025) Total number of applications for Article 117 MDR opinions received Total number of Article 117 MDR opinions issued 553 46 437 33 0 200 400 600 Opinions for initial market authorisation submissions Opinions for changes 20th NB Survey (data from designation up to 28/02/2026) Total number of applications for Article 117 MDR opinions received Total number of Article 117 MDR opinions issued 35 3. Survey results for in vitro diagnostic medical devices IVD Note: • Thousands separators are represented as dots or blank space (not comma) in the graphs. • Datasets: The small dataset is a small set of questions asked to notified bodies every two months. Note: From April to July 2023, it was asked monthly. The medium dataset is a set of questions asked to notified bodies every four months concerning the activities they have been performing since their designation. The large dataset contains additional data asked to notified bodies once a year. Ⓢ Ⓛ 36 IVDR applications filed and refused, written agreements signed IVD Notes: • Designated NBs for IVD: 19 • Applications lodged: This number includes all applications lodged (syn. filed) so far according to IVDR Annex VII section 4.3 (from the day when the designation became valid, i.e. one day after publication in the Single Market Compliance Space to the date of the survey up to 28/02/2026), i.e.: applications with issued certificates, applications without decisions on the outcome of the conformity assessment activities, applications that were eventually refused or withdrawn by the manufacturer (including transferred applications), applications lodged for changes of existing MDR certificates. Pre-application activities are not included. • Written agreements signed: This refers to the number of written agreements (contracts) between a NB and a manufacturer signed by both parties. Ⓢ 145 1.813 3.723 0 500 1.000 1.500 2.000 2.500 3.000 3.500 4.000 Number of applications refused for IVDR (from designation up to 28/02/2026) Number of written agreements signed (from designation up to 28/02/2026) Number of total certification applications lodged so far (from designation up to 28/02/2026) https://webgate.ec.europa.eu/single-market-compliance-space/#/notified-bodies 37 IVDR Number of QMS / product certificates issued Note QMS Certificates: This relates to Annex IX Chapter I or Annex XI according to IVDR. Note PRODUCT Certificates: This relates to Annex IX Chapter II or Annex X according to IVDR. IVD Ⓢ 1.302 1.007 0 200 400 600 800 1.000 1.200 1.400 Total number of product certificates issued for IVDR (from designation up to 28/02/2026) Total number of product certificates issued for IVDR (from designation up to 28/02/2026) - thereof first time only Number of product certificates issued (total and first time only) 1.040 565 0 200 400 600 800 1.000 1.200 Total number of QMS certificates issued for IVDR (from designation up to 28/02/2026) Total number of QMS certificates issued for IVDR (from designation up to 28/02/2026) - thereof first time only Number of QMS certificates issued (total and first time only) 38 Survey comparison – March 2023 to February 2026 S = Survey; # = number Notes: • Designated NBs for IVDs: S#1 to S#5: 10; S#6 to S#11: 12; S#12 to S#13: 13; S#14: 14; S#15: 16, S#16: 17, S#17: 18, S#18-#20: 19 • Surveys #2 and #3 did not reach 100% response rate (S#2: ~70%; S#3: 56%). In this case, for the NBs that did not respond, data from previous surveys were included in the total for each indicator. IVD Ⓢ 521 1.014 543 1.071 571 1.111 609 1.157 683 1.295 736 1.451 785 1.565 845 1.694 913 1.821 1.004 2.017 1.046 2.181 1.107 2.341 1.163 2.388 1.195 2.532 1.256 2.742 1.463 3.011 1.571 3.155 1.728 3.531 1.753 3.605 1.813 3.723 0 500 1.000 1.500 2.000 2.500 3.000 3.500 4.000 Number of written agreements signed Number of total certification applications lodged incl. no. of applications with issued certificates S#20: from designation up to 28/02/2026 S#19: from designation up to 31/12/2025 S#18: from designation up to 31/10/2025 S#17: from designation up to 30/08/2025 S#16: from designation up to 30/06/2025 S#15: from designation up to 30/04/2025 S#14: from designation up to 28/02/2025 S#13: from designation up to 31/12/2024 S#12: from designation up to 31/10/2024 S#11: from designation up to 31/08/2024 S#10: from designation up to 30/06/2024 S#9: from designation up to 30/04/2024 S#8: from designation up to 29/02/2024 S#7: from designation up to 31/12/2023 S#6: from designation up to 31/10/2023 S#5: from designation up to 30/08/2023 S#4: from designation up to 30/06/2023 S#3: from designation up to 31/05/2023 39 Survey comparison – March 2023 to February 2026 S = Survey; # = number Notes: • Designated NBs for IVDs: S#1 to S#5: 10; S#6 to S#11: 12; S#12 to S#13: 13; S#14: 14; S#15: 16, S#16:16, S#17: 18, S#18-#20: 19 (1 NB reporting 127 refused applications) • Surveys #2 and #3 did not reach 100% response rate (S#2: ~70%; S#3: 56%). In this case, for the NBs that did not respond, data from previous surveys were included in the total for each indicator. • * Change in methodology of counting refused applications compared to previous surveys by NBs in survey #12. IVD Ⓢ 30 32 35 40 41 44 45 47 55 64 75 68 72 84 97 104 106 111 113 145 0 20 40 60 80 100 120 140 160 Number of applications refused for IVDR S#20: from designation up to 28/02/2026 S#19: from designation up to 31/12/2025 S#18: from designation up to 31/10/2025 S#17: from designation up to 30/08/2025 S#16: from designation up to 30/06/2025 S#15: from designation up to 30/04/2025 S#14: from designation up to 28/02/2025 S#13: from designation up to 31/12/2024 S#12: from designation up to 31/10/2024 S#11: from designation up to 31/08/2024 S#10: from designation up to 30/06/2024 S#9: from designation up to 30/04/2024 S#8: from designation up to 29/02/2024 S#7: from designation up to 31/12/2023 S#6: from designation up to 31/10/2023 S#5: from designation up to 30/08/2023 S#4: from designation up to 30/06/2023 S#3: from designation up to 31/05/2023 * 40 IVD ⓈSurvey comparison – March 2023 to February 2026 S = Survey; # = number Notes: • Designated NBs for IVDs: S#1 to S#5: 10; S#6 to S#11: 12; S#12 to S#13: 13; S#14: 14; S#15: 16, S#16: 17, S#17: 18, S#18 & #19: 19 • Surveys #2 and #3 did not reach 100% response rate (S#2: ~70%; S#3: 56%). In this case, for the NBs that did not respond, data from previous surveys were included in the total for each indicator. • * One NB revised its methodology for counting QMS certificates in survey #19, resulting in a decrease of total numbers. 169 169 177 177 202 183 235 190 283 206 287 231 347 244 371 252 416 282 460 318 523 336 580 368 629 390 678 408 712 434 788 450 876 642 913 655 964 536* 1.007 565 0 200 400 600 800 1.000 1.200 Number of product certificates (first time only) Number of QMS certificates (first time only) S#20: from designation up to 28/02/2026 S#19: from designation up to 31/12/2025 S#18: from designation up to 31/10/2025 S#17: from designation up to 30/08/2025 S#16: from designation up to 30/06/2025 S#15: from designation up to 30/04/2025 S#14: from designation up to 28/02/2025 S#13: from designation up to 31/12/2024 S#12: from designation up to 31/10/2024 S#11: from designation up to 31/08/2024 S#10: from designation up to 30/06/2024 S#9: from designation up to 30/04/2024 S#8: from designation up to 29/02/2024 S#7: from designation up to 31/12/2023 S#6: from designation up to 31/10/2023 S#5: from designation up to 30/08/2023 S#4: from designation up to 30/06/2023 S#3: from designation up to 31/05/2023 41 Medium dataset The medium dataset is a set of questions asked to notified bodies every four months concerning the activities they have been performing since their designation. IVD 249 345 512 648 822 950 1.155 1.479 1634 1747 2200 2395 3083 3304 3418 7 11 31 125 268 331 500 639 798 940 1273 1490 1779 2192 2318 0 500 1000 1500 2000 2500 3000 3500 4000 02 /2 02 1 03 /2 02 1 04 /2 02 1 05 /2 02 1 06 /2 02 1 07 /2 02 1 08 /2 02 1 09 /2 02 1 10 /2 02 1 11 /2 02 1 12 /2 02 1 01 /2 02 2 02 /2 02 2 03 /2 02 2 04 /2 02 2 05 /2 02 2 06 /2 02 2 07 /2 02 2 08 /2 02 2 09 /2 02 2 10 /2 02 2 11 /2 02 2 12 /2 02 2 01 /2 02 3 02 /2 02 3 03 /2 02 3 04 /2 02 3 05 /2 02 3 06 /2 02 3 07 /2 02 3 08 /2 02 3 09 /2 02 3 10 /2 02 3 11 /2 02 3 12 /2 02 3 01 /2 02 4 02 /2 02 4 03 /2 02 4 04 /2 02 4 05 /2 02 4 06 /2 02 4 07 /2 02 4 08 /2 02 4 09 /2 02 4 10 /2 02 4 11 /2 02 4 12 /2 02 4 01 /2 02 5 02 /2 02 5 03 /2 02 5 04 /2 02 5 05 /2 02 5 06 /2 02 5 07 /2 02 5 08 /2 02 5 09 /2 02 5 10 /2 02 5 11 /2 02 5 12 /2 02 5 01 /2 02 6 02 /2 02 6 Applications Certificates Poly. (Applications) IVDR applications lodged and certificates issued 42 February 2026 IVDR Applications: 3.418 IVDR Certificates: 2.318 Notes: Designated NBs for IVDR in February: 19 • ∆ (Delta) = Difference in IVDR Applications / IVDR Certificates from one survey to the next one • Applications lodged: This number includes all applications lodged (syn. filed) so far according to IVDR Annex VII section 4.3 (from the day when the designation became valid, i.e. one day after publication in the Single Market Compliance Space to the date of the survey up to 28/02/2026), i.e.: applications with issued certificates, applications without decisions on the outcome of the conformity assessment activities, applications that were eventually refused or withdrawn by the manufacturer (including transferred applications), applications lodged for changes of existing IVDR certificates. Pre-application activities are not included. One application can correspond to more than one certificate. • Certificates issued: This number includes certificates issued so far (from designation up to 28/02/2026) under the IVDR. • The dotted line shows the polynomial trend line (grade 2). ∆ 96 ∆ 4 ∆ 167 ∆ 20 ∆ 136 ∆ 94 ∆ 174 ∆ 143 ∆ 128 ∆ 63 ∆ 205 ∆ 169 IVD ∆ 139 ∆ 324 ∆ 155 ∆ 159 ∆ 113 ∆ 333 ∆ 453 ∆ 142 ∆ 114 +4% ∆ 126 +6% ∆ 217 ∆ 195 ∆ 688 ∆ 289 ∆ 221 ∆ 413 https://webgate.ec.europa.eu/single-market-compliance-space/#/notified-bodies IVDR applications and certificates by annex 43 Notes: • Applications lodged by annex: This number includes all applications lodged (syn. filed) by annex according to IVDR Annex VII section 4.3 (from the day when the designation became valid, i.e. one day after publication in NANDO to the date of the survey up to 28/02/2026), i.e.: applications with issued certificates, applications without decisions on the outcome of the conformity assessment activities, applications that were eventually refused or withdrawn by the manufacturer (including transferred applications), applications lodged for changes of existing MDR certificates. Pre-application activities are not included. One application can correspond to more than one certificate. • Certificates issued by annex: This number includes certificates issued so far (from designation up to 28/02/2026) under the IVDR by annex. • Class D devices are included in the total number of applications/certificates. • * Change in methodology of counting compared to previous surveys by one NB. February 2026 IVDR Applications: 3.418 IVDR Certificates: 2.318 IVD 1428 1976 0 14 1008 1300 0 10 0 500 1000 1500 2000 2500 Annex IX(I&III) Annex IX(II) Annex X Annex XI Total IVDR applications/certificates by Annex Applications Certificates * * 6 1 0 09 2 0 020 11 0 059 66 0 0 154 114 0 0 159 164 0 8 255 237 0 8 321 315 0 3 384 410 0 4 489 446 0 5 594 673 0 6 692 791 0 7 848 922 0 9 1078 1105 0 9 1008 1300 0 10 0 200 400 600 800 1000 1200 1400 Annex IX(I&III) Annex IX(II) Annex X Annex XI Certificates survey comparison Feb 2021 May 2021 Sept 2021 Apr 2022 Oct 2022 March 2023 June 2023 Oct 2023 Feb 2024 June 2024 Oct 2024 Feb 2025 June 2025 Oct 2025 Feb 2026 86 163 0 0 127 216 0 2 205 307 0 0 296 352 0 0 357 465 0 0 395 534 0 21 486 646 0 23 715 759 0 5 767 860 0 7 819 921 0 7 1020 1169 0 11 1089 1295 0 11 1534 1537 0 12 1525 1765 0 14 1428 1976 0 14 0 500 1000 1500 2000 2500 Annex IX(I&III) Annex IX(II) Annex X Annex XI Applications survey comparison Feb 2021 May 2021 Sept 2021 Apr 2022 Oct 2022 March 2023 June 2023 Oct 2023 Feb 2024 June 2024 Oct 2024 Feb 2025 June 2025 Oct 2025 Feb 2026 IVDR applications and certificates by annex – surveys comparison 44 February 2026 IVDR Certificates: 2.318 February 2026 IVDR Applications: 3.418 Notes: • Applications lodged by annex: This number includes all applications lodged (syn. filed) by annex according to IVDR Annex VII section 4.3 (from the day when the designation became valid, i.e. one day after publication in the Single Market Compliance Space to the date of the survey up to 28/02/2026), i.e.: applications with issued certificates, applications without decisions on the outcome of the conformity assessment activities, applications that were eventually refused or withdrawn by the manufacturer (including transferred applications), applications lodged for changes of existing IVDR certificates. Pre-application activities are not included. One application can correspond to more than one certificate. • Certificates issued by annex: This number includes certificates issued so far (from designation up to 28/02/2026) under the IVDR by annex. • * Change in methodology of counting compared to previous surveys by one NB, resulting in a decrease of total numbers. IVD * * https://webgate.ec.europa.eu/single-market-compliance-space/#/notified-bodies Class D devices applications and certificates 45 Notes: • Applications lodged by annex: This number includes all applications lodged (syn. filed) by annex according to IVDR Annex VII section 4.3 (from the day when the designation became valid, i.e. one day after publication in the Single Market Compliance Space to the date of the survey up to 28/02/2026), i.e.: applications with issued certificates, applications without decisions on the outcome of the conformity assessment activities, applications that were eventually refused or withdrawn by the manufacturer (including transferred applications), applications lodged for changes of existing IVDR certificates. Pre-application activities are not included. One application can correspond to more than one certificate. • Certificates issued by annex: This number includes certificates issued so far (from designation up to 28/02/2026) under the IVDR by annex. February 2026: Total number of Class D devices Applications: 1.191 Total number of Class D devices Certificates: 722 IVD February 2026 IVDR Applications: 3.418 IVDR Certificates: 2.318 257 934 0 0 166 556 0 0 0 100 200 300 400 500 600 700 800 900 1000 Annex IX(I&III) Annex IX(II) Annex X Annex XI Class D devices applications/certificates by annex Applications Certificates https://webgate.ec.europa.eu/single-market-compliance-space/#/notified-bodies Class D IVDs applications and certificates development 46 Note: Applications lodged by annex: This number includes all applications lodged (syn. filed) by annex according to IVDR Annex VII section 4.3 (from the day when the designation became valid, i.e. one day after publication in NANDO to the date of the survey up to 28/02/2026), i.e.: applications with issued certificates, applications without decisions on the outcome of the conformity assessment activities, applications that were eventually refused or withdrawn by the manufacturer (including transferred applications), applications lodged for changes of existing MDR certificates. Pre- application activities are not included. One application can correspond to more than one certificate. IVD Note: Certificates issued by annex: This number includes certificates issued so far (from designation up to 28/02/2026) under the IVDR by annex. February 2026: Total number of Class D devices applications: 1.191 Total number of Class D devices certificates: 722 33 149 0 0 48 179 0 0 68 268 0 0 71 299 0 0 124 392 0 0 157 501 0 0 167 598 0 0 204 747 0 0 249 848 0 0 257 934 0 0 0 100 200 300 400 500 600 700 800 900 1000 Annex IX(I&III) Annex IX(II) Annex X Annex XI Class D devices applications by annex Class D devices applications by annex March 2023 Class D devices applications by annex June 2023 Class D devices applications by annex October 2023 Class D devices applications by annex February 2024 Class D devices applications by annex June 2024 Class D devices applications by annex October 2024 Class D devices applications by annex February 2025 Class D devices applications by annex June 2025 Class D devices applications by annex October 2025 Class D devices applications by annex February 2026 2 25 0 07 55 0 020 99 0 0 26 147 0 0 57 213 0 0 95 282 0 0 128 338 0 0 139 412 0 0 161 469 0 0 166 556 0 0 0 100 200 300 400 500 600 Annex IX(I&III) Annex IX(II) Annex X Annex XI Class D devices certificates by annex Class D devices certificates by annex March 2023 Class D devices certificates by annex June 2023 Class D devices certificates by annex October 2023 Class D devices certificates by annex February 2024 Class D devices certificates by annex June 2024 Class D devices certificates by annex October 2024 Class D devices certificates by annex February 2025 Class D devices certificates by annex June 2025 Class D devices certificates by annex October 2025 Class D devices certificates by annex February 2026 16 0 1 0 24 0 2 0 26 0 6 0 27 0 6 0 33 0 11 0 39 0 17 0 42 0 20 0 51 0 21 0 63 0 22 0 80 0 30 0 0 10 20 30 40 50 60 70 80 90 Applications lodged requiring consultation for CDx of which applications for Class D devices Certificates issued requiring consultation for CDx of which certificates for Class D devices Applications lodged and certificates issued requiring consultation for companion diagnostics S#1: from designation up to 31/03/2023 S#4: from designation up to 30/06/2023 S#6: from designation up to 31/10/2023 S#8: from designation up to 29/02/2024 S#10: from designation up to 30/06/2024 S#12: from designation up to 31/10/2024 S#14: from designation up to 28/02/2025 S#16: from designation up to 30/06/2025 S#18: from designation up to 31/10/2025 S#20: from designation up to 28/02/2026 47 Applications and certificates requiring consultation for companion diagnostics (CDx)* February 2026 Class D devices applications: 1.191 Class D devices certificates: 722 IVD * According to Article 2 (7) IVDR, a companion diagnostic means a device which is essential for the safe and effective use of a corresponding medicinal product to: (a) identify, before and/or during treatment, patients who are most likely to benefit from the corresponding medicinal product; or (b) identify, before and/or during treatment, patients likely to be at increased risk of serious adverse reactions as a result of treatment with the corresponding medicinal product. 20th NB survey: data of 3 NBs Applications Certificates February 2026 IVDR Applications: 3.418 IVDR Certificates: 2.318 https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32017R0746 Has a Class D application been lodged from 1 October 2024 in any of the following four categories of currently designated EURLs? 48 Collaboration with EU reference laboratories (EURLs) on Class D devices (1) Data of 19 NBs designated under IVDR Has a Class D certificate been issued in any of the following six categories of currently designated EURLs? IVD 9 3 5 2 10 16 14 17 0 5 10 15 20 Hepatitis and retroviruses Respiratory viruses Bacterial pathogens (syphilis) Herpes viruses Yes No Number of NBs 5 2 3 3 3 5 14 17 16 16 16 14 0 5 10 15 20 Hepatitis and retroviruses Respiratory viruses Bacterial pathogens (syphilis) Herpes viruses Parasites Blood grouping Yes No Number of NBs Hepatitis and retroviruses Respiratory viruses Bacterial pathogens Herpes virus TOTAL Total number of class D devices (covered by an application lodged [from 01/10/2024 up to 28/02/2026]) that fall in the categories of currently designated EURLs 270 37 41 9 357 Number of devices covered by a signed master services agreement with an EURL for performance verification (EURL task in IVDR Article 100(2)(a) [as of 28/02/2026] 438 9 30 27 504 Number of devices that is or was covered by a signed statement of work with an EURL for performance verification (EURL task in IVDR Article 100(2)(a)) [as of 28/02/2026] 25 0 0 0 25 Number of devices for which performance verification by EURLs has been scheduled or completed [as of 28/02/2026] 81 0 0 0 81 49 Collaboration with EU reference laboratories (EURLs) on Class D devices (2) Class D applications IVD Data of 9 NBs designated under IVDR Hepatitis and retrovirus Respiratory viruses Bacterial pathogens Herpes virus Parasites Blood grouping TOTAL Total number of class D devices (covered by issued certificates [as of 28/02/2026]) that fall in the categories of currently designated EURLs* 477 19 37 45 8 181 767 Number of devices covered by a signed master services agreement with an EURL for batch testing (EURL task in IVDR Article 100(2)(b)) [as of 28/02/2026]* 468 8 33 29 3 73 614 Number of devices covered by a signed statement of work with an EURL for patch testing (EURL task in IVDR Article 100(2)(a)) [as of 28/02/2026] 412 8 29 27 n. a. n. a. 476 Number of devices for which batch testing by EURLs is in practical operation [as of 28/02/2026]** 190 3 0 0 n. a. n. a. 193 Number of batches tested by an EURL from the date on which the corresponding EURLs became available for tasks in conformity assessment (1 October 2024) [as of 28/02/2026]* Note: cumulative sum across devices in category 813 28 0 0 n. a. n. a. 841 Number of batches tested by alternative means (e.g. by an independent testing laboratory) from the date on which the corresponding EURLs became available for tasks in conformity assessment (1 October 2024) [as of 28/02/2026]*** 373 0 13 5 n. a. n. a. 391 50 Collaboration with EU reference laboratories (EURLs) on Class D devices (3) Class D certificates IVD Data of 5 NBs designated under IVDR n.a. = data not available (question was not asked in the survey) * This question was asked in the 20th NB survey for the first time for the following two categories: Parasites, Blood grouping. ** Note: this refers to the overall process being in place in practice, and not whether a batch is being tested at the time of reporting. *** This question was asked in the 18th NB survey for the first time. 51 Comparison of EURLs results • 14th NB survey: data of 4 NBs designated under IVDR • 16th NB survey: data of 8 NBs designated under IVDR • 18th NB survey: data of 9 NBs designated under IVDR • 20th NB survey: data of 9 NBs designated under IVDR • 14th NB survey: data of 3 NBs designated under IVDR • 16th NB survey: data of 3 NBs designated under IVDR • 18th NB survey: data of 4 NBs designated under IVDR • 20th NB survey: data of 5 NBs designated under IVDR * This question was not asked in this survey round. n.a. = not available; ** Differing questions in the 16th and 18th NB surveys: • 16th NB survey: Number of batches tested [as of 30/06/2025] • 18th NB survey: Number of batches tested by an EURL from the date on which the corresponding EURLs became available for tasks in conformity assessment (1 October 2024) [as of 31/10/2025] 24 23 0 4 124 397 14 14 168 496 22 50 357 504 25 81 0 100 200 300 400 500 600 Total number of class D devices (covered by an application lodged) that fall in the categories of currently designated EURLs Number of devices covered by a signed master services agreement with an EURL for performance verification (EURL task in IVDR Article 100(2)(a) Number of devices that is or was covered by a signed statement of work with an EURL for performance verification (EURL task in IVDR Article 100(2)(a)) Number of devices for which performance verification by EURLs has been scheduled or completed Class D applications 14th NB survey [as of 28/02/2025] 16th NB survey [as of 30/06/2025] 18th NB survey [as of 31/10/2025] 20th NB survey [as of 28/02/2026] 222 139 91 41 n.a.* n.a.* 564 388 340 78 221** n.a.* 619 589 476 165 504** 294 767 614 476 193 841 391 0 100 200 300 400 500 600 700 800 900 Total number of class D devices (covered by issued certificates) that fall in the categories of currently designated EURLs Number of devices covered by a signed master services agreement with an EURL for batch testing (EURL task in IVDR Article 100(2)(b) Number of devices covered by a signed statement of work with an EURL for batch testing (EURL task in IVDR Article 100(2)(b)) Number of devices for which batch testing by EURLs is in practical operation Number of batches tested by an EURL from the date on which the corresponding EURLs became available for tasks in conformity assessment (1 October 2024) Number of batches tested by alternative means from the date on which the corresponding EURLs became available for tasks in conformity assessment Class D certificates 14th NB survey [as of 28/02/2025] 16th NB survey [as of 30/06/2025] 18th NB survey [as of 31/10/2025] 20th NB survey [as of 28/02/2026] 12 4 3 1 0 0 0 2 4 6 8 10 12 14 Other Wrong qualification of product/classification of device Application not complete Insufficient notified body resources Wrong conformity assessment procedure Outside the scope of notified body's designation Reasons for refusal 52 IVDR applications - reason for refusal Total number of IVDR application refusals*: October 2022: 2 March 2023: 49 June 2023: 16 October 2023: 6 February 2024: 7 June 2024: 7 October 2024: 7 February 2025: 12 June 2025: 14 October 2025: 111 February 2026: 145 February 2026 Main reasons for refusals: “Other” (60%) IVD Notes: • * Applications can have multiple reasons for refusal; the total number shown is derived from the small data set and differ from the figures in the medium data set indicated on the graph on this slide." • February 2026: ”Other” reasons: “not able to complete conformity assessment process”, “client stopped communication”, “cancelled by the manufacturer”. February 2026 IVDR Applications: 3.418 IVDR Certificates: 2.318 Completeness of submissions * Estimated percentage of submissions which were deemed satisfactory in terms of documentation provided (before undertaking the review of its content) without requesting for any additional information 53 N um be r o f n ot ifi ed b od ie s IVD Number of notified bodies which report that > 50% of submissions are considered complete: 5 out of 19 NBs in February 2026 2 4 2 2 2 2 2 3 5 4 6 83 3 6 5 7 7 7 8 6 7 6 6 1 0 1 2 1 1 2 2 3 5 6 4 0 0 1 1 2 2 1 0 0 1 1 1 0 2 4 6 8 10 12 14 16 18 20 April 2022 October 2022 March 2023 June 2023 October 2023 February 2024 June 2024 October 2024 February 2025 June 2025 October 2025 February 2026 Completeness of submissions expressed by notified bodies (in percent of notified bodies) (Annex VII, Section 4.3) – survey comparison Less than 25 % 25-50 % 51-75 % More than 75 % Submissions remain incomplete* 229 1.026 876 540 323 134 0 200 400 600 800 1.000 1.200 1-2 weeks 3-4 weeks 1 to 2 months 2 to 3 months 3 to 6 months >6 months Number of files Average timeframe between application lodged and written agreement signed 54 Average timeframe to written agreement signed Note: Data of 19 NBs designated under IVDR In the majority of the cases (68%), it takes less than 2 months from an application lodged to a written agreement signed. IVD Time to reach a new certificate (QMS vs QMS+PRODUCT) 55 Notes: • This indicator shows the time to reach issuance of a new EC certificate (from written agreement signed to issuance) under IVDR. • QMS+PRODUCT: Data of 12 NBs designated under IVDR • QMS: Data of 12 NBs designated under IVDR IVDR QMS certificates - 42% of NBs: 6-12 months to issue a new QMS certificate - 50% of NBs: 13-18 months IVDR QMS+PRODUCT certificates: longer time - 67% of NBs: 13-18 months - 8% of NBs: 19-24 months IVD Pe rc en ta ge (% ) o f t ot al n um be r o f N B th at h av e is su ed c er tif ic at es February 2026 IVDR Applications: 3.418 IVDR Certificates: 2.318 0% 25% 67% 8% 0% 0% 42% 50% 8% 0% 0% 10% 20% 30% 40% 50% 60% 70% <6 months 6-12 months 13-18 months 19-24 months >24 months Time to reach IVDR certificate (QMS vs QMS+PRODUCT) IVDR_QMS IVDR_QMS+PRODUCT Thank you Contact for questions: medical.devices@goeg.at Austrian National Public Health Institute/ Gesundheit Österreich (GÖG) © European Union 2026 Unless otherwise noted the reuse of this presentation is authorised under the CC BY 4.0 license. For any use or reproduction of elements that are not owned by the EU, permission may need to be sought directly from the respective right holders. 56 mailto:medical.devices@goeg.at https://creativecommons.org/licenses/by/4.0/ Study supporting the �monitoring of the availability�of medical devices on the EU market Disclaimer Acknowledgements Content List of abbreviations (1) List of abbreviations (2) 1. About the study, survey and datasets Study supporting the monitoring of availability of medical devices on the EU market Preliminary notes NB survey overview Dashboard Foliennummer 12 Response rate for the 20th NB survey �(conducted in March 2026 with requested data from designation up to 28/02/2026) 2. Survey results for medical devices Small dataset MDR applications filed and refused, written agreements signed MDR number of QMS / product certificates issued Foliennummer 18 Foliennummer 19 Foliennummer 20 Medium dataset MDR applications filed and �certificates issued (sum of Annexes) MDR applications by annex – �survey comparison MDR certificates by annex - �survey comparison MDR applications and certificates by type �(QMS vs Product) – survey comparison Specific additional procedures �according to Annex IX (II) Average timeframe to written agreement signed MDR applications - reasons for refusal Completeness of submissions Time to reach a new certificate�(QMS vs QMS+PRODUCT) Questions on Annex XVI products �(products with no intended medical purpose that fall under the scope of the MDR) Certificates issued for products without an intended �medical purpose* and for dual purpose devices** Single-use devices and their reprocessing (Article 17 MDR) Article 117 MDR opinions* - requests received and opinions issued 3. Survey results for �in vitro diagnostic medical devices IVDR applications filed and refused, written agreements signed IVDR Number of QMS / product certificates issued Survey comparison – March 2023 to February 2026 Survey comparison – March 2023 to February 2026 Foliennummer 40 Medium dataset IVDR applications lodged and �certificates issued IVDR applications and certificates by annex IVDR applications and certificates by annex – surveys comparison Class D devices �applications and certificates Class D IVDs applications �and certificates development Applications and certificates requiring consultation for companion diagnostics (CDx)* Collaboration with EU reference laboratories (EURLs) on Class D devices (1) Collaboration with EU reference laboratories (EURLs) on Class D devices (2)�Class D applications Collaboration with EU reference laboratories (EURLs) on Class D devices (3)�Class D certificates Comparison of EURLs results IVDR applications - reason for refusal Completeness of submissions Average timeframe to written agreement signed Time to reach a new certificate�(QMS vs QMS+PRODUCT) Thank you��Contact for questions: medical.devices@goeg.at ��Austrian National Public Health Institute/ Gesundheit Österreich (GÖG)
06.07.2026 Datei PD
20260706_BfArM_Prei_Infoveranstaltung_ENR_EUV.pdf
Seite 1/2 Gemeinsame Bekanntmachung des Paul-Ehrlich-Instituts und des Bundesinstituts für Arzneimittel und Medizinprodukte Umstellung bei der Beantragung von Eingangsnummern (ENR) und EU- Verfahrensnummern (EUV) bei nationalen und dezentralisierten Zulassungsverfahren Ab dem 01. September 2026 steht die PharmNet.Bund-Anwendung zur Beantragung der Eingangsnummer (ENR) und EU-Verfahrensnummer (EUV) bei nationalen und dezentralisierten Verfahren in Zuständigkeit des Paul-Ehrlich-Instituts (PEI), Bundesinstitut für Impfstoffe und biomedizinische Arzneimittel, und des Bundesinstituts für Arzneimittel und Medizinprodukte (BfArM) zur Verfügung. Das digitale Formular „Beantragung ENR und EUV“ im PharmNet.Bund-Portal ermöglicht dem pharmazeutischen Unternehmen vor Antragsstellung die erforderliche ENR und/oder EUV automatisiert anzufordern. Die bisherige Beantragung per E-Mail wird durch die PharmNet.Bund Anwendung abgelöst. Ab dem 01. September 2026 sind alle Antragstellenden gebeten, das digitale Formular im PharmNet.Bund-Portal zu nutzen. Registrierung Für die Nutzung der PharmNet.Bund-Fachanwendung ist eine einmalige Registrierung im System „Registrierung und Benutzerverwaltung“ (RuBen) im PharmNet.Bund-Portal erforderlich – mit der Berechtigung „PharmNet.Bund- Anwendung Formulareinreichung“. Informationen zum Ablauf der Registrierung sowie die Registrierung selbst finden Sie auf der verlinkten Website im PharmNet.Bund- Portal. https://www.pharmnet- bund.de/PharmNet/DE/Service/Benutzerverwaltung/ node.html Informationen zur Anwendung „Formulareinreichung“ Vor der Einreichung eines Zulassungsantrages ist für die oben genannten Zulassungsverfahren vom pharmazeutischen Unternehmen eine ENR und/oder eine EUV zu beantragen. Die relevanten Nummern sollten vom Antragstellenden frühestens ca. vier Wochen vor der Einreichung beantragt werden. Die Nummern werden über das digitale Formular automatisch vergeben. Sobald die beantragten Nummern bereitstehen, erfolgt (ggf. mit zeitlicher Verzögerung) eine automatische E-Mail-Benachrichtigung an den Antragstellenden. Seite 2/2 Die ENR und die EUV sollten immer im Cover Letter sowie bei jedem Schriftverkehr mit der jeweiligen Bundesoberbehörde angegeben werden. Informationsveranstaltung Am 04. August 2026 um 14 Uhr bieten das Paul-Ehrlich-Institut und das BfArM eine gemeinsame Informationsveranstaltung zur Beantragung von ENR und EUV an. Eine vorherige Anmeldung zur Teilnahme ist erforderlich. Melden Sie sich bitte bis spätestens 31. Juli 2026 bei der entsprechenden Veranstaltung im PharmNet.Bund- Portal an. Schulungen und Informationsveranstaltungen für PharmNet.Bund-Anwendungen
06.07.2026 Datei PD
Empfehlungen_zu_Signalen_Sitzung_08.06._-_11.06.2026.pdf
Official address Domenico Scarlattilaan 6 ● 1083 HS Amsterdam ● The Netherlands An agency of the European Union Address for visits and deliveries Refer to www.ema.europa.eu/how-to-find-us Send us a question Go to www.ema.europa.eu/contact Telephone +31 (0)88 781 6000 © European Medicines Agency, 2026. Reproduction is authorised provided the source is acknowledged. 6 July 20261 EMA/PRAC/124080/2026 Pharmacovigilance Risk Assessment Committee (PRAC) PRAC recommendations on signals Adopted at the 8-11 June 2026 PRAC meeting This document provides an overview of the recommendations adopted by the Pharmacovigilance Risk Assessment Committee (PRAC) on the signals discussed during the meeting of 8-11 June 2026 (including the signal European Pharmacovigilance Issues Tracking Tool [EPITT]2 reference numbers). PRAC recommendations to provide supplementary information are directly actionable by the concerned marketing authorisation holders (MAHs). PRAC recommendations for regulatory action (e.g. amendment of the product information) are submitted to the Committee for Medicinal Products for Human Use (CHMP) for endorsement when the signal concerns Centrally Authorised Products (CAPs), and to the Co-ordination Group for Mutual Recognition and Decentralised Procedures – Human (CMDh) for information in the case of Nationally Authorised Products (NAPs). Thereafter, MAHs are expected to take action according to the PRAC recommendations. When appropriate, the PRAC may also recommend the conduct of additional analyses by the Agency or Member States. MAHs are reminded that in line with Article 16(3) of Regulation No (EU) 726/2004 and Article 23(3) of Directive 2001/83/EC, they shall ensure that their product information is kept up to date with the current scientific knowledge including the conclusions of the assessment and recommendations published on the European Medicines Agency (EMA) website (currently acting as the EU medicines webportal). For CAPs, at the time of publication, PRAC recommendations for update of product information have been agreed by the CHMP at their plenary meeting (22-25 June 2026) and corresponding variations will be assessed by the CHMP. For nationally authorised medicinal products, it is the responsibility of the National Competent Authorities (NCAs) of the Member States to oversee that PRAC recommendations on signals are adhered to. Variations for CAPs are handled according to established EMA procedures. MAHs are referred to the available guidance. Variations for NAPs (including via mutual recognition and decentralised procedures) are handled at national level in accordance with the provisions of the Member States. 1 Expected publication date. The actual publication date can be checked on the webpage dedicated to PRAC recommendations on safety signals. 2 The relevant EPITT reference number should be used in any communication related to a signal. https://www.ema.europa.eu/en/human-regulatory-overview/post-authorisation/pharmacovigilance-post-authorisation/signal-management/prac-recommendations-safety-signals https://www.ema.europa.eu/en/human-regulatory-overview/post-authorisation/pharmacovigilance-post-authorisation/signal-management/prac-recommendations-safety-signals https://www.ema.europa.eu/en/human-regulatory-overview/post-authorisation/pharmacovigilance-post-authorisation/signal-management/prac-recommendations-safety-signals PRAC recommendations on signals EMA/PRAC/124080/2026 Page 2/11 The timeline recommended by PRAC for submission of variations following signal assessment is applicable to both innovator and generic medicinal products, unless otherwise specified. For procedural aspects related to the handling of PRAC recommendations on signals (e.g. submission requirements, contact points, etc.) please refer to the Questions and Answers on signal management. https://www.ema.europa.eu/documents/other/questions-answers-signal-management_en.pdf PRAC recommendations on signals EMA/PRAC/124080/2026 Page 3/11 1. Recommendations for update of the product information3 1.1. Darolutamide – Angioedema Authorisation procedure Centralised EPITT No 20237 PRAC Rapporteur Jan Neuhauser (AT) Date of adoption 11 June 2026 Recommendation Having considered the available evidence in EudraVigilance, including the submitted cumulative review and additional data on time to onset, the PRAC has agreed that the MAH of Nubeqa (Bayer AG) should submit a variation within 2 months from the publication of the PRAC recommendation, to amend the product information as described below (new text underlined): Summary of product characteristics 4.8 Undesirable effects Table 1 Under SOC Skin and subcutaneous tissue disorders with frequency “Not known” Angioedema g, h g Includes laryngeal oedema, lip swelling, swelling face, and swollen tongue h Spontaneous reports from post-marketing experience Package leaflet 4 Possible side effects Other side effects that have been reported with frequency not known (cannot be estimated from the available data): - swelling under the skin in areas such as the face, lips, tongue and throat 1.2. Gemcitabine – Drug reaction with eosinophilia and systemic symptoms (DRESS) Authorisation procedure Non-centralised EPITT No 20256 PRAC Rapporteur Jenny Jönsson (SE) Date of adoption 11 June 2026 3 Translations in all official EU languages of the new product information adopted by PRAC are also available to MAHs on the EMA website. https://www.ema.europa.eu/en/human-regulatory/post-authorisation/pharmacovigilance/signal-management/prac-recommendations-safety-signals PRAC recommendations on signals EMA/PRAC/124080/2026 Page 4/11 Recommendation Having considered all the available evidence, including data from EudraVigilance and the literature, including the comments received by the Marketing Authorisation Holder/s (MAH/s) of gemcitabine (CHEPLAPHARM ARZNEIMITTEL GMBH and SUN PHARMACEUTICAL INDUSTRIES EUROPE B.V.), the PRAC has agreed that the MAHs of all gemcitabine-containing medicinal products should submit a variation within 2 months from the publication of the PRAC recommendation, to amend the product information as described below (new text underlined, text to be deleted strikethrough). Considering the already existing wording in some nationally authorised products the text may need to be adapted by MAH/s to individual products. Summary of product characteristics 4.4 Warning and precautions for use Severe cutaneous adverse reactions (SCARs) Severe cutaneous adverse reactions (SCARs) including Stevens-Johnson syndrome (SJS), toxic epidermal necrolysis (TEN), drug reaction with eosinophilia and systemic symptoms (DRESS), and acute generalized exanthematous pustulosis (AGEP), which can be life-threatening or fatal, have been reported in association with gemcitabine treatment (see section 4.8). Patients should be advised of the signs and symptoms of the severe cutaneous adverse reactions and should seek medical advice from their physician immediately when observing any indicative signs or symptoms. and monitored closely for skin reactions. If signs and symptoms suggestive of these reactions appear, gemcitabine should be withdrawn immediately and an alternative treatment considered (as appropriate). If the patient has developed a severe cutaneous adverse reaction with the use of gemcitabine, treatment with gemcitabine must not be restarted at any time. 4.8 Undesirable effects Tabulated list of adverse reactions Skin and subcutaneous tissue disorders SOC: Frequency: Not known Drug reaction with eosinophilia and systemic symptoms (DRESS) Package leaflet 2. What you need to know before you take Gemcitabine Warnings and precautions Talk to your doctor before using gemcitabine if: • you have ever developed a severe skin rash or skin peeling, blistering and/or mouth sores after using gemcitabine. Serious skin reactions including Stevens-Johnson syndrome, toxic epidermal necrolysis, and acute generalized exanthematous pustulosis (AGEP) have been reported in association with gemcitabine PRAC recommendations on signals EMA/PRAC/124080/2026 Page 5/11 treatment. Seek medical attention immediately if you notice any of the symptoms related to these serious skin reactions described in section 4. This medicine can cause serious skin reactions. Seek medical attention immediately if you notice any of the symptoms related to these serious skin reactions described in section 4. 4. Possible side effects You should contact your doctor immediately if you develop any of the following symptoms: (Note: Add the following heading, if the existing one differs and does not adequately reflect the urgency of the required action, ensuring it applies to all listed severe cutaneous adverse reactions: “Seek medical attention immediately if you notice any of the following symptoms of serious skin reactions:”) • Widespread rash, high body temperature and enlarged lymph nodes (DRESS syndrome or drug hypersensitivity syndrome) (frequency: not known). 1.3. Valproate and related substances4 – Neurodevelopmental disorders with paternal exposure Authorisation procedure Non-centralised EPITT No 20191 PRAC Rapporteur Liana Martirosyan (NL) Date of adoption 11 June 2026 Recommendation Taking into account the available evidence in the literature, the PRAC considers there remains uncertainty regarding the risk of NDD after paternal exposure to valproate during the spermatogenic risk window and therefore this remains an important potential risk. The PRAC agreed to maintain the precautionary measures in the product information and additional risk minimisation measures. The final report of the PASS TANGO study will be awaited before considering any major changes to the current risk minimisation measures in place considering the inconsistent results in the currently available studies. However, an update on the information provided in the product information is necessary, as the current product information only describes the results of the paternal PASS whereas other available (epidemiological) studies have shown variable results. It is considered important to reflect this in the product information for transparency, to ensure that HCPs and patients have access to accurate and up-to-date information, and to acknowledge the totality of available evidence on this potential risk. The aRMM should be updated in line with the proposed PI updates. Therefore, the PRAC has agreed that the MAHs of valproate containing products should submit a variation within 2 months from the publication of the PRAC recommendation, to amend the product information as described below taking into account the already existing wording in some nationally authorised products the text needs to be adapted by MAHs to individual products (new text underlined and in bold and deletions in strikethrough): Summary of product characteristics 4.4 Special warnings and precautions for use Use in male patients 4 Valproic acid, sodium valproate, valproate semisodium, valpromide PRAC recommendations on signals EMA/PRAC/124080/2026 Page 6/11 A retrospective observational study suggests an increased risk of neuro-developmental disorders (NDDs) in children born to men treated with valproate in the 3 months prior to conception compared to those born to men treated with lamotrigine or levetiracetam. However, other studies do not suggest an increased risk of NDDs after paternal valproate exposure. Thus, available evidence is inconsistent and the causal role of valproate is uncertain (see section 4.6). As a precautionary measure, prescribers should inform male patients about this potential risk (see section 4.6) and discuss the need to consider effective contraception, including for a female partner, while using valproate and for at least 3 months after treatment discontinuation. Male patients should not donate sperm during treatment and for at least 3 months after treatment discontinuation. Male patients treated with valproate should be regularly reviewed by their prescriber to evaluate whether valproate remains the most suitable treatment for the patient. For male patients planning to conceive a child, suitable treatment alternatives should be considered and discussed with the male patients. Individual circumstances should be evaluated in each case. It is recommended that advice from a specialist experienced in the management of <epilepsy> <bipolar disorder> <or> <migraine> should be sought as appropriate. Educational materials are available for healthcare professionals and male patients. A patient guide should be provided to male patients using valproate. 4.6 Fertility, pregnancy and lactation Males and potential risk of neuro-developmental disorders in children of fathers treated with valproate in the 3 months prior to conception A retrospective observational study in 3 Nordic countries suggests an increased risk of neuro- developmental disorders (NDDs) in children (from 0 to 11 years old) born to men treated with valproate as monotherapy in the 3 months prior to conception compared to those born to men treated with lamotrigine or levetiracetam as monotherapy, with a pooled adjusted hazard ratio (HR) of 1.50 (95% CI: 1.09-2.07). The adjusted cumulative risk of NDDs ranged between 4.0% to 5.6% in the valproate group versus between 2.3% to 3.2% in the composite lamotrigine/levetiracetam group. The study was not large enough to investigate associations with specific NDD subtypes and study limitations included potential confounding by indication and differences in follow-up time between exposure groups. The mean follow-up time of children in the valproate group ranged between 5.0 and 9.2 years compared to 4.8 and 6.6 years for children in the lamotrigine/levetiracetam group. Overall an increased risk of NDDs in children of fathers treated with valproate in the 3 months prior to conception is possible however the causal role of valproate is not confirmed. In addition, the study did not evaluate the risk of NDDs to children born to men stopping valproate for more than 3 months prior to conception (i.e., allowing a new spermatogenesis without valproate exposure). Other observational population-based studies did not show an increased risk of NDDs in children born to men treated with valproate as monotherapy in the 3–4 months prior to conception compared with men treated with lamotrigine or levetiracetam as monotherapy. Differences in study design, including control for confounding and population selection, may contribute to differences in study findings. In addition, available data suggest that factors other than valproate exposure, including underlying paternal disease, may contribute to the observed association. Overall, the evidence regarding an increased risk of NDDs in children of fathers treated with valproate in the 3 months prior to conception is inconsistent, and the causal role of valproate is uncertain. PRAC recommendations on signals EMA/PRAC/124080/2026 Page 7/11 As a precautionary measure, prescribers should inform male patients about this potential risk and discuss the need to consider effective contraception, including for a female partner, while using valproate and for at least 3 months after treatment discontinuation (see section 4.4). Male patients should not donate sperm during treatment and for at least 3 months after treatment discontinuation. Male patients treated with valproate should be regularly reviewed by their prescriber to evaluate whether valproate is the most suitable treatment for the patient. For male patients planning to conceive a child, suitable treatment alternatives should be considered and discussed with the male patients. Individual circumstances should be evaluated in each case. It is recommended that advice from a specialist experienced in the management of <epilepsy> <bipolar disorder> <or> <migraine> should be sought as appropriate. Package leaflet 2 What you need to know before you take <product name> Important advice for male patients Potential risks related to taking valproate in the 3 months before conception of a child A study suggests a possible risk of movement and mental developmental disorders (problems with early childhood development) in children born to fathers treated with valproate in the 3 months before conception. In this study, around 5 children in 100 had such disorders when born to fathers treated with valproate as compared to around 3 children in 100 when born to fathers treated with lamotrigine or levetiracetam (other medicines that can be used to treat your disease). The risk for children born to fathers who stopped valproate treatment 3 months (the time needed to form new sperm) or longer before conception is not known. The study has limitations and therefore it is not clear if the increased risk for movement and mental developmental disorders suggested by this study is caused by valproate. The study has limitations and was not large enough to show which particular specific type of movement and mental developmental disorder children may be at risk of developing. Other studies did not suggest an increased risk of mental developmental disorders (problems with early childhood development) in children born to fathers treated with valproate in the 3-4 months before conception. In these studies the risk was similar compared to children of fathers treated with lamotrigine or levetiracetam before conception. Differences in how these studies were designed may explain the different results. Overall, it is not known whether any possible risk of childhood developmental disorders is caused by valproate itself or by other factors, such as the father’s underlying medical condition. As a precautionary measure, your doctor will discuss with you: •The potential risk in children born to fathers treated with valproate • The need to consider effective contraception (birth control) for you and your female partner during treatment and for 3 months after stopping treatment • The need to consult your doctor when you are planning to conceive a child and before stopping contraception (birth control) • The possibility of other treatments that can be used to treat your disease, depending on your individual situation Do not donate sperm when taking valproate and for 3 months after stopping valproate. Talk to your doctor if you are thinking about having a baby. PRAC recommendations on signals EMA/PRAC/124080/2026 Page 8/11 If your female partner becomes pregnant while you used valproate in the 3 months period before conception and you have questions, contact your doctor. Do not stop your treatment without talking to your doctor. If you stop your treatment, your symptoms may become worse. You should get regular appointments with your prescriber. During this visit your doctor will discuss with you the precautions associated with valproate use and the possibility of other treatments that can be used to treat your disease, depending on your individual situation. Make sure you read the patient guide that you will receive from your doctor. You will also receive a Patient Card from your pharmacist to remind you of the potential risks of valproate. 1.4. X-ray contrast agents: iobitridol; iodixanol; iohexol; iomeprol; iopamidol; iopromide; ioversol; ioxitalamic acid – Fixed drug eruption Authorisation procedure Non-centralised EPITT No 20229 PRAC Rapporteur Pernille Harg (NO) Date of adoption 11 June 2026 Recommendation Having considered the available evidence in EudraVigilance and the literature, including the cumulative review submitted by the Marketing Authorisation Holders (MAHs), the PRAC has agreed that the MAHs of products containing iomeprol, iodixanol, ioversol, iopromide, iopamidol, iohexol, iobitridol and ioxitalamic acid should submit a variation within two months from the publication of the PRAC recommendation, to amend the product information as described below (new text underlined): Summary of product characteristics 4.8 Undesirable effects Under SOC Skin and subcutaneous tissue disorders with frequency ‘Not known’ Fixed drug eruption Package leaflet 4 Possible side effects Under section side effects reported/described with frequency ‘Not known’ (frequency cannot be estimated from the available data) An allergic skin reaction that may include round or oval patches of redness and swelling of the skin, blistering, and itching (fixed drug eruption). Darkening of the skin in affected areas, which might persist after healing, may also occur. Fixed drug eruption usually reoccurs at the same site(s) if the medication is <taken> <used> again. Taking into account the already existing wording in some nationally authorised products the text may need to be adapted by MAHs to individual products. PRAC recommendations on signals EMA/PRAC/124080/2026 Page 9/11 1.5. Zolbetuximab – Protein-losing gastroenteropathy Authorisation procedure Centralised EPITT No 20236 PRAC Rapporteur Bianca Mulder (NL) Date of adoption 11 June 2026 Recommendation Having considered the available evidence in EudraVigilance and literature, including the cumulative review submitted by the Marketing Authorisation Holder (MAH), the PRAC has agreed that the MAH of Vyloy, Astellas Pharma Europe B.V. should submit a variation within 2 months from the publication of the PRAC recommendation, to amend the product information as described below (new text underlined): Summary of product characteristics 4.8 Undesirable effects The following adverse reactions should be added under the SOC Gastrointestinal disorders: Gastritis (frequency: uncommon) Protein-losing gastroenteropathy (frequency: not known) Package leaflet 4. Possible side effects Other possible side effects: Uncommon (may affect up to 1 in 100 people) Inflammation of the stomach lining (gastritis) Other side effects that have been reported with frequency not known (cannot be estimated from the available data) Loss of protein from the digestive tract (protein-losing gastroenteropathy) PRAC recommendations on signals EMA/PRAC/124080/2026 Page 10/11 2. Recommendations for submission of supplementary information INN Signal (EPITT No) PRAC Rapporteur Action for MAH MAH Abemaciclib; palbociclib; ribociclib Progressive multifocal leukoencephalopathy (PML) (20271) Marie Louise Schougaard Christiansen (DK) Supplementary information requested (submission by 26 August 2026) Eli Lilly Nederland B.V., Novartis Europharm Limited, Pfizer Europe MA EEIG Atezolizumab; avelumab; cemiplimab; dostarlimab; durvalumab; ipilimumab; nivolumab; nivolumab / relatlimab; pembrolizumab; retifanlimab; serplulimab; sugemalimab; tislelizumab; toripalimab; tremelimumab Acquired haemophilia (20279) Bianca Mulder (NL) Supplementary information requested (submission by 26 August 2026) Accord Healthcare S.L.U., AstraZeneca AB, Beone Medicines Ireland Limited, Bristol-Myers Squibb Pharma EEIG, Cstone Pharmaceuticals Ireland Limited, GlaxoSmithKline Trading Services Limited, Incyte Biosciences Distribution B.V., Merck Europe B.V., Merck Sharp & Dohme B.V., Regeneron Ireland Designated Activity Company (DAC), Roche Registration GmbH, Topalliance Biosciences Europe Limited Belzutifan Retinal oedema (20278) Dennis Lex (DE) Assess in the ongoing PSUR (submission by 5 August 2026 with the MAH comments to the PSUR preliminary assessment report) Merck Sharp & Dohme B.V. PRAC recommendations on signals EMA/PRAC/124080/2026 Page 11/11 INN Signal (EPITT No) PRAC Rapporteur Action for MAH MAH Cefpodoxime Drug interaction between cefpodoxime and proton pump inhibitor (PPIs) resulting in a potentially reduced efficacy of cefpodoxime (20280) Amelia Cupelli (IT) Supplementary information requested (submission by 26 August 2026) Teofarma, Scharper SpA, Zentiva France Lithium Drug interaction between lithium and GLP-1 agonists leading to increased lithium levels (20275) Dennis Lex (DE) Supplementary information requested (submission by 26 August 2026) Teva, Laboratoires Delbert, Teofarma, Oba Pharma Luspatercept Ventilation perfusion mismatch (20281) Jo Robays (BE) Assess in the next PSUR (submission by 2 September 2026) Bristol -Myers Squibb Pharma Osimertinib Pulmonary alveolar haemorrhage (20284) Bianca Mulder (NL) Assess in the next PSUR (submission by 10 February 2027) AstraZeneca AB 3. Other recommendations INN Signal (EPITT No) PRAC Rapporteur Action for MAH MAH Vortioxetine Acute pancreatitis (20234) Jo Robays (BE) Routine pharmacovigilance MAHs of vortioxetine- containing products 1. Recommendations for update of the product information2F 1.1. Darolutamide – Angioedema Recommendation 1.2. Gemcitabine – Drug reaction with eosinophilia and systemic symptoms (DRESS) Recommendation 1.3. Valproate and related substances3F – Neurodevelopmental disorders with paternal exposure Recommendation 1.4. X-ray contrast agents: iobitridol; iodixanol; iohexol; iomeprol; iopamidol; iopromide; ioversol; ioxitalamic acid – Fixed drug eruption Recommendation 1.5. Zolbetuximab – Protein-losing gastroenteropathy Recommendation 2. Recommendations for submission of supplementary information 3. Other recommendations
06.07.2026 Datei PD
20260706_md_availability_study_presentation_2025_en.pdf
Study supporting the monitoring of the availability of medical devices on the EU market Study overview and survey results of the 3rd EO survey with data status 31 October 2025 1 July 2026 1 • This document was produced in the frame of the SC 2021 P3 03 under the DG SANTE Framework contract (FWC SANTE/2021/OP/0002) for evaluation, impact assessment, monitoring and other related services in relation to health and food policies. • The information and views set out in this document are those of the author(s) and do not necessarily reflect the official opinion of the Commission/European Health and Digital Executive Agency. Neither the Commission/Executive Agency nor any person acting on the Commission’s/Executive Agency’s behalf may be held responsible for the use which may be made of the information contained therein. • The study team has aggregated the data received from survey participants to prepare this presentation but cannot be held responsible for the quality and accuracy of the data. 2 Disclaimer 1. Introduction 1.1. About the study 1.2. About the 3rd EO survey with manufacturers and authorised representatives (incl. methodology) 2. Results 2.1. About the survey participants (responses) 2.2. Survey results for medical devices 2.3. Survey results for in vitro diagnostic medical devices 2.4. Survey results for authorised representatives 3 Content Please cite as: Austrian National Public Health Institute, Areté, Civic Consulting (2026). PowerPoint presentation containing a study overview and survey results of the 3rd EO survey for the ʻStudy supporting the monitoring of availability of medical devices on the EU marketʼ. Austrian National Public Health Institute (Gesundheit Österreich GmbH / GÖG). Commissioned by the European Commission within the EU4Health Programme (under specific contract No 2021 P3 03 with the European Health and Digital Executive Agency, implementing framework contract No SANTE/2021/OP/0002). MD IVD AR About 4 List of abbreviations (1) Abbreviation Meaning AIMDD Council Directive 90/385/EEC of 20 June 1990 on the approximation of the laws of the Member States relating to active implantable medical devices AR Authorised Representative(s) CA(s) Competent Authority / Competent Authorities CE Conformité Européenne COCIR The European Trade Association representing the medical imaging, radiotherapy, health ICT and electromedical industries DBs Distributor(s) DG SANTE Directorate-General for Health and Food Safety EAAR European Association of Authorised Representatives EC European Commission EEN European Enterprise Network EMDN European Medical Device Nomenclature EO Economic Operators EU European Union EUDAMED European Database on Medical Devices EUROM VI Association for Medical Technology within the European Federation of Precision Mechanical and Optical Industries FWC Framework contract GÖG Gesundheit Österreich GmbH / Austrian National Public Health Institute HaDEA European Health and Digital Executive Agency 5 List of abbreviations (2) Abbreviation Meaning IMs Importer(s) IVDs In-vitro diagnostic medical device(s) IVDD Directive 98/79/EC of the European Parliament and of the Council on In Vitro Diagnostic Medical Devices IVDR Regulation (EU) 2017/746 of the European Parliament and of the Council of 5 April 2017 (In Vitro Diagnostic Medical Device Regulation) MDCG Medical Device Coordination Group MDs Medical device(s) MDD Council Directive 93/42/EEC of 14 June 1993 concerning medical devices MDR Regulation (EU) 2017/745 of the European Parliament and of the Council of 5 April 2017 (Medical Device Regulation) MFs Manufacturer(s) NBs Notified body / bodies OBL Own brand labelling OEM Original equipment manufacturer PPE Personal Protective Equipment PPT MS Power Point Q Question QMS Quality Management System SC Special contract SMCS Single Market Compliance Space SMEs Small and medium-sized enterprise(s) TF Task Force 1. Introduction 6 7 1.1. About the study - Study supporting the monitoring of availability of medical devices on the EU market - Scope of the study - Consultation activities - Links to relevant documents in the context of this study • Commissioned by: The European Commission’s Directorate-General for Health and Food Safety (DG SANTE) via the European Health and Digital Executive Agency (HaDEA) • Aim: To support monitoring and analysing the availability of medical devices on the EU market in the context of the implementation of medical devices and in vitro diagnostic medical devices Regulations from the perspectives of key stakeholders • Duration: 2 December 2022 – 1 June 2026 (42 months*) • Study team (contact: medical.devices@goeg.at): Austrian National Public Health Institute (Gesundheit Österreich GmbH / GÖG)  project lead Areté Civic Consulting Supported by experts from the medical devices sector 8 Study supporting the monitoring of availability of medical devices on the EU market About * Study amendment from 2 December 2025 – 1 June 2026 mailto:medical.devices@goeg.at • Product scope: • Product types: medical devices (MDs) and in vitro diagnostic medical devices (IVDs) • Market status: devices placed on the market (available under the new regulations) and those intended to be placed on the market in future (not yet available under the new regulations) and also taking into account legacy and new devices • Risk classes: devices belonging to all risk classes, but with a focus on devices requiring the involvement of notified bodies • Focus will be set on special product groups (e.g. orphan and/or niche devices) and those at risk of shortage. • Geographic scope: 31 countries (27 EU Member States plus Iceland, Liechtenstein, Norway and Turkey) 9 Scope of the study 10 Consultation activities Surveys MDCG Taskforce Meetings Interviews Results are presented in aggregated form in a publicly available and regularly updated dashboard Published here: https://health.ec.europa.eu/study-supporting-monitoring- availability-medical-devices-eu-market_en. https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en • One-pager about the study • Endorsement letter • Study-related glossary • Dashboard • Instructions for use for the dashboard • Privacy statement 11 Links to relevant documents in the context of this study https://ppri.goeg.at/system/files/inline-files/One-pager_long_version_MD_availability_study_HADEA2021P303_31.5.2023_final.pdf https://ppri.goeg.at/system/files/inline-files/One-pager_long_version_MD_availability_study_HADEA2021P303_31.5.2023_final.pdf https://ppri.goeg.at/system/files/inline-files/One-pager_long_version_MD_availability_study_HADEA2021P303_31.5.2023_final.pdf https://ppri.goeg.at/system/files/inline-files/One-pager_long_version_MD_availability_study_HADEA2021P303_31.5.2023_final.pdf https://ppri.goeg.at/system/files/inline-files/One-pager_long_version_MD_availability_study_HADEA2021P303_31.5.2023_final.pdf https://ppri.goeg.at/system/files/inline-files/One-pager_long_version_MD_availability_study_HADEA2021P303_31.5.2023_final.pdf https://dory.goeg.at/s/yiKW72y8acdfrck https://dory.goeg.at/s/yiKW72y8acdfrck https://dory.goeg.at/s/yiKW72y8acdfrck https://ppri.goeg.at/system/files/inline-files/MD_Availability_Glossary_HaDEA_2021_P3_03_April_2023.pdf https://ppri.goeg.at/system/files/inline-files/MD_Availability_Glossary_HaDEA_2021_P3_03_April_2023.pdf https://ppri.goeg.at/system/files/inline-files/MD_Availability_Glossary_HaDEA_2021_P3_03_April_2023.pdf https://ppri.goeg.at/system/files/inline-files/MD_Availability_Glossary_HaDEA_2021_P3_03_April_2023.pdf https://ppri.goeg.at/system/files/inline-files/MD_Availability_Glossary_HaDEA_2021_P3_03_April_2023.pdf https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://health.ec.europa.eu/study-supporting-monitoring-availability-medical-devices-eu-market_en https://ppri.goeg.at/system/files/inline-files/Instructions_for_Use_HaDEA-2021-P3-03_17.11.2023_final.pdf https://ppri.goeg.at/system/files/inline-files/Instructions_for_Use_HaDEA-2021-P3-03_17.11.2023_final.pdf https://ppri.goeg.at/system/files/inline-files/Targeted_consultations_privacy_notice_generic_MDAvailabilityStudy_final_0.pdf https://ppri.goeg.at/system/files/inline-files/Targeted_consultations_privacy_notice_generic_MDAvailabilityStudy_final_0.pdf 12 1.2. About the 3rd EO survey with MF and AR - Acknowledgements - Survey development and management - Survey timeline - Survey structure and content - Comparison of the surveys conducted with EO in the framework of the study 13 Acknowledgements The study team would like to sincerely thank the following persons and institutions for their support in the 3rd EO survey: • The Directorate General for Health and Food Safety at the European Commission (DG SANTE) and the European Health and Digital Executive Agency (HaDEA); • Members of the MDCG TF on certification capacity monitoring; • Experts and representatives of the following organisations for the review of a draft version of the survey and/or dissemination of the survey link: EUROM, European Federation of high-tech industries; European Association of Authorised Representatives (EAAR); European Trade Association representing the medical imaging, radiotherapy, health ICT and electromedical industries (COCIR); Enterprise Europe Network (EEN); MedTech Europe and all national associations, MedTech clusters; • All manufacturers and authorised representatives of medical devices and in vitro diagnostic medical devices who took part in the survey or contributed to the pilot. • Survey development: The survey was developed by the study team in close consultation with DG SANTE/HaDEA and the MDCG TF on certification capacity monitoring. The draft survey was reviewed by industry representatives and piloted with different companies before the official launch. • Survey dissemination: The survey link was shared via the European Commission, competent authorities for medical devices, national and European representative industry associations and clusters, direct contacts, and social media (LinkedIn, newsletter). Companies that participated to previous surveys were also invited. • Survey period: The survey was launched on 15 January 2026 and closed on 19 March 2026. 14 Survey development and management 15 Survey timeline for the 3rd EO survey (data was requested until 31 October 2025) 15 January 2026 survey launched 28 February 2026 initial deadline 19 March 2026 extended deadline survey closed April - May 2026 data validation 216 responses received 213 responses considered for the data analysis (3 replies were not considered due to double submission) 1. Background and introduction 2. Questionnaire (Q1-Q59) 2.1. ABOUT: About you and your company (Q1-Q9) 2.2. MD: Questionnaire on medical devices (Q10-Q30) 2.3. IVD: Questionnaire on in vitro diagnostic medical devices (Q31-Q54) 2.4. AR-MD/IVD: Questionnaire for authorised representatives (Q55-Q57) 2.5. Closing (Q58-Q59) Link to the final survey (as PDF) including detailed questions 16 Survey structure and content MD IVD AR About Abbreviations: AR = Authorised representative, IVD = in vitro diagnostic medical device, MD = medical device(s), Q = question https://ppri.goeg.at/system/files/inline-files/MDAvailabilityStudy_3rdEOSurvey_02.03.2026_extended_deadline.pdf 1st MF/AR survey • Data period: 31/10/2023 • Targeting manufacturers (MF) and authorised representatives (AR) • 658 responses considered for the data analysis (several roles possible) 17 2nd EO survey • Data period: 31/10/2024 • Targeting manufacturers (MF), authorised representatives (AR), importers (IM) and distributors (DB) • 254 responses considered for the data analysis 3rd EO survey • Data period: 31/10/2025 • Targeting manufacturers (MF) and authorised representatives (AR) • 213 responses considered for the data analysis (several roles possible) Comparison of the surveys conducted with EO in the framework of the study 501; 68% 130; 18% 105; 14% MF MD MF IVD AR 161; 36% 60; 14% 55; 12% 72; 16% 97; 22% MF MD MF IVD AR IM DB 152; 64% 49; 21% 36; 15% MF MD MF IVD AR 2. Results Notes: • The numbers of the questions corresponding to the questionnaire can be found at the top left of each slide (i.e., Q1 for question 1). 18 https://ppri.goeg.at/system/files/inline-files/MDAvailabilityStudy_Final%202ndEOSurvey_18.12.2024_cleared.pdf 19 2.1. About the survey participants (responses) Questionnaire part 2.1. including questions 1 to 9 Note: Answers to question 1 (contact details) are not provided in this presentation. About No response rate available as no information on number of EO reached in total (wide distribution of survey via various channels). 20 About 216 replies received between 15/01/2026- 19/03/2026 3 answers excluded as EO provided two answers to the survey (doublets)* 213 replies considered for data analysis * The newer answers were selected for data analysis. Responses to 3rd EO survey received and to be considered for data analysis Country, where the company is based* (1) 21 About Share of replies from EO from EU/non-EU countries Number of replies per EU country n = 213 MF/AR Number of replies per non-EU country n = 41n = 172; photo credit: pixabay.com *In the case of a multinational company this is the country where the headquarters is located. In case of a reply by a subsidiary, the data provided only refers to the subsidiary. Q2 172; 81% 41; 19% EU non-EU 1 1 1 1 1 1 2 2 3 3 5 9 10 16 16 20 37 43 0 5 10 15 20 25 30 35 40 45 50 Austria Greece Hungary Luxembourg Malta Romania Czech Republic Portugal Ireland Sweden Denmark Netherlands Finland Belgium Italy France Germany Spain 1 1 1 2 2 2 3 7 9 13 0 2 4 6 8 10 12 14 Canada Israel Taiwan India Japan Türkiye Switzerland China United Kingdom United States of America (USA) https://pixabay.com/de/vectors/flagge-europ%C3%A4ischen-union-eu-2313980/ In case of ʻnon-EUʼ MF: country in which the AR(s) is/are resident (multiple choice) 22 Country, where the company is based (2) About Notes: • Data of 41 non-EU MFs • Multiple choice: 3 out of 41 non-EU MFs indicated more than one AR Most of the ARs of the non- EU MF that replied to the survey are located in: 1. The Netherlands 2. Germany 3. Ireland Q2 1 1 1 1 3 3 4 4 11 17 0 2 4 6 8 10 12 14 16 18 Spain Estonia Sweden France No AR yet Malta Belgium Ireland Germany Netherlands Number of indications Registration in EUDAMED 23 About 1st MF survey: n = 658 MF/ARs 2nd EO survey: n= 254 MF/ARs 3rd EO survey: n= 213 MF/ARs Q3 85,4% 12,2% 0,0% 2,6% 7,8% 82,7% 18,9% 28,0% 2,0% 4,7% 89,2% 16,0% 23,9% 0,5% 2,8% 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% Registered as a MF Registered as AR Registered as IM Not registered as MF, but AR is registered Not registered % o fE O 1st MF survey 2nd EO survey 3rd EO survey Note: Some participants indicated several registrations (MF, AR, IM) Company role Of 213 replies received (several roles possible) • 152 indicating acting as manufacturers (MFs) for MDs, • 49 indicating acting as manufacturers (MFs) for IVDs, • 36 indicating acting as authorised representatives (AR), Note: This question led to the relevant survey(s) to be completed. Some companies indicated several roles. 24 About Q9 152; 64% 49; 21% 36; 15% MF MD MF IVD AR Size of organisation (globally) (1) 25 About 76 % of the responding companies have less than 250 employees. 57 % represent small and micro companies. n = 213 companies participating in the survey Q4 micro (1 to 9 employees); 37; 17% small (10 to 49 employees); 85; 40% medium (50 to 249 employees); 41; 19% large (250 or more employees); 50; 24% Size of organisation (globally) (2) 26 About *n = 36 companies indicating to act as an authorised representative. Thereof 17 companies acted as AR only. Q4 Company size by role (several roles possible) 22; 14% 64; 42%30; 20% 36; 24% MF MD n = 152 micro (1 to 9 employees) small (10 to 49 employees) medium (50 to 249 employees) large (250 or more employees) 6; 12% 18; 37% 9; 18% 16; 33% MF IVD n = 49 micro (1 to 9 employees) small (10 to 49 employees) medium (50 to 249 employees) large (250 or more employees) 9; 25% 5; 14% 5; 14% 17; 47% AR* n = 36 micro (1 to 9 employees) small (10 to 49 employees) medium (50 to 249 employees) large (250 or more employees) 9; 53%4; 23% 2; 12% 2; 12% AR only n = 17 micro (1 to 9 employees) small (10 to 49 employees) medium (50 to 249 employees) large (250 or more employees) 18% 35% 24% 21% 2% 14% 30% 25% 31% 0% 17% 40% 19% 23% 0% 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% micro (1 to 9 employees) small (10 to 49 employees) medium (50 to 249 employees) large (250 or more employees) no information available 1st MF survey 2nd EO survey 3rd EO survey 1st MF survey: n = 658 MF/ARs 2nd EO survey: n= 254 MF/ARs 3rd EO survey: n= 213 MF/ARs 33; 15% 180; 85% Is your company a start-up? Yes No 27 Start-ups* Q5 * For the purpose of this study, start-ups are companies or ventures that are focused on new and innovative products or services that the founders want to bring to market About 15% of the companies participating in the 3rd EO survey were start-ups n = 213 companies participating in the survey n = 33 start-ups participating in the survey 13; 39% 17; 52% 2; 6% 1; 3% Company size of start-ups micro (1 to 9 employees) small (10 to 49 employees) medium (50 to 249 employees) large (250 or more employees) 28 Participation in previous survey rounds Q6 122; 57% 40; 19% 51; 24% Did you already answer to previous survey rounds in the context of this study? Yes No I don't know n = 213 companies participating in the survey Where are products available Availability of products by market 29 About Availability of products by continent n = 213 EOs participating in the survey, multiple responses possible Note: Respondents could give multiple answers. Q7 n = 213 EOs participating in the survey 71% of the participating EOs indicated that their products are available inside and outside the EU. Inside and outside the EU; 152; 71% Inside the EU; 38; 18% Outside the EU; 6; 3% Products are not available yet; 17; 8% 17 94 102 103 106 127 190 0 50 100 150 200 Products not yet available Available in Australia Available in Africa Available in North America Available in South America Available in Asia Available in Europe (inside and outside EU) 5 5 5 6 7 7 8 9 9 11 12 14 14 21 23 24 24 28 33 34 52 53 0 10 20 30 40 50 60 F - DIALYSIS DEVICES J - ACTIVE-IMPLANTABLE DEVICES Y - DEVICES FOR PERSONS WITH DISABILITIES NOT INCLUDED IN OTHER CATEGORIES B - HAEMATOLOGY AND HAEMOTRANSFUSION DEVICES N - NERVOUS AND MEDULLARY SYSTEMS DEVICES S - STERILISATION DEVICES (EXCLUDING CAT. D - Z) D - DISINFECTANTS, ANTISEPTICS, STERILISING AGENTS AND DETERGENTS FOR MEDICAL… G - GASTROINTESTINAL DEVICES K - ENDOTHERAPY AND ELECTROSURGICAL DEVICES T - PATIENT PROTECTIVE EQUIPMENT AND INCONTINENCE AIDS (EXCLUDING PERSONAL… H - SUTURE DEVICES R - RESPIRATORY AND ANAESTHESIA DEVICES U - DEVICES FOR UROGENITAL SYSTEM M - DEVICES FOR GENERAL AND SPECIALIST DRESSINGS C - CARDIOCIRCULATORY SYSTEM DEVICES A - DEVICES FOR ADMINISTRATION, WITHDRAWAL AND COLLECTION L - REUSABLE SURGICAL INSTRUMENTS Q - DENTAL, OPHTHALMOLOGIC AND ENT DEVICES P - IMPLANTABLE PROSTHETIC AND OSTEOSYNTHESIS DEVICES V - VARIOUS MEDICAL DEVICES Z - MEDICAL EQUIPMENT AND RELATED ACCESSORIES, SOFTWARE AND CONSUMABLES W - IN VITRO DIAGNOSTIC MEDICAL DEVICES 30 Optional indication by companies: Device areas (EMDN categories) currently included in the product portfolio (EMDN categories selected by EOs) 205 out of 213 EOs answered this question (optional response was possible), resulting in 347 EMDN category indications Category D: ... FOR MEDICAL DEVICES Category T: … (EXCLUDING PERSONAL PROTECTIVE EQUIPMENT PPE) (for details see next slide) About Q8 Total number of EMDN category indications: 347 84% 16% MEDICAL DEVICES IN VITRO DIAGNOSTIC MEDICAL DEVICES 31 Optional indication by companies: IVDs (EMDN categories) currently included in the product portfolio (number of devices referring to catalogue numbers) Total number of EMDN category indications: 235 About 37 out of 213 EOs answered this question (optional response was possible), resulting in 235 EMDN category indications for IVDs Q8 5 6 6 8 9 10 10 11 11 11 11 11 12 15 15 15 18 25 26 0 5 10 15 20 25 30 W0203 - MICROBIOLOGY INSTRUMENTS (CULTURES) W0104 - MICROBIOLOGY (CULTURE) W0502 - DEVICES FOR SAMPLES TRANSPORT (non-generic laboratory products) W0204 - INFECTIOUS IMMUNOLOGY INSTRUMENTS W0207 - GENERAL PURPOSE IVD INSTRUMENTS W0206 - SAMPLE PROCESSING SYSTEMS W0599 - IVD GENERAL USE CONSUMABLE DEVICES – OTHER W0202 - HEMATOLOGY / HISTOLOGY / CYTOLOGY INSTRUMENTS W0205 - NUCLEIC ACID TESTING INSTRUMENTS W0299 - IVD INSTRUMENTS – OTHER W0503 - DEVICES FOR SAMPLES ANALYSES (no laboratory generic products) W0580 - IVD GENERAL USE CONSUMABLE DEVICES - OTHER ACCESSORIES W0501 - SAMPLES COLLECTION DEVICES W0101 - CLINICAL CHEMISTRY W0103 - HAEMATOLOGY / HAEMOSTASIS / IMMUNOHAEMATOLOGY / HISTOLOGY /… W0106 - GENETIC TESTING W0201 - CHEMISTRY / IMMUNOCHEMISTRY INSTRUMENTS W0102 - IMMUNOCHEMISTRY (IMMUNOLOGY) W0105 - INFECTIOUS DISEASES EM D N c at eg or y 102; 44% 83; 35% 50; 21% IVDs by subcategories W01 REAGENTS W02 IVD INSTRUMENTS W05 IVD GENERIC USE CONSUMABLES 32 2.2. Survey results for medical devices MD Questionnaire part 2.2. including questions 10 to 30 33 Overview on applications and certificates by end of October 2025 MD Number of applications lodged under MDR: 1319* Number of certificates issued for MDs under MDR: 772 Note: These figures relate to the 152 responses from the manufacturers of MDs as of the end of October 2025. No. of applications: data of 152 MD MF No. of certificates: data of 87 MD MF The total number of applications lodged also includes applications with issued certificates, ongoing applications and applications that were eventually refused. Please, note that applications lodged for changes of existing MDR certificates are included as well. * Even though the questions were asked in the same way to MF and NBs, the MF might have a different interpretation of applications as NBs. ** The data shown comes from the medium data set – except for 3 NBs where the total number of applications filed was derived from the small data set Ⓢ since they could not provide the data per Annex. 18th NB survey (covering the same data period as the 3rd EO survey until 31/10/2025): : 33107** (MF sample: 4% were potentially covered in this survey) 17.507 (MF sample: 4% were potentially covered in this survey) Q14 Q17 34 AIMDD/MDD legacy devices* MD * In line with MDCG 2021-252 ‘legacy devices’ should be understood as devices, which, in accordance with the MDR’s transitional provisions, are placed on the market after the MDR’s date of application (i.e. 26 May 2021) if certain conditions are fulfilled. 20747 134018 0 40000 80000 120000 160000 of which number of MDD devices foreseen for up- classification and transition to MDR with NB intervention required for the first time Number of AIMDD/MDD devices placed on the market by end of October 2025 35 MDAIMDD/MDD overview by the end of October 2025 (number of devices referring to catalogue numbers) Notes: 1 Data of 152 MFs, including 43 MFs with the indication ʻ0ʼ; 2 Data of 152 MFs, including 96 MFs with the indication ʻ0ʼ; Total responses from MFs for MDs: 152 Q10 1 2 = 15% intended to transition to MDR will be up-classified. 36 MD AIMDD/MDD overview by the end of October 2025 Total responses from MFs for MDs: 152 Total no of valid MDD/AIMDD certificates indicated by NBs (by end of April 2022): 25034 Notes: 3rd EO survey: Data of 152 MFs, including 49 MFs with the indication ʻ0ʼ 2nd EO survey: Data of 161 MFs, including 43 MFs with the indication ʻ0ʼ Q11 Total number of EC certificates issued in accordance with Directive 90/385/EEC (AIMDD) or Directive 93/42/EEC (MDD) prior to 26 May 2021 benefitting of the extended transitional period provided for in Article 120 MDR (QMS + product certificates): 2736 (for comparison, value of the 2nd EO survey: 1168) 37 Notified bodies written agreements, refused applications MD 123 13 10 6 81% 9% 7% 4%0 20 40 60 80 100 120 140 Yes, for all devices Yes, for some devices No written agreement signed Not applicable 38 MDWritten agreements between MFs of MDs with Notified Bodies Number of companies with written agreements with a notified body/notified bodies designated under the MDR by the end of October 2025 Total responses from 152 MFs for MDs Note: Replies of 152 MD MFs 12% 12% 13% Almost all of the companies have one or more written agreements with one or several NBs: • 90% of the MF have (a) written agreement(s) with NBs (2024: 90%, 2023: 67%) • 7% of the MF that need a written agreement don’t have one (2024: 4%, 2023: 20%) • 4% of the MF don’t need a NB involvement (2024: 6%, 2023: 13%) (In brackets the results of the 1st MF/AR survey (2023) and 2nd EO survey (2024) – replies of 501 and 161 MFs for MD respectively.) Q12 If yes, written agreements for: • Only legacy devices: 69 • Legacy and "new“* devices: 42 • Only new* devices: 25 *devices which have never been CE-marked but will need CE-marking under the MDR to access the EU market. Reasons: e.g. products were upgraded to MDR (2), not needed (3), in process (3), looking for a NB (1) 39 MDRefusal of applications by Notified Bodies (1) Did a notified body refuse an application under the MDR? (n=152) Time from application to refusal (for MD MF indicating ‘Yes, application(s) refused.’) (n=3) Q13 3; 2% 10; 7% 131; 86% 8; 5% Yes, application(s) refused No, as no application lodged yet No, as no application refused not applicable 2 0 1 0 0 0 1 2 3 less than 6 months 6-12 months 13-18 months 19-24 months more than 24 months N um be r o f M D M F in di ca tin g re fu se d ap pl ic at io ns 2 1 0 0 0 1 0 1 2 3 Insufficient notified body resources Application deemed incomplete Wrong qualification of product/classification of device Wrong conformity assessment procedure Outside the scope of the notified body's designation Other N um be r o fr ef us ed ap pl ic at io ns 40 MDRefusal of applications by Notified Bodies (2) Number of refused applications by reason for refusal (n=3 companies reporting 4 refused applications) Other reasons: Several NBs did not answer Comments: failure to have a thorough CEP and CER, failure to employ competent experts for CEP and CER, failure to provide sufficient evidence supporting claims and intended use. Q13 Refusals for: • Legacy devices: 1 • New* devices: 2 *devices which have never been CE- marked but will need CE-marking under the MDR to access the EU market. 41 MDR implementation applications, certificates, re-certification, time periods MD 42 Applications lodged under MDR by end October 2025 MD Number of applications lodged (total and for changes) under MDR to NBs by Annex* Note: This number also includes applications with issued certificates, ongoing applications and applications that were ultimately refused. Please note that applications lodged for changes to existing MDR certificates are included as well and were asked to be indicated separately. Pre-application activities are not included. One application may cover several Annexes. Total number of applications: 1319 (thereof 779 (59%) applications for change) For comparison data of the 18th NB survey (covering the same data period until 31/10/2025): Total number of applications filed by Annex : 33.107** * Even though the questions were asked in the same way to MF/AR and NBs, data provided by MF seems not directly comparable with data provided by NB as they might interpret what an “application lodged” is in different ways. ** The data shown comes from the medium data set – 3 NBs could not provide the data per Annex. 18th NB survey: replies by 51 MDR designated NBs (=100% response rate) Thereof no. of applications (all Annexes) covering new devices (devices which have never been CE-marked but will need CE- marking under the MDR to access the EU market – e.g. new devices, devices being up-classified, Annex XVI devices): 123 (9%) Q14 Total responses from 152 MFs for MDs 692 589 10 28 0 18734 9485 27 2238 12 0 2000 4000 6000 8000 10000 12000 14000 16000 18000 20000 Annex IX(I&III) Annex IX(II) Annex X Annex XI(A) Annex XI(B) N o. o f a pp lic at io ns lo dg ed 3rd EO survey survey 18th NB survey** 43 Applications lodged and certificates issued under MDR by end October 2025 for MD requiring consultation MD Number of applications and certificates for Annex IX(II) products requiring consultation Note: Responses from 152 MFs for MDs. Q14 44 1 4 29 1 2 959 13 141 319 9 0 0 200 400 600 800 1000 1200 For devices incorporating medicinal substance For tissues or cells of human origin or their derivates For devices based on substances or combination of substances For devices incorporating medicinal substance For tissues or cells of human origin or their derivates For devices based on substances or combination of substances Applications filed requiring consultation procedure Thereof certificates issued N um be r 3rd EO survey survey 18th NB survey 44 MD undergoing MDR conformity assessment by October 2025 MD Total number of devices (by catalogue number) undergoing MDR conformity assessment (accepted MDR applications still under review by NB) by the end of October 2025: 78055 (Data of 152 MFs, including 46 MFs with the indication ʻ0ʼ) By risk class: Q15 Class Ir/s/m 19% Class IIa 40% Class IIb 35% Class III 6% Not specified 0,1% 45 Certificates issued to MD MF under MDR MD Have you already received certificates under the MDR to date up to 31/10/2025 (n=152)? Q16 Total responses from 152 MFs for MDs Yes; 73; 45% No; 81; 50% No answer; 7; 5% Yes; 87; 57% No; 65; 43% For comparison the results of the 2nd EO survey – replies of 161 MFs for MD, 31/10/2024 295 462 2 11 2 10083 6299 6 1096 23 0 2000 4000 6000 8000 10000 12000 Annex IX(I+III) Annex IX(II) Annex X Annex XI(A) Annex XI(B) N um be r o f c er tif ic at es 3rd EO survey survey 18th NB survey** 46 Certificates issued to MD MF under MDR MD Number of certificates issued to MF for MDs under MDR by Annex by end October 2025 Total number of certificates: 772 For comparison data of the 18th NB survey (covering the same data period until 31/10/2025): 17.507* * The indicated no. of certificates by manufacturers is not directly comparable to the no. of certificates indicated by NBs since they might have a different understanding in counting (one certificate for each product group vs. one certificate for similar product groups). Q17 No. of certificates: data of 87 MD MF 47 Device numbers (as per catalogue number) covered in MDR certificates MD Number of devices (catalogue numbers) covered in MDR certificates issued by end of October 2025: 49.671 of which new devices1: 3121 (6%) - novel devices2: 16 - break-through devices3: 4 Note: n=86 MF 1 Devices which have never been CE-marked before but will need CE-marking under the MDR to access the EU market 2 When assessing novelty, relevant dimensions of a device in which novelty and innovation can be manifest may include, but are not limited to the ones listed: procedure-related items, device-related items. Novelty in this context typically means that there is a lack of experience in regard to the safety and performance of the device or specific features of the device or related clinical procedure, and there are no similar devices or insufficient experience with similar devices to enable straightforward appraisal of its future real-world safety and performance. For more information see definition in the Commission guidance in section 2.1: https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:52020XC0807(01)&rid=5on see definition in the Commission guidance in section 2.1: https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:52020XC0807(01)&rid=5 3 Based on the MDCG 2025-9 Guidance on Breakthrough Devices (BtX) under Regulations 2017/745 & 2017/746, a MD or IVD will be considered a breakthrough device if it meets each of the following criteria: 1. Novelty: The device introduces a high degree of novelty with respect to the device technology, the related clinical procedure, and/or the application of the device in clinical practice, AND 2. Positive clinical impact: The device is expected to provide a significant positive clinical impact on patients or public health, for a life-threatening or irreversibly debilitating disease or condition, by either of the following: o Offering a significant positive clinical impact on patients or public health compared to available alternatives and the state of the art, OR o Fulfilling an unmet medical need where there is an absence or insufficiency of available alternative options for that purpose. For more information see MDCG 2025-9: https://health.ec.europa.eu/document/download/edca94c7-62ab-4dd5-8539- 2b347bd14809_en?filename=mdcg_2025-9.pdf No dedicated breakthrough pathway available under MDR Q18 By risk class: Class Ir; 7920; 16% Class Is; 2154; 4% Class Im; 31; 0% Class IIa; 11140; 22% Class IIb; 12016; 24% Class III; 10645; 22% Not specified; 5765; 12% https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:52020XC0807(01)&rid=5 https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:52020XC0807(01)&rid=5 https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:52020XC0807(01)&rid=5 https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:52020XC0807(01)&rid=5 https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:52020XC0807(01)&rid=5 https://health.ec.europa.eu/document/download/edca94c7-62ab-4dd5-8539-2b347bd14809_en?filename=mdcg_2025-9.pdf https://health.ec.europa.eu/document/download/edca94c7-62ab-4dd5-8539-2b347bd14809_en?filename=mdcg_2025-9.pdf https://health.ec.europa.eu/document/download/edca94c7-62ab-4dd5-8539-2b347bd14809_en?filename=mdcg_2025-9.pdf https://health.ec.europa.eu/document/download/edca94c7-62ab-4dd5-8539-2b347bd14809_en?filename=mdcg_2025-9.pdf https://health.ec.europa.eu/document/download/edca94c7-62ab-4dd5-8539-2b347bd14809_en?filename=mdcg_2025-9.pdf https://health.ec.europa.eu/document/download/edca94c7-62ab-4dd5-8539-2b347bd14809_en?filename=mdcg_2025-9.pdf https://health.ec.europa.eu/document/download/edca94c7-62ab-4dd5-8539-2b347bd14809_en?filename=mdcg_2025-9.pdf https://health.ec.europa.eu/document/download/edca94c7-62ab-4dd5-8539-2b347bd14809_en?filename=mdcg_2025-9.pdf https://health.ec.europa.eu/document/download/edca94c7-62ab-4dd5-8539-2b347bd14809_en?filename=mdcg_2025-9.pdf https://health.ec.europa.eu/document/download/edca94c7-62ab-4dd5-8539-2b347bd14809_en?filename=mdcg_2025-9.pdf https://health.ec.europa.eu/document/download/edca94c7-62ab-4dd5-8539-2b347bd14809_en?filename=mdcg_2025-9.pdf 14% 43% 21% 13% 8% 19% 31% 26% 12% 11% 16% 44% 17% 12% 10% 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50% Less than 6 months 6-12 months 13-18 months 19-24 months More than 24 months 1st MF survey 2nd EO survey 3rd EO survey 48 Time periods (1) MD Average time to prepare an application for MDR (before submission to a NB) – comparison of 3rd EO survey with previous surveys Note: • 1st MF survey: Replies of 396 MD MFs, 105 MFs indicated ʻno information availableʼ • 2nd EO survey: Replies of 150 MD MFs, 11 MFs indicated ʻno information availableʼ • 3rd EO survey: Replies of 144 MD MFs, 8 MFs indicated ʻno information availableʼ 14% 21% 8% Q19 For 44% of the MD MFs it takes 6-12 months to prepare an application for MDR. 15% 23% 26% 18% 12% 5%4% 15% 22% 16% 18% 24% 0% 5% 10% 15% 20% 25% 30% 1-2 weeks 3-4 weeks >1 to 2 months >2 to 3 months >3 to 6 months >6 months Pe rc en ta ge of N Bs /M Fs in di ca tin g av er ag e tim ef ra m e 18th NB survey 3rd EO survey 49 Q20 Time periods (2) Average timeframe between application lodged and written agreement signed – comparison of 3rd EO survey with 18th NB survey MD Notes: • 18th NB survey: Replies of 51 NBs designated under MDR; data collection method: NBs indicated the number of files for each category which was converted into percent per category • 3rd EO survey: Replies of 152 MD MFs; data collection method: EOs selected one time period For 38% of the companies, it takes 1 to 3 months between application lodged and written agreement signed. For 42 % of the companies, it takes more than 3 months between application lodged and written agreement signed. 50 Time periods (3) MD Average time to reach/issue MDR certification for devices (from written agreement signed to issuance) – comparison of 3rd EO survey with 18th NB survey Notes QMS certificates: • 18th NB survey: QMS: Data of 46 NBs designated under MDR (covering the same data period until 31/10/2025) • 3rd EO survey: Data of 102 MD MFs; 50 MFs indicated ʻno information availableʼ 21% 13% Q21 Notes QMS and product certificates: • 18th NB survey: QMS+PRODUCT: Data of 36 NBs designated under MDR (covering the same data period until 31/10/2025) • 3rd EO survey: Data of 108 MD MFs; 44 MFs indicated ʻno information availableʼ 59% of the NBs indicated 13-18 months. 25% of the MD MFs indicated 13-18 months. 53% of the NBs indicated 13-18 months. 54% of the MD MFs indicated more than 19 months. Total responses from 152 MFs for MDs 2% 33% 59% 4% 2% 9% 23% 25% 20% 25% 0% 10% 20% 30% 40% 50% 60% 70% <6 months 6-12 months 13-18 months 19-24 months >24 months R ep lie s in % Time to reach a MDR QMS certificate 18th NB survey 3rd EO survey 0% 11% 53% 28% 8%6% 18% 21% 21% 33% 0% 10% 20% 30% 40% 50% 60% <6 months 6-12 months 13-18 months 19-24 months >24 months R ep lie s in % Time to reach a MDR QMS and product certificate 18th NB survey 3rd EO survey 51 Compliance with deadlines MD Q22 In general, do you comply with the deadlines agreed with your NB(s) for submitting data / information and subsequent further requests? If not: • Lack of ressources (3) • More time needed (3) • Timlines are challenging (1) • Dozens of documentations have to be rewritten again and again, also during the application period (1) • No timeline established (1) • Timeline unclear (1) • Legacy devices on the market for more than 30 years - difficult to find clinical assessments (1) • Delay by NBs (1) I don't know; 18; 12% No; 12; 8% Yes; 122; 80% 52 Costs MD 17883 22683 42000 24667 32774 50697 75007 77446 10000 20000 20000 14750 20000 40000 28500 50000 0 10000 20000 30000 40000 50000 60000 70000 80000 90000 Class I Class Is Class Im Class Ir Class IIa Class IIb Class IIb impl. Class III Average Median 53 Costs for drawing up the clinical evaluation MD Total cost in Euro of the last single device certified Notes: It is possible that MD MF have interpreted this question differently. Some MD MF provided ‚zero‘ as the questionnaire asked to do so, if no information is available. For this reason ‚zeros‘ are exluded (with the risk of overestimation). Outliers below 1000 Euros and above 1000000 were excluded. MAX: 86,000 MIN: 1,000 Q27 MAX: 86,000 MIN: 2,500 MAX: 86,000 MIN: 20,000 MAX: 86,000 MIN: 2,500 MAX: 197,690 MIN: 5,000 MAX: 155,000 MIN: 1,500 MAX: 300,000 MIN: 5,000 MAX: 300,000 MIN: 9,000 Data from 15 MF 14MF 3MF 6MF 37MF 23MF 13MF 19MF 88867 56872 40694 29343 89600 35909 50000 32500 30000 22350 65500 30000 0 10000 20000 30000 40000 50000 60000 70000 80000 90000 100000 total cost for initial certificate cost for NB fees per certificate yearly maintenance cost per certificate yearly maintenance cost for NBs per certificate average cost for one renewed certificate cost for NB fees per renewed certificate Average Median 54 Costs for MDR certification MD Estimate direct average cost per already issued QMS certificate in Euro Notes: It is possible that MD MF have interpreted this question differently. Some MD MF provided ‚zero‘ as the questionnaire asked to do so, if no information is available. For this reason ‚zeros‘ are exluded (with the risk of overestimation). Outliers below 1000 Euros and above 1000000 were excluded. MAX: 325,000 MIN: 5,000 MAX: 650,000 MIN: 5,000 MAX: 200,000 MIN: 1,000 MAX: 110,000 MIN: 1,700 Q28 MAX: 325,000 MIN: 17,000 MAX: 100,000 MIN: 4,000 Data from 52 MF 54 MF 54 MF 54 MF 10 MF 11 MF 194785 83782 46264 26113 159400 57800 100000 50000 30000 20000 22000 22000 0 50000 100000 150000 200000 250000 total cost for initial certificate cost for NB fees per certificate yearly maintenance cost per certificate yearly maintenance cost for NBs per certificate average cost for one renewed certificate cost for NB fees per renewed certificate Average Median 55 Costs for MDR certification MD Estimate direct average cost per already issued product certificate in Euro Notes: It is possible that MD MF have interpreted this question differently. Some MD MF provided ‚zero‘ as the questionnaire asked to do so, if no information is available. For this reason ‚zeros‘ are exluded (with the risk of overestimation). Outliers below 900 Euros and above 10000000 were excluded. MAX: 1,300,000 MIN: 15,000 MAX: 455,000 MIN: 1,500 MAX: 215,500 MIN: 1,000 MAX: 100,000 MIN: 900 Q28 MAX: 663,000 MIN: 17,000 MAX: 180,000 MIN: 17,000 Data from 46 MF 46 MF 43 MF 41 MF 5 MF 5 MF 56 Estimates Completed transition MD 57 Completed transition Estimate percentage of product portfolio foreseen for transition already having MDR certification (n=152) MD Total responses from 152 MFs for MDs Q29 57% 3% 2% 3% 4% 3% 1% 2% 1% 22% 50% 2% 4% 4% 4% 3% 3% 4% 3% 22% 38% 3% 5% 2% 1% 5% 4% 3% 4% 35% 0% 10% 20% 30% 40% 50% 60% 70% ≤10% 11-20% 21-30% 31-40% 41-50% 51-60% 61-70% 71-80% 81-90% 91-100% Pe rc en ta ge o f M D M F in di ca tin g es tim at e pe rc en ta ge 1st MF survey 2nd EO survey 3rd EO survey 58 Discontinuation of medical devices MD 59 Discontinuation of medical devices (1) Have you stopped the production/marketing/supply of some devices to the EU market since 2021? (n=152) MD Q30 If yes, 7% of the MFs (5/73) indicated that orphan/niche devices* or orphan indications were affected. *According to the MDCG 2024-10 document on clinical evaluation of orphan medical devices, a medical device or an accessory for a medical device should be regarded as ‘orphan device’, if it meets the following criteria: the device is specifically intended to benefit patients in the treatment, diagnosis, or prevention of a disease or condition that presents in not more than 12,000 individuals in the European Union per year; and at least one of the following criteria are met: there is insufficiency of available alternative options for the treatment, diagnosis, or prevention of this disease/condition, or the device will offer an option that will provide an expected clinical benefit compared to available alternatives or state of the art for the treatment, diagnosis, or prevention of this disease/condition, taking into account both device and patient population specific factors. Yes; 73; 48%No; 79; 52% https://health.ec.europa.eu/document/download/daa1fc59-9d2c-4e82-878e-d6fdf12ecd1a_en?filename=mdcg_2024-10_en.pdf https://health.ec.europa.eu/document/download/daa1fc59-9d2c-4e82-878e-d6fdf12ecd1a_en?filename=mdcg_2024-10_en.pdf https://health.ec.europa.eu/document/download/daa1fc59-9d2c-4e82-878e-d6fdf12ecd1a_en?filename=mdcg_2024-10_en.pdf 1 1 2 2 3 5 14 16 19 37 46 0 5 10 15 20 25 30 35 40 45 50 Manufacturer recalls or safety concerns Decisions/recommendations by national competent authorities Lack of raw materials and/or components Disruptions in the supply chain / Supplier has stopped production Increased production costs Other Products at the end of their life cycle Devices will be replaced by updated/new products Products with low profitability Products with low sales volumes Product revenue does not justify cost to reapprove device under the MDR 60 Discontinuation of medical devices (2) MD Main reasons for product discontinuation Notes: Number of mentions by 73 MFs having discontinued some products, i.e. having answered question on previous slide with YES. Multiple answers per MF possible; Q30 ʻOtherʼ reasons mentioned were: • Costs of the NB too high • Not sufficient amount of clinical data available on the Class III device itself in all combinations of indications, patient groups and operation types. The requirement was unproportional comparing to the cost of clinical post market studies and the revenues created from products such as bioabsorbable orthopaedic fixation screws and plates. • Put a small volume of devices on the EU market after initial approval under MDD. Stopped placing these on the market to focus company resources on placing devices on the US market instead. • Up-classification to Class III because of new MDR classification rules 63% of the MFs indicated this as one of the main reasons. 61 Discontinuation of medical devices (3) MD Q30 Types of MDs (by EDMN code) discontinued Notes: Number of mentions by 73 MFs having discontinued some products, i.e. having answered question 30 with YES. Multiple answers per MF were possible. Several answers had to be disregarded due to unclear EMDN code. Category T: … (EXCLUDING PERSONAL PROTECTIVE EQUIPMENT PPE) Category D: …. FOR MEDICAL DEVICES 1 1 1 1 2 3 3 4 6 6 7 8 11 23 0 5 10 15 20 25 D - DISINFECTANTS, ANTISEPTICS, STERILISING AGENTS AND DETERGENTS FOR… J - ACTIVE-IMPLANTABLE DEVICES R - RESPIRATORY AND ANAESTHESIA DEVICES T - PATIENT PROTECTIVE EQUIPMENT AND INCONTINENCE AIDS (EXCLUDING… B - HAEMATOLOGY AND HAEMOTRANSFUSION DEVICES M - DEVICES FOR GENERAL AND SPECIALIST DRESSINGS U - DEVICES FOR UROGENITAL SYSTEM L - REUSABLE SURGICAL INSTRUMENTS C - CARDIOCIRCULATORY SYSTEM DEVICES Q - DENTAL, OPHTHALMOLOGIC AND ENT DEVICES V - VARIOUS MEDICAL DEVICES A - DEVICES FOR ADMINISTRATION, WITHDRAWAL AND COLLECTION P - IMPLANTABLE PROSTHETIC AND OSTEOSYNTHESIS DEVICES Z - MEDICAL EQUIPMENT AND RELATED ACCESSORIES, SOFTWARE AND CONSUMABLES 62 Re-certification MD Did you already have a certificate renewed under the MDR? (n=87) out of 152 companies that answered YES to Q16) 63 Re-certification (1) Q16.1 MD Yes; 22; 25% No; 65; 75% 64 Re-certification (2) Q24 MD Number of certificates expiring and due for re-certification in 2026-2029 (n=22 companies that answered YES to Q16.1) 29 37 56 46 9 15 10 12 0 10 20 30 40 50 60 2026 2027 2028 2029 N um be r o f c er tif ic at es EU technical documentation assessment (TDA) certificate MDR QMS certificates 65 Re-certification (3) Q25 MD On average, when do you need to submit the information for re- certification with the NB (before the certificate expires) to ensure you receive the renewal before expiration? Note: Data of 22 MF 6% 17% 19% 33% 38% 25% 25% 25% 13% 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% EU technical documentation assessment (TDA) certificate MDR QMS certificates in % of companies 3 months before 6 months before 9 months before 12 months before More than 12 months before 66 Re-certification (4) Q26 MD What is the average time taken to reach renewal of the certificate (from the submission to renewal)? Note: Data of 22 MF (‘no information available’ was indicated by 10 MF for EU TDA certificates and by 6 for MDR QMS certificates) 25% 67% 56% 25% 13% 8% 6% 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% EU technical documentation assessment (TDA) certificate MDR QMS certificates in % of companies Less than 6 months 6-12 months 13-18 months More than 18 months 67 2.3. Survey results for in vitro diagnostic medical devices IVD Questionnaire part 2.3. including questions 31 to 54 Number of applications lodged under IVDR: 1251* Number of certificates issued for IVDs under IVDR: 357 68 Overview on applications and certificates by end of October 2025 IVD Note: These figures relate to the responses from 60 MFs of IVDs as of the end of October 2025. No. of applications: Data of 31 IVD MF, 18 IVD MF with “0” applications. No. of certificates: data of 24 IVD MF The total number of applications lodged also includes applications with issued certificates, ongoing applications and applications that were eventually refused. Please, note that applications lodged for changes of existing IVDR certificates are included as well. * Even though the questions were asked in the same way to MF/AR and NBs, the MF might have a different interpretation as NBs. 18th NB survey (covering the same data period as the 3rd EO survey until 31/10/2025): 3304 (MF sample: 38% were potentially covered in this survey) 2192 (MF sample: 16% were potentially covered in this survey) Q35 Q38 69 IVDD legacy devices* IVD * In line with MDCG 2022-8, ‘legacy devices’ should be understood as IVDs, which, in accordance with the IVDR’s transitional provisions, are placed on the market or put into service after the IVDR’s date of application (i.e. 26 May 2022) if certain conditions are fulfilled. 2790 6728 0 1000 2000 3000 4000 5000 6000 7000 8000 Of this total number, number of IVDD devices that will need NB intervention for the first time AND are planned to be transitioned to the IVDR and were not IVDR certified yet** Number of IVDD devices (by catalogue number) placed on the market by end of October 2025* 70 IVDD overview by the end of October 2025 IVD Notes: * Data from 49 MFs, including 6 MFs with the indication ʻ0ʼ; ** Data from 48 MFs, including 15 MFs with the indication ʻ0ʼ; Total responses from MFs for IVDs: 49 = 41% Q31 Q32 Total number of valid IVDD certificates by end of October 2025: 177 (Data from 49 MFs, including 27 MFs with the indication ʻ0ʼ) (for comparison, value of the 2nd EO survey: 668 - Data from 60 MFs, including 23 MFs with the indication ʻ0ʼ) 71 Details on IVDD devices transition status to IVDR Percentage of IVDs already transferred or planned to be transferred to IVDR IVD • 33% of the MFs of IVDs (16/49) indicated that 91-100% of IVDs have already been transferred to IVDR • 30 MFs (61%) reported that more than 50% of their devices are already transferred or are planned to be transferred to IVDR • 13 out of 49 MFs of IVDs (27%) indicated that ≤ 10% are already transferred to IVDR Total responses from MFs for IVDs: 49 Q31.1 Notes: 1st MF survey: Data from 130 MFs for IVDs 2nd EO survey: Data from 60 MFs for IVDs 3rd EO survey: Data from 49 MFs for IVDs 27% 6% 0% 0% 6% 2% 6% 12% 8% 33% 20% 7% 7% 3% 5% 3% 12% 5% 8% 30% 24% 4% 3% 2% 7% 3% 5% 5% 12% 35% 0% 5% 10% 15% 20% 25% 30% 35% 40% ≤10% 11-20% 21-30% 31-40% 41-50% 51-60% 61-70% 71-80% 81-90% 91-100% % o f I VD s (p öa m m ed to b e) tr an sf er re d 1st MF survey 2nd EO survey 3rd EO survey 72 Notified bodies written agreements, refused applications IVD 73 Written agreements between MFs of IVDs with Notified Bodies Number of companies with written agreements with (a) NB(s) designated under the IVDR by the end of October 2025 IVD Total responses from MFs for IVDs: 49 36% 12% 24% 7% 10% • 65% of the MF have (a) written agreement(s) with NBs (2024: 62%, 2023: 48%) • 22% of the MF that need a written agreement don’t have one (2024: 37%, 2023: 42%) • 10% of the MF don’t need a NB involvement (2024: 2%, 2023: 10%) (in brackets the results of the 1st MF/AR survey and 2nd EO survey – replies of 130 and 60 MFs for IVDs respectively) Q33 Only legacy devices: 15 Legacy and "new" devices: 15 Only new devices: 2 42% Data from 49 MFs 23 9 1 11 0 5 47% 18% 2% 22% 10% 0 5 10 15 20 25 Written agreements for all devices. Written agreements for some devices. Some/all applications, no written agreement. No applications, no written agreements. No, waiting for current NB to be designated. No NB involvement necessary for devices. Reasons mentioned: e.g., financial reasons (1), in preparation (2), we won't transition to the IVDR (3), waiting for April 2026 (1), we don't have UDI codes yet (1), we are waiting to understand if our distributor wants to proceed with the commercialization (1) 74 Refusal of applications by Notified Bodies (1) Did a notified body refuse an application under the IVDR? (n=49) IVD Q34 4; 8% 10; 21% 29; 59% 6; 12% Yes No, my company has not sent an application yet. No, applications were not refused so far. Not applicable Time from application to refusal (for IVD MF indicating ‘Yes, application(s) refused.’) (n=4) 2 2 0 0 0 0 1 2 3 Less than 6 months 6-12 months 13-18 months 19-24 months more than 24 months N um be r o f I VD M F w ith a pp lic at io ns 75 Refusal of applications by Notified Bodies (2) Reasons for refusal (n=4 companies reporting 11 refused applications) IVD Q34 Refusals for: • Legacy devices: 3 • New* devices: 2 *devices which have never been CE-marked but will need CE-marking under the MDR to access the EU market. 4 1 1 0 3 2 0 1 2 3 4 5 Application deemed incomplete Wrong qualification of product/classification of device Wrong conformity assessment procedure Outside the scope of the notified body's designation Insufficient notified body resources Other Other reason mentioned: IFU not in accordance with NB's taste; Not compliant with current state of the art per common specification 76 IVDR implementation applications, certificates, re-certification, time periods IVD 77 Applications lodged under IVDR by end October 2025 Number of applications lodged (total and for changes) under IVDR to NBs by Annex Note: This number also includes applications with issued certificates, ongoing applications and applications that were ultimately refused. Please note that applications lodged for changes to existing IVDR certificates are included as well and were asked to be indicated separately. Pre-application activities are not included. One application may cover several Annexes • Applications (all Annexes) for Class D devices: 251 • Applications (all Annexes) requiring consultation for companion diagnostics: 21 IVD Total number of applications: 1251 Q35 Total responses from MFs for IVDs: 49 ** For comparison data of the 18th NB survey (covering the same data period until 31/10/2025): Total number of applications filed by Annex : 3.304 (thereof 236 (19%) applications for change) Notes: Data of 31 IVD MF, 18 IVD MF with “0” applications. 735 516 0 0 1525 1765 0 14 0 500 1000 1500 2000 Annex IX(I+III) Annex IX(II) Annex X Annex XI 3rd EO survey survey 18th NB survey** 78 IVDs undergoing IVDR conformity assessment by October 2025 Total number of devices (by catalogue number) undergoing IVDR conformity assessment (lodged IVDR applications still under review by NB) by end of October 2025: 689 (Data of 49 MFs, including 22 MFs with the indication ʻ0ʼ) By risk class: IVD Q36 Class A Sterile; 1; 0% Class B; 381; 55% Class C; 76; 11% Class D; 25; 3% not specified; 215; 31% 79 Certificates issued to IVD MF under IVDR Have you already received certificates under the IVDR to date up to 31/10/2025 (n=49)? Q37 Total responses from 49 MFs for IVDs IVD Yes 45% No 55% Yes; 24; 49% No; 25; 51% For comparison the results of the 2nd EO survey – replies of 60 MFs for IVD, 31/10/2024 80 Certificates issued to IVD MF under IVDR Number of certificates issued to MF for IVDs under IVDR by Annex by end October 2025 IVD Note: Replies from 24 IVD MFs Total number of certificates: 357 **For comparison data of the 18th NB survey (covering the same data period until 31/10/2025): 2192 Disclaimer: Please, note that the no. of certificates indicated by manufacturers is not directly comparable to the no. of certificates indicated by NBs since they might count differently. The study team has aggregated the data received from survey participants to prepare this presentation but cannot be held responsible for the quality and accuracy of the data. Q38 Q39 137 220 0 0 1078 1105 0 9 0 200 400 600 800 1000 1200 Annex IX(I+III) Annex IX(II) Annex X Annex XI 3rd EO survey 18th NB survey** 81 Device numbers (as per catalogue number) covered in IVDR certificates Number of devices (catalogue numbers) covered in IVDR certificates issued by end of October 2025: 3961 IVD Note: Replies from 24 IVD MFs Q39 By risk class: Class A sterile 0% Class B 45% Class C 25% Class D 11% Not specified 19% 17% 39% 17% 15% 11% 24% 39% 12% 10% 16% 38% 33% 18% 5% 8% 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% Less than 6 months 6-12 months 13-18 months 19-24 months More than 24 months 1st MF survey 2nd EO survey 3rd EO survey 82 Notes: • 1st MF survey: Replies of 99 IVD MFs, 31 MFs indicated ʻno information availableʼ • 2nd EO survey: Replies of 51 IVD MFs, 9 MFs indicated no information availableʼ • 3rd EO survey: Replies of 49 IVD MFs, 9 MFs indicated no information availableʼ IVD Q40 Time periods (1) Average time to prepare an application for IVDR (before submission to a NB) – comparison of 3rd EO survey with previous surveys For 38% of the IVD MF it takes less than 6 months to prepare an application for IVDR. 83 Q41 Time periods (2) Average timeframe between application lodged and written agreement signed – comparison of 3rd EO survey with the 18th NB survey Notes: • 18th NB survey: Replies of 19 NBs designated under IVDR; data collection method: NBs indicated the number of files for each category which was converted into percent per category • 3rd EO survey: Replies of 49 IVD MFs; data collection method: EOs selected one time period IVD 5% 32% 29% 17% 11% 6% 8% 20% 16% 18% 18% 18% 0% 5% 10% 15% 20% 25% 30% 35% 1-2 weeks 3-4 weeks >1 to 2 months >2 to 3 months >3 to 6 months >6 months Pe rc en ta ge o f N Bs /M Fs in di ca tin g av er ag e tim ef ra m e Average timeframe 18th NB survey 3rd EO survey 84 Time periods (3) Average time to reach/issue IVDR certification for devices (from written agreement signed to issuance) – comparison of 3rd EO survey with the 18th NB survey Notes QMS certificates: • 18th NB survey: QMS: Data of 11 NBs designated under IVDR (covering the same data period until 31/10/2025) • 3rd EO survey: Data of 21 IVD MFs; 28 MFs indicated ʻno information availableʼ 21% 13% 8% Q42 Notes QMS and product certificates: • 18th NB survey: QMS: Data of 12 NBs designated under IVDR (covering the same data period until 31/10/2025) • 3rd EO survey: Data of 27 IVD MFs; 22 MFs indicated ʻno information availableʼ 91% of the NBs indicated 6-18 months. 86% of the IVD MFs indicated less than 18 months. 92% of the NBs indicated 6-18 months. 59% of the IVD MFs indicated less than 18 months. IVD 0% 55% 36% 9% 0% 24% 29% 33% 10% 5% 0% 10% 20% 30% 40% 50% 60% <6 months 6-12 months 13-18 months 19-24 months >24 months R ep lie s in % Time to reach an IVDR QMS certificate 18th NB survey 3rd EO survey 0% 17% 75% 8% 0%4% 11% 44% 22% 19% 0% 10% 20% 30% 40% 50% 60% 70% 80% <6 months 6-12 months 13-18 months 19-24 months >24 months R ep lie s in % Time to reach a IVDR QMS and product certificate 18th NB survey 3rd EO survey 85 Compliance with deadlines IVD Q43 In general, do you comply with the deadlines agreed with your NB(s) for submitting data / information and subsequent further requests? If not – e.g.: • It takes too long even to confirm quickscan and then to apoint reviewer. (1) • More time needed (1) • Sometimes the number of inquires given in the first-round assessment was more than 50. It was impossible to reply and make adaptations in Technical Documentations for all the given inquires within 20 working days. (1) No; 7; 14% Yes; 42; 86% 86 Costs IVD 10000 23032 123000 10000 20000 50000 0 20000 40000 60000 80000 100000 120000 140000 Class B Class C Class D Average Median 87 Costs for drawing up the clinical evaluation Total cost in Euro of the last single device certified Notes: It is possible that IVD MF have interpreted this question differently. Some IVD MF provided ‚zero‘ as the questionnaire asked to do so, if no information is available. For this reason ‚zeros‘ are exluded (with the risk of overestimation). Outliers below 1000 Euros and above 1500000 were excluded. MAX: 10,000 MIN: 10,000 Q48 MAX: 48,516 MIN: 5,000 MAX: 1,150,000 MIN: 30,000 Data from 2 MF 9 MF 3 MF IVD 73102 33212 40141 25385 3500 3500 60000 37320 30000 22000 3500 3500 0 10000 20000 30000 40000 50000 60000 70000 80000 total cost for initial certificate cost for NB fees per certificate yearly maintenance cost per certificate yearly maintenance cost for NBs per certificate average cost for one renewed certificate cost for NB fees per renewed certificate Average Median 88 Costs for IVDR certification Estimate direct average cost per already issued QMS certificate in Euro Notes: It is possible that MD MF have interpreted this question differently. Some MD MF provided ‚zero‘ as the questionnaire asked to do so, if no information is available. For this reason ‚zeros‘ are exluded (with the risk of overestimation). Outliers below 1000 Euros were excluded. MAX: 200,000 MIN: 3,500 MAX: 60,000 MIN: 3,500 MAX: 100,000 MIN: 7,000 MAX: 52,000 MIN: 5,700 Q49 MAX: 3,500 MIN: 3,500 MAX: 3,500 MIN: 3,500 Data from 17 MF 16 MF 16 MF 13 MF 1MF 1MF IVD 50228 34011 29508 17182 7500 7500 48500 30000 20000 15000 7500 7500 0 10000 20000 30000 40000 50000 60000 total cost for initial certificate cost for NB fees per certificate yearly maintenance cost per certificate yearly maintenance cost for NBs per certificate average cost for one renewed certificate cost for NB fees per renewed certificate Average Median 89 Costs for IVDR certification Estimate direct average cost per already issued product certificate in Euro Notes: It is possible that IVD MF have interpreted this question differently. Some IVD MF provided ‚zero‘ as the questionnaire asked to do so, if no information is available. For this reason ‚zeros‘ are exluded (with the risk of overestimation). Outliers below 1000 Euros were excluded. MAX: 150,000 MIN: 7,500 MAX: 90,000 MIN: 5,448 MAX: 100,000 MIN: 4,000 MAX: 40,000 MIN: 3000 Q49 MAX: 7,500 MIN: 7,500 MAX: 7,500 MIN: 7,500 Data from 15 MF 13 MF 14 MF 11 MF 1 MF 1 MF IVD 90 Estimates IVD 91 New devices For how many new devices that were not in the IVDD portfolio do you plan to apply for a certificate under the IVDR? 520 new devices (in total covering all risk classes) Note: n=49 companies including 25 with the indication ʻ0ʼ IVD Q50 By risk class Class A Sterile; 2; 0,4% Class B; 360; 69,2% Class C; 98; 18,8% Class D; 26; 5,0% not specified; 34; 6,5% 92 Discontinued in vitro diagnostic medical devices IVD 93 Discontinuation of IVDs (1) Have you stopped the production/marketing/supply of some IVDs to the EU market since 2022? (n=49) IVD Q51 If yes, were orphan/niche* devices affected? 0 MF said yes *According to the MDCG 2024-10 document on clinical evaluation of orphan medical devices, a medical device or an accessory for a medical device should be regarded as ‘orphan device’, if it meets the following criteria: the device is specifically intended to benefit patients in the treatment, diagnosis, or prevention of a disease or condition that presents in not more than 12,000 individuals in the European Union per year; and at least one of the following criteria are met: there is insufficiency of available alternative options for the treatment, diagnosis, or prevention of this disease/condition, or the device will offer an option that will provide an expected clinical benefit compared to available alternatives or state of the art for the treatment, diagnosis, or prevention of this disease/condition, taking into account both device and patient population specific factors.. Yes; 30; 61% No; 19; 39% If yes, will Own Brand Labelled devices be affected? 9 MFs said yes (= 30%; 9/30) 94 Discontinuation of IVDs (2) Do you plan to discontinue some IVDs on the EU market in the coming months? (n=49) IVD Q52 *According to the MDCG 2024-10 document on clinical evaluation of orphan medical devices, a medical device or an accessory for a medical device should be regarded as ‘orphan device’, if it meets the following criteria: the device is specifically intended to benefit patients in the treatment, diagnosis, or prevention of a disease or condition that presents in not more than 12,000 individuals in the European Union per year; and at least one of the following criteria are met: there is insufficiency of available alternative options for the treatment, diagnosis, or prevention of this disease/condition, or the device will offer an option that will provide an expected clinical benefit compared to available alternatives or state of the art for the treatment, diagnosis, or prevention of this disease/condition, taking into account both device and patient population specific factors. If yes, will orphan/niche devices be affected? 2 MFs said yes (= 9%; 2/22) If yes, will Own Brand Labelled devices be affected? 7 MFs said yes (= 32%; 7/22) Yes; 22; 45%No; 27; 55% 95 Discontinuation of IVDs (3) Types of IVDs (by EDMN code) stopped or for which “stop is already planned” IVD Number of mentions Q51 Q52 Notes: 30 MFs indicated the EMDN codes for the discontinued IVDs; 22 MF indicated the EMDN codes for the IVDs planned to be discontinued 1 2 3 3 4 7 10 10 0 0 3 3 2 1 3 7 0 2 4 6 8 10 12 W0104 MICROBIOLOGY (CULTURE) W05 IVD GENERIC USE CONSUMABLES W0103 HAEMATOLOGY / HAEMOSTASIS / IMMUNOHAEMATOLOGY / HISTOLOGY / CYTOLOGY W0106 GENETIC TESTING W0101 CLINICAL CHEMISTRY W02 IVD INSTRUMENTS W0102 IMMUNOCHEMISTRY (IMMUNOLOGY) W0105 INFECTIOUS DISEASES stop is already planned stopped 0 0 0 0 0 1 2 4 6 17 19 2 2 4 3 8 14 0 2 4 6 8 10 12 14 16 18 20 Manufacturer recalls or safety concerns Decisions/recommendations by national competent authorities Product revenue does not justify cost to reapprove device under the IVDR. Lack of raw materials and/or components Disruptions in the supply chain / Supplier has stopped production Increased production costs Other Products with low profitability Products at the end of their life cycle Devices will be replaced by updated/new products Products with low sales volumes planned stopped 96 Discontinuation of IVDs (4) Reasons for MF having stopped or planning to stop production/marketing/supply of some IVDs to the EU market Notes: Number of mentions; Multiple answers per MF possible; 30 MFs having stopped and 22 MF planning to stop participated in this survey question. IVD ʻotherʼ reasons mentioned: • No agreement with the distributor • Manufacturer does not plan to continue in IVD activities any more Q64 Q63 97 Re-certification IVD 98 Re-certification (1) Q37.1 IVD Did you already have a certificate renewed under the IVDR? (n=24 out of 49 companies that answered YES to Q37) Yes; 4; 17% No; 20; 83% 99 Re-certification (2) Q45 IVD Number of certificates expiring and due for re-certification in 2026-2029 (n=24 out of 49 companies that answered YES to Q37) Note: Data of 4 MF 29 21 27 24 3 1 2 0 0 5 10 15 20 25 30 35 2026 2027 2028 2029 N um be r o f c er tif ic at es EU technical documentation assessment (TDA) certificate IVDR QMS certificates 100 Re-certification (3) Q46 IVD On average, when do you need to submit the information for re- certification to the NB (before the expiration of the certificate) to assure you receive the renewal before expiration? Note: Data of 4 MF 25% 25% 25% 25% 25% 25% 25% 25% 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% EU technical documentation assessment (TDA) certificate IVDR QMS certificates in % of companies 3 months before 6 months before 9 months before 12 months before More than 12 months before 101 Re-certification (4) Q47 IVD What is the average time taken to reach renewal of the certificate (from the submission to renewal)? Note: Data of 4 MF (no information available’ was indicated by 2 MF for EU TDA certificates and by 1 for IVDR QMS certificates) 50% 33% 0% 33% 50% 33% 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% EU technical documentation assessment (TDA) certificate IVDR QMS certificates in % of companies Less than 6 months 6-12 months 13-18 months 102 Preparedness of manufacturers IVD 103 Preparedness of manufacturers (1) Do you have an IVDR-compliant QMS? This refers to EU QMS certification under the IVDR, not under ISO 13485 accreditation. IVD Q53 • 1st MF survey: Data from 118 IVD MF • 2nd EO survey: Data from 60 IVD MF • 3rd EO survey: Data from 49 IVD MF 37% 14% 21% 22% 6% 38% 22% 20% 17% 3% 47% 14% 29% 6% 4% 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50% Yes, certified QMS covers full portfolio Yes, certified QMS covers part of portfolio Yes, QMS is IVDR compliant but not certified yet No, QMS is not IVDR compliant but IVDD compliant No 1st MF survey 2nd EO survey 3rd EO survey 104 Have you already transferred your products/technical documentation to the IVDR? Preparedness of manufacturers (2) IVD Q54 • 1st MF survey: Data from 130 IVD MF • 2nd EO survey: Data from 60 IVD MF • 3rd EO survey: Data from 49 IVD MF 29% 15% 5% 18% 18% 15% 45% 15% 7% 13% 18% 2% 49% 14% 2% 14% 10% 10% 0% 10% 20% 30% 40% 50% 60% First products certified under IVDR Progressing towards certification under IVDR Applications lodged, but insufficient information on progress No, we have not yet submitted but are confident that we will get timely certification thereafter. No Not applicable/no information 1st MF survey 2nd EO survey 3rd EO survey 105 2.4. Survey results for authorised representatives Questionnaire part 2.4. including questions 55 to 57 AR 106 Number of authorised representatives within the organisational structure of a legal manufacturer Authorised representatives (1) Number of companies represented by authorised representatives AR Total responses from ARs: 36 Q55 Q56 AR within the organisational structure of a company; 20; 56% AR not within the organisational structure of a company; 16; 44% 3 2 4 7 20 0 5 10 15 20 25 not applicable more than 500 clients between 101 and 500 clients between 10 and 100 clients fewer than 10 clients Number of AR 107 Estimation for legacy devices (AIMDD/MDD): How many of your clients have completed the transition to the MDR (all devices are CE-marked)? Authorised representatives Legacy devices transition Note: 10 AR indicated ʻI don’t know / not applicableʼ. MDAR Total responses from ARs: 36 Q57 1 2 6 3 3 6 8 2 0 1 2 3 4 5 6 7 8 9 Less than 25 % 25-50 % 51-75 % More than 75 % Number of AR Pe rc en t ( % ) o f c lie nt s Clients have not yet started the transition Partially completed Fully completed 108 Estimation for legacy devices (IVDD): How many of your clients have completed the transition to the IVDR (all devices are CE-marked)? Authorised representatives Legacy devices transition IVD Note: 20 AR indicated ʻI don’t know / not applicableʼ. AR Total responses from ARs: 36 Q57 2 1 2 1 8 1 4 1 0 1 2 3 4 5 6 7 8 9 Less than 25 % 25-50 % 51-75 % More than 75 % Number of AR Pe rc en t ( % ) o f c lie nt s Clients have not yet started the transition Partially completed Fully completed Thank you Contact for questions: medical.devices@goeg.at Austrian National Public Health Institute/ Gesundheit Österreich (GÖG) © European Union 2026 Unless otherwise noted the reuse of this presentation is authorised under the CC BY 4.0 license. For any use or reproduction of elements that are not owned by the EU, permission may need to be sought directly from the respective right holders. 109 mailto:medical.devices@goeg.at https://creativecommons.org/licenses/by/4.0/ Study supporting the �monitoring of the availability�of medical devices on the EU market Disclaimer Content List of abbreviations (1) List of abbreviations (2) 1. Introduction 1.1. About the study Study supporting the monitoring of availability of medical devices on the EU market Scope of the study Consultation activities Links to relevant documents �in the context of this study 1.2. About the 3rd EO survey with MF and AR Acknowledgements Survey development and management Survey timeline for the 3rd EO survey�(data was requested until 31 October 2025) Survey structure and content Comparison of the surveys conducted with EO in the framework of the study 2. Results 2.1. About the survey participants (responses) Foliennummer 20 Country, where the company is based* (1) Country, where the company is based (2) Registration in EUDAMED Company role Size of organisation (globally) (1) Size of organisation (globally) (2) ��Start-ups* Participation in previous survey rounds Where are products available Optional indication by companies: Device areas (EMDN categories) currently included in the product portfolio �(EMDN categories selected by EOs) Optional indication by companies: IVDs (EMDN categories) currently included in the product portfolio �(number of devices referring to catalogue numbers) 2.2. Survey results �for medical devices Overview on applications and certificates by end of October 2025 AIMDD/MDD �legacy devices* Foliennummer 35 Foliennummer 36 Notified bodies�written agreements, refused applications Foliennummer 38 Foliennummer 39 Foliennummer 40 MDR implementation�applications, certificates, re-certification, time periods Applications lodged under MDR �by end October 2025 Applications lodged and certificates issued under MDR by end October 2025 for MD requiring consultation MD undergoing MDR conformity assessment by October 2025 Certificates issued to MD MF under MDR Certificates issued to MD MF under MDR Device numbers (as per catalogue number) covered in MDR certificates Time periods (1) Time periods (2) Time periods (3) Compliance with deadlines Costs Costs for drawing up the clinical evaluation Costs for MDR certification Costs for MDR certification Estimates�Completed transition Completed transition Discontinuation of medical devices Discontinuation of medical devices (1) Discontinuation of medical devices (2) Discontinuation of medical devices (3) Re-certification Re-certification (1) Re-certification (2) Re-certification (3) Re-certification (4) 2.3. Survey results for �in vitro diagnostic medical devices Overview on applications and certificates by end of October 2025 IVDD legacy devices* Foliennummer 70 Foliennummer 71 Notified bodies�written agreements, refused applications Foliennummer 73 Foliennummer 74 Foliennummer 75 IVDR implementation�applications, certificates, re-certification, time periods Applications lodged under IVDR �by end October 2025 IVDs undergoing IVDR conformity assessment by October 2025 Certificates issued to IVD MF under IVDR Certificates issued to IVD MF under IVDR Device numbers (as per catalogue number) covered in IVDR certificates Foliennummer 82 Time periods (2) Time periods (3) Compliance with deadlines Costs Costs for drawing up the clinical evaluation Costs for IVDR certification Costs for IVDR certification Estimates New devices Discontinued in vitro diagnostic medical devices Discontinuation of IVDs (1) Discontinuation of IVDs (2) Discontinuation of IVDs (3) Discontinuation of IVDs (4) Re-certification Re-certification (1) Re-certification (2) Re-certification (3) Re-certification (4) Preparedness of manufacturers Preparedness of manufacturers (1) Foliennummer 104 2.4. Survey results for authorised representatives Foliennummer 106 Foliennummer 107 Foliennummer 108 Thank you��Contact for questions: medical.devices@goeg.at ��Austrian National Public Health Institute/ Gesundheit Österreich (GÖG)
06.07.2026 Datei PD
20260703_health4eu.pdf
BERLIN Friedrichstraße 134 10117 Berlin BONN Ubierstraße 71–73 53173 Bonn Pharma Deutschland e. V. info@pharmadeutschland.de www.pharmadeutschland.de BRÜSSEL Rue Marie de Bourgogne 58 1000 Brüssel Pressemitteilung Health4EU: Europa erweitert den Blick auf Versorgungssicherheit Biotech Act, klinische Studien und Produktion rücken in den Mittelpunkt Berlin (3. Juli 2026) – Wie Europa seine Gesundheitsversorgung widerstandsfähiger machen und gleichzeitig seine Wettbewerbsfähigkeit im Life-Science-Sektor stärken kann, stand im Mittelpunkt des Health4EU Presidency Talk zum Auftakt der irischen EU-Ratspräsidentschaft in Berlin. Vertreterinnen und Vertreter aus Politik, Wissenschaft, Industrie und europäischen Institutionen waren sich einig: Versorgungssicherheit, Forschung und Innovation müssen stärker gemeinsam gedacht werden. Entsprechend will die irische Ratspräsidentschaft zentrale Vorhaben wie den Biotech Act, den Critical Medicines Act sowie die Weiterentwicklung klinischer Studien und des Medizinprodukterechts voranbringen. Ziel ist es, Europa als Forschungs-, Entwicklungs- und Produktionsstandort wettbewerbsfähiger zu machen und Innovationen schneller in die Versorgung zu bringen. „Innovation only delivers value if it reaches patients“, sagte Maurice O'Connor, Assistant Secretary im irischen Gesundheitsministerium. Versorgungssicherheit beginne deshalb nicht erst bei stabilen Lieferketten. Europa brauche schnellere und verlässlichere Rahmenbedingungen für Forschung, klinische Studien, Zulassung und Erstattung. „Security of supply is not ultimately about supply chains. It is about whether a patient can receive the medicine they need.“ Versorgungssicherheit bedeute dabei vor allem, dass Patientinnen und Patienten die benötigten Arzneimittel zuverlässig erhalten, so O’Connor. Daran knüpfte Prof. Dr. Veronika von Messling an. Europa verfüge bereits über exzellente Forschung. Entscheidend sei nun, wissenschaftliche Erkenntnisse konsequenter in marktfähige Innovationen zu überführen. Als Erfolg des Biotech Acts werde sich 2 messen lassen, ob mehr Entwicklungen den Sprung in den Proof of Concept, in klinische Studien und schließlich in die Versorgung schaffen. Klinische Studien seien dabei ein wichtiger Gradmesser. Aus Sicht der Europäischen Kommission beginnt Versorgungssicherheit noch früher. Dr. Florika Fink-Hooijer machte deutlich, dass Investitionen in Gesundheitsinfrastruktur, Produktionskapazitäten und medizinische Gegenmaßnahmen nicht erst in einer Krise erfolgen dürfen. Gesundheitsbedrohungen seien bereits Realität, entsprechend müsse Europa dauerhaft in Vorsorge investieren und seine Produktionskapazitäten stärken. „Resilience is not built in a crisis. It is built beforehand“, sagte Fink-Hooijer und verwies auch auf die Fortschritte Europas bei der Krisenvorsorge seit der COVID-19-Pandemie. Die Diskussion zeigte damit einen gemeinsamen Perspektivwechsel: Versorgungssicherheit wird nicht mehr ausschließlich als Frage der Krisenvorsorge verstanden. Sie entsteht entlang der gesamten Wertschöpfungskette von der Forschung bis zur Versorgung der Patientinnen und Patienten. "Die Diskussionen haben gezeigt, dass Europa Versorgungssicherheit heute umfassender versteht als noch vor wenigen Jahren. Entscheidend wird sein, diesen Anspruch nun auch in konkrete Rahmenbedingungen zu übersetzen – damit Forschung, Entwicklung, Produktion und Versorgung künftig stärker zusammengedacht werden." so Dorothee Brakmann, Hauptgeschäftsführerin Pharma Deutschland abschließend. _______________ Der Pharma Deutschland e.V. ist der mitgliederstärkste Branchenverband der Pharmaindustrie in Deutschland. Er vertritt die Interessen von rund 400 Mitgliedsunternehmen, die in Deutschland ca. 80.000 Mitarbeiterinnen und Mitarbeiter beschäftigen. Die in Pharma Deutschland e.V. organisierten Unternehmen tragen maßgeblich dazu bei, die Arzneimittelversorgung in Deutschland zu sichern. So stellen sie fast 80 Prozent der in Apotheken verkauften rezeptfreien und fast zwei Drittel der rezeptpflichtigen Arzneimittel sowie einen Großteil der stofflichen und dentalen Medizinprodukte für die Patientinnen und Patienten bereit. Unter www.pharmadeutschland.de gibt es mehr Informationen zu Pharma Deutschland. http://www.pharmadeutschland.de/
03.07.2026 Datei
Wie sich das GKV-Beitragssatz Stabilisierungs-Gesetz (BStabG) auf die Innovationsfähigkeit der Pharmabranche und die Arzneimittelversorgung auswirkt
Wie sich das GKV-Beitragssatz- Stabilisierungs-Gesetz (BStabG) auf die Innovationsfähigkeit der Pharmabranche und die Arzneimittelversorgung auswirkt Die zentralen Aspekte auf einen Blick • Die im BStabG geplanten Sparmaßnahmen zielen hauptsächlich auf den Patentmarkt, aber auch der Generikamarkt ist betroffen.1 • Rund 85 Prozent dieses patentgeschützten Arzneimittelmarktes entfallen auf Arzneimittel gegen lebensbedrohliche oder schwere chronische Erkrankungen: Krebs, schwere Autoimmun- und Entzündungserkrankungen, Schlaganfall-Prävention und Thrombose sowie Diabetes mit Folgeerkrankungen.2 • Die GKV-Arzneimittelausgaben lagen 2025 bei 58,49 Mrd. Euro (+5,9 % im Vergleich zum Vorjahreszeitraum). Mit einem Anstieg der Leistungsausgaben um 5,9% ist das Wachstum im Vergleich zu anderen Leistungsbereichen unterdurchschnittlich. Zur Einordnung: die Leistungsausgaben stiegen um 7,9 %, Ausgaben für Krankenhausbehandlungen um 9,6 %, Ausgaben für ambulant ärztliche Behandlungen um 7,6%. 1BMG, Finanzentwicklung GKV 2025; AOK Arzneimittel-Kompass 2025. https://www.bundesgesundheitsministerium.de/ministerium/meldungen/finanzentwicklung-gkv-2025 2Eigene Berechnung auf Basis IQVIA-Marktbericht Q4/2025 (GKV-Gesamtmarkt 59,3 Mrd. €) und AOK Arzneimittel-Kompass 2025 (patentgeschützter Markt = 54 % der Kosten). https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma- marktbericht-classic-q4-2025.pdf https://www.bundesgesundheitsministerium.de/ministerium/meldungen/finanzentwicklung-gkv-2025 https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf • 3Der geplante (dynamische) Herstellerabschlag kann den Zwangsrabatt auf innovative Arzneimittel bis 2030 auf über 20 Prozent treiben – eine Verfünffachung der jährlichen Belastung von 1,1 auf 5,5 Mrd. Euro.4 • Die Maßnahmen wirken kumulierend. Dynamischer Herstellerabschlag, neue Rabattverträge für patentgeschützte Arzneimittel, Preis-Mengen- Regelungen und das verlängerte Preismoratorium treffen dieselben Arzneimittel gleichzeitig und übereinander gelagert. Damit gefährdet nicht nur jede Maßnahme für sich, sondern insbesondere ihr Zusammenwirken Zugang, Therapievielfalt und Standort.5 • Die Preissenkungen wirken additiv auf bereits verhandelte Preise. Also Preise, die im Rahmen des AMNOG-Verfahrens bereits auf der Basis von Nutzenbewertungen gefunden wurden. Aus dieser Basis wurde mit der Krankenkasse ein Preis verhandelt, der dem Wert des Arzneimittels für Patienten entspricht. • Die Pharmaindustrie ist mit einer Investitionsquote von 5,7 Prozent die investitionsstärkste Industrie Deutschlands. Kurzfristige, kumulierende Preiseingriffe gefährden langfristig geplante Standortinvestitionen.6 4Pharma Deutschland: Risiken des GKV-BStabG für Arzneimittelversorgung und Innovation. https://www.pharmadeutschland.de/themen/gkv-beitragssatzstabilisierungsgesetz-risiken-fuer-arzneimittelversorgung-und- innovation/ 5Pharma Deutschland: Inhalte des GKV-Beitragssatzstabilisierungsgesetzes. https://www.pharmadeutschland.de/newsroom/news/inhalte-des-gkv-beitragsstabilisierungsgesetz/ 6IW Köln, PharmaKompakt 2025. https://www.iwkoeln.de/fileadmin/user_upload/Studien/Gutachten/Pharma_Standort_D/2025/PharmaKompakt_2025_DE.pdf https://www.pharmadeutschland.de/themen/gkv-beitragssatzstabilisierungsgesetz-risiken-fuer-arzneimittelversorgung-und-innovation/ https://www.pharmadeutschland.de/themen/gkv-beitragssatzstabilisierungsgesetz-risiken-fuer-arzneimittelversorgung-und-innovation/ https://www.pharmadeutschland.de/newsroom/news/inhalte-des-gkv-beitragsstabilisierungsgesetz/ https://www.iwkoeln.de/fileadmin/user_upload/Studien/Gutachten/Pharma_Standort_D/2025/PharmaKompakt_2025_DE.pdf Verteilung des GKV-Umsatzes nach Erkrankungsschwere (2025) Das GKV-BStabG belastet ausgerechnet den Marktteil am stärksten, der die Versorgung Schwerstkranker sichert und die forschungs- und investitionsstärkste Industrie Deutschlands trägt.7 Erkrankungskategorie Beispiel-Wirkstoffklassen (Cluster) GKV-Umsatz 2025* Anteil** Krebserkrankungen & Immuntherapien MAB-Antineoplastika, Proteinkinasehemmer, Hormonantagonisten ~ 9,5 – 10,1 Mrd. € ~ 39 % Schwere Autoimmun- /Entzündungserkrankungen Anti-TNF, Interleukin-Inhibitoren, JAK-Inhibitoren, MS-Mittel ~ 6,8 – 7,0 Mrd. € ~ 28 % Diabetes mit schweren Komplikationen SGLT2-Hemmer, GLP-1-Agonisten, Insulin-Analoga ~ 5,0 – 5,2 Mrd. € ~ 21 % Schlaganfall-Prävention & Thrombose Direkte Faktor-Xa-Hemmer (Apixaban, Rivaroxaban, Edoxaban) ~ 2,9 – 3,0 Mrd. € ~ 12 % Summe vier Cluster Summe schwere/lebensbedrohliche Erkrankungen (vier Cluster) ~ 24,2 – 25,3 Mrd. € ~ 41 – 43 % des GKV- Marktes \.GKV‗Umsatz.868❶.(IQVIA.Apothekenmarkt?.Jan­ Dez.868❶)¡.\\.Anteil.der.ersten.drei.Spalten.am.umsatzstarken. Marktsegment.der.vier.Cluster.(∫ .80?8­ 8❶?9.Mrd¡.₭)·.die.letzte.Zeile.bezieht.den.Anteil.auf.den.GKV‗Gesamtmarkt.(❶❺?9.Mrd¡. ₭)¡.Werte.gerundet·.Schätzung.auf.Basis.der.ATC‗Gruppen.und.Hauptindikationen¡ 7Eigene Berechnung auf Basis der ATC-Umsätze 2025 (IQVIA Q4/2025) der vier Versorgungscluster. Der Arzneimittel-Atlas 2025 bestätigt qualitativ, dass es sich „ganz überwiegend um Arzneimittel gegen sehr schwere bis mittelschwere Erkrankungen“ handelt. https://www.mwv- berlin.de/media/6e519139dabd9dfbca62c3f478d646dc35455018/5d37c448e19e26162cefe943c7dffc6d3804501f/e73dff2d209028 29b3955df25e0387fe2f3c1c2b.pdf https://www.mwv-berlin.de/media/6e519139dabd9dfbca62c3f478d646dc35455018/5d37c448e19e26162cefe943c7dffc6d3804501f/e73dff2d20902829b3955df25e0387fe2f3c1c2b.pdf https://www.mwv-berlin.de/media/6e519139dabd9dfbca62c3f478d646dc35455018/5d37c448e19e26162cefe943c7dffc6d3804501f/e73dff2d20902829b3955df25e0387fe2f3c1c2b.pdf https://www.mwv-berlin.de/media/6e519139dabd9dfbca62c3f478d646dc35455018/5d37c448e19e26162cefe943c7dffc6d3804501f/e73dff2d20902829b3955df25e0387fe2f3c1c2b.pdf Die vier Therapie-Cluster (Datenbasis 2025) Die umsatzstärksten patentgeschützten Präparate ordnen sich vier Versorgungs- Clustern zu. Für jedes Cluster sind Leit-Wirkstoffklassen, GKV-Umsatz 2025 und Marktentwicklung dargestellt. Übersicht: Cluster-Umsätze im GKV-Markt 2025 Therapie-Cluster GKV-Umsatz 2025 (Schätzung) Anteil Gesamtmarkt Wachstum vs. 2024 Leit- Wirkstoffklassen Onkologie & Immuntherapien 9,5 – 10,1 Mrd. € 16 – 17 % +10 – 12 % MAB-Antineoplastika, Proteinkinasehemmer, Hormonantagonisten Autoimmun- & entzündliche Erkrankungen 6,8 – 7,0 Mrd. € 11,5 – 11,8 % -5 bis -8 % Anti-TNF, Interleukin- Inhibitoren, JAK- Inhibitoren, MS-Mittel Diabetes & Stoffwechsel 5,0 – 5,2 Mrd. € 8,5 – 8,8 % +20 – 25 % SGLT2-Hemmer, GLP-1-Agonisten, Insulin-Analoga Herz-Kreislauf & Thrombose (B01) 2,9 – 3,0 Mrd. € ~ 5,0 % +0,8 % (B01F) Direkte Faktor-Xa- Hemmer, ARNI, PCSK9-Inhibitoren Quelle¿.IQVIA.Pharma‗Marktbericht.Q0―868❶.(Gesamtjahr.868❶?.ATC‗Gruppen)·.ergänzt.um.GAmSi.Bayern.Q7―868❶.und. Arzneimittel‗Atlas.868❶¡.Schätzungen·.Überschneidungen.(SGLT8‗Hemmer.Diabetes―Herz‗Kreislauf).im.Text.gekennzeichnet¡. Vier.Cluster.gesamt.∫ .80?8­ 8❶?9.Mrd¡.₭.(∫ .07­ 09.↘ .des.GKV‗Marktes)¡8 8IQVIA Pharma-Marktbericht Q4/2025; GAmSi Bayern KV71 Q1/2025; IGES Arzneimittel-Atlas 2025. https://www.iqvia.com/- /media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf Cluster Onkologie & Immuntherapien GKV-Umsatz 2025 ≈ 9,5 – 10,1 Mrd. € (L01G 4.327 Mio. € +5,8 %; L01H 3.298 Mio. € +14,0 %; L02B 1.502 Mio. €) Versorgte Indikationen Diverse Krebserkrankungen: nicht-kleinzelliges Lungenkarzinom, Melanom, multiples Myelom, chronische lymphatische Leukämie, Mammakarzinom, Prostatakarzinom u. v. m. Leitpräparate (Wirkstoffklassen) PD-1/PD-L1-Inhibitoren (Checkpoint-Inhibition), Proteinkinasehemmer (CDK-, BTK-Inhibitoren), CD38-Antikörper, EGFR-Inhibitoren, zytostatische Hormonantagonisten Investitionsschwerpunkt Plattformtechnologien (Antikörper, Checkpoint-Inhibition), biopharmazeutische Produktion, Kombinations- und Sequenztherapien; höchste Wachstumsrate aller Cluster (Proteinkinasehemmer L01H +14,0 % p. a.). Gefährdung durch das GKV-BStabG • Ein onkologisches bereits preisverhandeltes Präparat kann gleichzeitig vom (dynamischen) Herstellerabschlag, vom Rabattvertrag für patentgeschützte Arzneimittel (PD-1/PD-L1- bzw. PARP-Inhibitoren als Pilotgruppen) und Preis-Mengen-Vereinbarungen getroffen werden. • Rabattverträge auf PD-1/PD-L1- und PARP-Inhibitoren zwingen therapeutisch nicht beliebig austauschbare Wirkstoffe in einen Preiswettbewerb. • Die zusätzlichen Abschläge machen Markteinführungen neuer Indikationen unkalkulierbar. Quelle¿.IQVIA Q4/2025; GAmSi Bayern Q1/2025; Der Arzneimittelbrief 2026 https://der-arzneimittelbrief.com/artikel/2026/keytruda-teuerstes-krebsmedikament-moegliche-einsparpotenziale-und-wie-krankenkassen-unnoetig-finanziell-belastet-werden Cluster Autoimmun- & entzündliche Erkrankungen GKV-Umsatz 2025 ≈ 6,8 – 7,0 Mrd. € (L04C 2.404 Mio. € -24,1 %; L04B 2.242 Mio. € -4,1 %; N07A MS 1.681 Mio. €) Versorgte Indikationen Rheumatoide Arthritis, Psoriasis/Psoriasisarthritis, Morbus Crohn, Colitis ulcerosa, atopische Dermatitis, Multiple Sklerose, Spondylitis ankylosans Leitpräparate (Wirkstoffklassen) Anti-TNF-Inhibitoren (Adalimumab), Interleukin-Inhibitoren (Ustekinumab, Risankizumab, Secukinumab, Dupilumab), JAK- Inhibitoren (Upadacitinib), MS-Mittel Investitionsschwerpunkt Biologika und niedermolekulare Immunmodulatoren (JAK), Indikationserweiterungen über mehrere chronische Erkrankungen; bereits intensiver Biosimilar-Wettbewerb (L04C -24,1 % Umsatz bei nur -4,9 % Absatz, getrieben durch das Ustekinumab-Biosimilar). Gefährdung durch das GKV-BStabG • Das Cluster steht bereits unter starkem Biosimilar-Preiswettbewerb (Umsatz L04C -24,1 % zzgl. hoher vertraulicher Rabatte). Der (dynamische) Herstellerabschlag legt sich zusätzlich auf die verbleibenden patentgeschützten Wirkstoffe – mit dem Risiko, dass einzelne Indikationen unwirtschaftlich werden. • JAK-Inhibitoren stehen auf der Pilotliste für Rabattverträge auf patentgeschützte Arzneimittel. Sie werden damit doppelt erfasst: durch den dynamischen Abschlag und durch einen Substitutionszwang nach Rabattvertrag – trotz unterschiedlicher Sicherheitsprofile und Zulassungen. Quelle¿.IQVIA Q4/2025 (L04C 2.404 Mio. €, L04B 2.242 Mio. €); GAmSi Bayern Q1/2025 https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf Cluster Diabetes & Stoffwechsel GKV-Umsatz 2025 ≈ 5,0 – 5,2 Mrd. € (A10P SGLT2 2.013 Mio. € +15,1 %; A10S GLP-1 1.261 Mio. € +56,0 %; A10C Insulin 1.186 Mio. €) Versorgte Indikationen Typ-2-Diabetes, Herzinsuffizienz (HFrEF/HFpEF), chronische Niereninsuffizienz; kardiometabolische Folgeerkrankungen Leitpräparate (Wirkstoffklassen) SGLT2-Hemmer (Empagliflozin, Dapagliflozin), GLP-1-Agonisten (Semaglutid, Tirzepatid), Insulin-Analoga Investitionsschwerpunkt Indikationsausweitung kardiometabolischer Wirkstoffe (Herz, Niere); stärkstes Mengen- und Umsatzwachstum im gesamten GKV-Markt (GLP-1-Agonisten +56 % Umsatz, +24,2 % Absatz), hohe Public- Health-Relevanz. Gefährdung durch das GKV-BStabG • Der (dynamische) Herstellerabschlag koppelt die Rabatthöhe an das Ausgabenwachstum des Patentmarktes. Gerade die wachstumsstärksten Cluster – SGLT2-Hemmer (+15,1 %) und GLP-1-Agonisten (+56 %) – treiben damit ihren eigenen Zwangsrabatt nach oben und kumulieren so die Belastung über die Jahre. • Die Preis-Mengen-Regelung als gesetzliche Auffanglösung (ohne Schiedsstellenbefassung) legt sich zusätzlich auf volumenstarke Stoffwechseltherapien und erhöht die Belastung ein weiteres Mal. Quelle¿.IQVIA Q4/2025 (A10P, A10S, A10C); GAmSi Bayern Q1/2025 https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf Cluster Herz-Kreislauf & Thrombose GKV-Umsatz 2025 ≈ 2,9 – 3,0 Mrd. € (B01F Direkte Faktor-Xa-Hemmer 2.705 Mio. € +0,8 %); mit Lipidsenkern/PCSK9 ≈ 4,4 – 5,0 Mrd. € Versorgte Indikationen Schlaganfall-Prävention bei Vorhofflimmern, Therapie und Prophylaxe von Venenthrombose und Lungenembolie, Herzinsuffizienz, Sekundärprävention kardiovaskulärer Ereignisse Leitpräparate (Wirkstoffklassen) Direkte Faktor-Xa-Hemmer (Apixaban, Rivaroxaban, Edoxaban), ARNI (Sacubitril/Valsartan), PCSK9-Inhibitoren Investitionsschwerpunkt Großvolumige Versorgung mit hohem Public-Health-Nutzen (Schlaganfall-Vermeidung); Lebenszyklus-Management und Folgeindikationen. Gefährdung durch das GKV-BStabG • PCSK9-Inhibitoren sind eine der fünf Pilot-Wirkstoffgruppen für Rabattverträge – ein Eingriff in die Sekundärprävention. Gleichzeitig greift auf patentgeschützte Wirkstoffe des Clusters der (dynamische) Herstellerabschlag; beide Maßnahmen wirken übereinander. • Faktor-Xa-Hemmer (orale Antikoagulanzien, B01F: 2.705 Mio. € 2025) zählen zu den umsatzstärksten Präparaten überhaupt und sind lebensnotwendig für die Schlaganfall-Prävention. Diese pauschalen, kumulierenden Abschläge gefährden die wirtschaftliche Versorgung großer Patientengruppen. Quelle¿.IQVIA Q4/2025 (B01F 2.704,5 Mio. €); GAmSi Bayern Q1/2025 https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf Die pharmarelevanten Maßnahmen des GKV-BStabG (Dynamischer) Herstellerabschlag (§ 130a Abs. 1b SGB V-E) Was Der bestehende Herstellerabschlag von 7 % auf patentgeschützte Arzneimittel wird um eine dynamische Komponente ergänzt, die an die Ausgabenentwicklung im Patentmarkt gekoppelt ist. Alternativ ist auch ein fixer Gesamtrabatt von 15,5% in der Diskussion Zeitplan Jan.–Jun. 2027: statisch +3,5 Prozentpunkte (= 10,5 %). Ab Juli 2027: jährlich dynamisch berechneter Zusatzabschlag, Höhe abhängig von Ausgaben- und Einnahmenentwicklung. Finanzieller Umfang 1,1 Mrd. € (2027) bis 5,5 Mrd. € (2030) – eine Verfünffachung; Simulationen zeigen einen Gesamtabschlag von über 20 % bis 2030. Ausnahmen Festbetragsarzneimittel, Generika, Biosimilars, Impfstoffe, patentfreie versorgungskritische Arzneimittel nach §52b Abs. 3c AMG, patentfreie Kinderarzneimittel nach §35 Abs. 5a SGB V, vom Preismoratorium befreite Arzneimittel, Reserveantibiotika, Wirkstoffe mit klinischen Studien und Produktion in Deutschland. Auswirkungen • Ein (dynamischer, jährlich neu festgesetzter) Zwangsrabatt entzieht Investitions- und Standortentscheidungen die Kalkulations- und Planungsgrundlage. • Jeder zusätzliche Euro Rabatterhöhung schadet der Volkswirtschaft um bis zu 3,80 Euro.9 Quellen¿.Pharma.Deutschland.―.vfa‗Factsheet·.BMG‗Referentenentwurf¡10 9VCI, Pressemitteilung zum GKV-Sparpaket, April 2026. https://www.vci.de/presse/pressemitteilungen/gkv-sparpaket-der- bundesregierung.jsp 10Pharma Deutschland: Risiken des GKV-BStabG für Arzneimittelversorgung und Innovation. https://www.pharmadeutschland.de/themen/gkv-beitragssatzstabilisierungsgesetz-risiken-fuer-arzneimittelversorgung-und- innovation/ https://www.vci.de/presse/pressemitteilungen/gkv-sparpaket-der-bundesregierung.jsp https://www.vci.de/presse/pressemitteilungen/gkv-sparpaket-der-bundesregierung.jsp https://www.pharmadeutschland.de/themen/gkv-beitragssatzstabilisierungsgesetz-risiken-fuer-arzneimittelversorgung-und-innovation/ https://www.pharmadeutschland.de/themen/gkv-beitragssatzstabilisierungsgesetz-risiken-fuer-arzneimittelversorgung-und-innovation/ Rabattverträge für patentgeschützte Arzneimittel (§ 130e SGB V-E, neu) Was Krankenkassen dürfen erstmals Rabattverträge für patentgeschützte Arzneimittel mit therapeutisch vergleichbarer Wirkung abschließen (Clusterausschreibungen). Vertragsärzte müssen rabattierte Arzneimittel verordnen. Ausnahmen sind unter hohem bürokratischem Aufwand zu begründen.. Pilotphase Vorerst befristet bis 31.12.2030, zunächst fünf Wirkstoffgruppen: JAK- Inhibitoren, CGRP-Antagonisten, PARP-Inhibitoren, PCSK9-Inhibitoren, PD- 1/PD-L1-Inhibitoren. Bericht über die Auswirkungen durch den GKV SV an das BMG. Cluster- Betroffenheit Direkter Eingriff in Onkologie (PD-1/PD-L1, PARP), Herz-Kreislauf (PCSK9), Autoimmun (JAK) und Neurologie (CGRP). Auswirkungen • Innovative, oft nicht gleichwertige Wirkstoffe werden nach ihrer Nutzenbewertung im AMNOG in einen reinen Preiswettbewerb gezwungen. Das Ergebnis des AMNOG Verfahrens wird damit gänzlich entwertet. Das RisikoDas Risiko für die Versorgung sind Marktrücknahmen und eine eingeschränkte Therapiewahl für Patientinnen und Patienten. Die Maßnahmen führen zu einer Verschlechterung der Versorgung für bestimmte Therapiegebiete • Rabattverträge waren bislang Generika vorbehalten. Ihre Ausweitung auf den Patentmarkt unterläuft die bereits verhandelten AMNOG- Erstattungsbeträge und addiert sich auf den dynamischen Herstellerabschlag derselben Wirkstoffe. Quellen¿.Pharma.Deutschland¿.Inhalte.des.GKV‗BStabG¡11 11Pharma Deutschland: Inhalte des GKV-Beitragssatzstabilisierungsgesetzes. https://www.pharmadeutschland.de/newsroom/news/inhalte-des-gkv-beitragsstabilisierungsgesetz/ https://www.pharmadeutschland.de/newsroom/news/inhalte-des-gkv-beitragsstabilisierungsgesetz/ Preis-Mengen-Regelung Was Die im Rahmen der 130b SGB V zu verhandelnde Preis-Mengen Regelung wird gesetzlich festgeschrieben. Finanzieller Umfang Je 100 Mio.€ Umsatz plus 1% Preisabschlag. Das ist eine Verzehnfachung der bisherigen Preis-Mengen-Regel die im Rahmen des GKV-FinStabG in 2023 geschaffen wurde Cluster- Betroffenheit Alle Arzneimittel mit Erstattungsbetrag nach §130b SGB V, Rückwirkung durch Sonderkündigungsrecht Auswirkungen • Eine starrer Preis-Mengen-Algorithmus nimmt der Kassen und der Industrie Verhandlungsfreiheit. Es kann nicht mehr der Einzelfall berücksichtigt werden • Mengen steigen durch mehr Nachfrage nach einem Arzneimittel. Gründe dafür sind Demographie (mehr Arzneimittelverbrauch) oder der hohe Nutzen für den Patient. Diese Regelung bestrafft also gerade Arzneimittel, die für den Patienten einen hohen Wert bieten Kumulative Wirkung der Maßnahmen Herstellerabschlag, Rabattverträge für patentgeschützte Arzneimittel und die Preis- Mengen greifen gleichzeitig und übereinander in die Innovationscluster Onkologie, Autoimmun, Diabetes und Herz-Kreislauf ein. Diese kumulierenden Effekte werden sich unmittelbar auf die Therapievielfalt, die Markteinführungen und die langfristige Produktionsinvestitionen am Standort Deutschland auswirken und sich bei der Arzneimittelversorgung, der Wirtschaftskraft der Pharmazeutischen Industrie und damit der wirtschaftlichen Entwicklung Deutschlands negativ bemerkbar machen. Die kombinierte Netto-Belastung der Pharmaindustrie aus dynamischem Herstellerabschlag, Rabattverträgen und Preis-Mengen-Regelung beziffert das BMG für 2030 auf 5,75 Mrd. Euro – knapp 19 % der Gesamteinsparungen über alle Sektoren, obwohl der Arzneimittelmarkt nur 12% der Leistungsausgaben ausmacht. Instrument Aktuell Geplant 2027 Allg. Herstellerabschlag 7 % 10,5 % (dynamisch) Alternativ fixer Herstellerabschlag 7% 15,5% Rabattverträge Patent-AM nicht möglich Pilot für 5 Wirkstoffgruppen, Annahme 30% Rabatt (Techniker Krankenkasse in Pharma Dialog Äußerungen von 50%) Preis-Mengen-Vereinbarung 0,1% pro 100 Mio € 1% pro 100 Mio € Mehrfachbelastung je Cluster Die folgende Matrix macht sichtbar, dass die meisten Cluster nicht von einer, sondern von mehreren Maßnahmen gleichzeitig getroffen werden. Genau diese Überlagerung – nicht die einzelne Maßnahme – ist die eigentliche Gefahr für Innovation und Versorgung. Cluster AMNOG Prozess (Dyn.) Herstellerabschlag Rabattvertrag (Pilot) Preis- Mengen- Regelung Belastungsstufen Onkologie & Immuntherapien ja ja ja (PD-1/PD- L1, PARP) ja 4-fach Autoimmun & Entzündung ja ja ja (JAK) ja 4-fach Herz-Kreislauf & Thrombose ja ja ja (PCSK9) ja 4-fach Diabetes & Stoffwechsel ja ja (selbstverstärkend) – ja 3-fach Lesehilfe¿.«Belastungsstufen».zählt?.wie.viele.der.kritisierten.Instrumente.einen.Cluster.direkt.erfassen¡.Das.Onkologie‗ Cluster.trägt.mit.vier.sich.überlagernden.Maßnahmen.die.höchste.kumulative.Belastung·.im.Diabetes‗Cluster.verstärkt.der. dynamische.Abschlag.durch.die.Wachstumskopplung.sich.selbst¡12 12Eigene Darstellung auf Basis Pharma Deutschland: Inhalte des GKV-BStabG; § 130a/§ 130e SGB V-E. https://www.pharmadeutschland.de/newsroom/news/inhalte-des-gkv-beitragsstabilisierungsgesetz/ https://www.pharmadeutschland.de/newsroom/news/inhalte-des-gkv-beitragsstabilisierungsgesetz/ Zwei exemplarische Beispiele wie sich die Kumulation finanziell auswirken wird am Beispiel des statischen Herstellerabschlages Ein Onkologikum oder ein anderes patentgeschütztes Präparat kann 2027 ff. zusätzlich zum bereits verhandelten AMNOG-Erstattungsbetrag und zum Preismoratorium zur selben Zeit dem (dynamischen) Herstellerabschlag, einem Rabattvertrag (PD-1/PD-L1 oder PARP) und Preis-Mengenvereinbarungen unterliegen. Jede Maßnahme aus dem GKV-Beitragssatz-Stabilisierungs-Gesetz mag für sich begrenzt erscheinen. In der Überlagerung der Maßnahmen entsteht eine Belastung, die einzelne Indikationen oder Wirkstoffe unwirtschaftlich machen und zu Marktrücknahmen führen kann. Instrument Präparat xy 100 Mio € Umsatz Präparat xy 500 Mio € Umsatz AMNOG Verfahren z.B. Beträchtlicher Zusatznutzen -30% verhandelter Erstattungsbetrag, (Mittelwert AMNOG Verhandlungen, Herstellerabschlag abgelöst) -30% bereits erfolgt -30% bereits erfolgt Neu: Allg. Herstellerabschlag -15,5% 15,5% Rabattverträge Patent-AM (geschätzt anhand von Kassenerwartungen) -30% -30% Preis-Mengen-Vereinbarung 100 Mio € x 1% = -1% 500 Mio € x 1% = -5% Ergebnis in Prozent (Summe Maßnahmen BStabG) -46,5% - 50,5% Ergebnis in € (Summe Maßnahmen BStabG) 53,5 Mio € nach Rabatten 247,5 Mio € nach Rabatten Diese Beispiele zeigen sehr eindrücklich was für extreme Auswirkungen die Kumulation der Rabatte auf die Umsätze der Industrie hat. Dieses wird noch verschärft durch internationale Preisreferenzierung, die die Auswirkungen auf den internationalen Märkten für die Industrie ca. mit dem Faktor 4 erhöht. Jedes Unternehmen muss sich die betriebswirtschaftliche Frage stellen, ob es ökonomisch sinnvoll ist die Arzneimittel in Deutschland weiter zu vertreiben. Das ist keine Drohung, sondern betriebswirtschaftliche Realität, wie in jeder anderen Branche auch. Einordnung und Methodik • Pharma Deutschland hat die Wirkung des GKV- Beitragssatzstabilisierungsgesetzes (GKV-BStabG) auf die forschende Pharmaindustrie in Deutschland analysiert. Als Grundgesamtheit dienen die umsatzstärksten patentgeschützten Präparate bzw. ihre Hersteller im deutschen GKV-Markt. Die Darstellung der Auswirkungen erfolgt nach vier Therapie-Clustern, um die gesellschaftliche Bedeutung der betroffenen Versorgung in den Vordergrund zu stellen. • Der GKV-Arzneimittelmarkt erreichte 2025 ein Volumen von rund 58,49 Mrd. Euro (+5,9 % gegenüber 2024);13. Auf patentgeschützte Arzneimittel entfielen davon rund 54 Prozent der Kosten. Genau dieser hochinnovative Patentmarkt steht im Zentrum der geplanten Sparmaßnahmen. • Alle quantitativen Aussagen sind über Fußnoten mit den jeweiligen Primär- bzw. Verbandsquellen belegt. Die Marktwerte 2025 stammen aus dem IQVIA Pharma-Marktbericht Q4/2025 (Gesamtjahr 2025, Bundesdaten) und dem BMG (KV45). Cluster-Umsätze sind Schätzungen auf Basis der ATC-Gruppen des IQVIA-Berichts 2025 und der GAmSi-Quartalsdaten (Bayern KV71 Q1/2025) sowie der Hauptindikationen; Überschneidungen zwischen Clustern (z. B. SGLT2-Hemmer in Diabetes und Herzinsuffizienz) sind möglich und im Text gekennzeichnet. Quellen und Hinweise: • Die Datenbasis bilden der GKV-GAmSi-Quartalsbericht 2025, die IQVIA Pharma-Marktberichte Q2–Q4/2025 mit Bundesdaten für das Gesamtjahr 2025, der IGES Arzneimittel-Atlas 2025, der AOK Arzneimittel-Kompass 2025, das arznei-telegramm 8/2025 sowie ergänzende Verbands- und Ministeriumsquellen. • Zentrale Primärquellen sind insbesondere IQVIA Pharma-Marktbericht Q2– Q4/2025, BMG Finanzentwicklung GKV 2025 (KV45), GKV-GAmSi Bayern KV71 Q1/2025, IGES Arzneimittel-Atlas 2025, AOK Arzneimittel-Kompass 2025, arznei-telegramm 8/2025, IW Köln PharmaKompakt 2025, vfa AMNOG- Daten und der BMG-Referentenentwurf zum GKV-BStabG. • Die Cluster-Umsätze sind Schätzungen auf Basis der ATC-Gruppen und der Hauptindikationen; Überschneidungen zwischen Clustern, etwa bei SGLT2- Hemmern in Diabetes und Herzinsuffizienz, sind möglich und im Text gekennzeichnet. • Vollständige URLs finden sich in den Fußnoten. Abkürzungs- und Begriffsverzeichnis Gesetze und Paragrafen Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung AMNOG Arzneimittelmarkt- Neuordnungsgesetz Seit 2011 geltendes Gesetz. Regelt, dass für jedes neue Arzneimittel der Zusatznutzen bewertet und daraufhin ein Erstattungspreis mit den Kassen verhandelt wird. GKV-BStabG GKV- Beitragssatzstabilisierungsgesetz Das im Fact-Sheet analysierte „Spargesetz 2025/26“. Soll die Beitragssätze der gesetzlichen Krankenversicherung stabilisieren – u. a. durch neue Abschläge auf patentgeschützte Arzneimittel. SGB V Fünftes Buch Sozialgesetzbuch Das zentrale Gesetzbuch zur gesetzlichen Krankenversicherung in Deutschland. SGB V-E Sozialgesetzbuch V – Entwurfsfassung Der Zusatz „-E“ kennzeichnet eine geplante, noch nicht in Kraft getretene Fassung (Gesetzentwurf). § 130a SGB V Paragraf zum Herstellerabschlag Rechtsgrundlage für den (auch dynamischen) Zwangsrabatt, den Hersteller den Kassen gewähren müssen. § 130b SGB V Paragraf zur Erstattungsbetragsverhandlung Regelt die AMNOG-Preisverhandlung; Abs. 3 enthielt die sogenannten „Leitplanken“. § 130e SGB V Paragraf zu Kombinations- und Patent-Rabatten Rechtsgrundlage für den Kombinationsabschlag und – neu geplant – für Rabattverträge auf patentgeschützte Arzneimittel. BVerfG Bundesverfassungsgericht Höchstes deutsches Gericht; prüfte 2025 die Verhältnismäßigkeit des Preismoratoriums. G-BA Gemeinsamer Bundesausschuss Oberstes Beschlussgremium der Selbstverwaltung im Gesundheitswesen; benennt u. a. die von Abschlägen betroffenen Wirkstoff-Kombinationen. Institutionen, Verbände und Datenquellen Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung AOK Allgemeine Ortskrankenkasse Größte gesetzliche Krankenkassengruppe; gibt den „Arzneimittel-Kompass“ heraus. arznei-telegramm Unabhängiger Arzneimittel- Informationsdienst Herstellerunabhängige Fachpublikation zur Bewertung von Arzneimitteln. BMG Bundesministerium für Gesundheit Zuständiges Ministerium; veröffentlicht u. a. die GKV-Finanzentwicklung (Statistik „KV45“). BPI Bundesverband der Pharmazeutischen Industrie Branchenverband der Pharmaindustrie in Deutschland. Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung CDMO Contract Development and Manufacturing Organization Auftragsentwickler und -hersteller; Dienstleister, die Arzneimittel für andere Firmen produzieren. GAmSi GKV-Arzneimittel- Schnellinformation Amtliche, zeitnahe Statistik über Arzneimittelverordnungen zu Lasten der gesetzlichen Krankenkassen. GKV Gesetzliche Krankenversicherung Das solidarisch finanzierte Pflichtversicherungssystem, in dem rund 90 % der Bevölkerung versichert sind. GKV-Spitzenverband Spitzenverband Bund der Krankenkassen Zentrale Interessenvertretung aller gesetzlichen Kranken- und Pflegekassen; verhandelt u. a. die Erstattungsbeträge. IGES IGES Institut Forschungs- und Beratungsinstitut im Gesundheitswesen; erstellt den „Arzneimittel- Atlas“. IQVIA IQVIA (Marktforschungsunternehmen) Führender Anbieter von Markt- und Verordnungsdaten im Gesundheitswesen; Quelle des „Pharma-Marktberichts“. IW Köln Institut der deutschen Wirtschaft Köln Wirtschaftsforschungsinstitut; erstellt u. a. die Studie „PharmaKompakt“. KV45 / KV71 Amtliche GKV-Finanz- bzw. Statistikvordrucke Standardisierte Meldeformulare der Kassen; „KV45“ = GKV-Finanzergebnisse, „KV71“ = regionale Verordnungsstatistik (hier Bayern). MWV Medizinisch Wissenschaftliche Verlagsgesellschaft Verlag, in dem u. a. der Arzneimittel-Atlas erscheint. VCI Verband der Chemischen Industrie Branchenverband der Chemie- und Pharmaindustrie in Deutschland. vfa Verband forschender Arzneimittelhersteller Interessenverband der forschenden Pharmaunternehmen in Deutschland. Sparmaßnahmen und Begriffe der Preisregulierung Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung AMNOG-Leitplanken Preisobergrenzen im AMNOG- Verfahren Gesetzliche Deckelung des verhandelbaren Preises je nach Zusatznutzen. Werden durch das GKV-BStabG abgeschafft (Erfolg aus Branchensicht). Dynamischer Herstellerabschlag An das Ausgabenwachstum gekoppelter Zwangsrabatt Pflichtrabatt der Hersteller auf patentgeschützte Arzneimittel, der mit steigenden Patentmarkt-Ausgaben automatisch mitwächst – Kern der Kritik im Fact-Sheet. Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung Erstattungsbetrag Verhandelter Preis in der GKV Der zwischen Hersteller und Kassen ausgehandelte Preis, den die GKV für ein neues Arzneimittel erstattet. Festbetrag Erstattungshöchstgrenze für Arzneimittelgruppen Fester Höchstbetrag, den die Kasse für vergleichbare Wirkstoffe zahlt; darüber zahlt der Patient die Differenz. Herstellerabschlag Gesetzlicher Pflichtrabatt der Hersteller Fester (bislang 7 %) Zwangsrabatt auf den Herstellerabgabepreis patentgeschützter Arzneimittel. Kombinationsabschlag Rabatt auf Kombinationstherapien (§ 130e) Seit Oktober 2024 20 % Abschlag auf patentgeschützte Arzneimittel, die in vom G- BA benannten Kombinationen eingesetzt werden. Nutzenbewertung Bewertung des Zusatznutzens (AMNOG) Prüfung, ob ein neues Arzneimittel gegenüber der bisherigen Standardtherapie einen belegten Zusatznutzen bietet. Preismoratorium Einfrieren der Herstellerpreise Seit 2010 sind die Herstellerpreise auf dem Stand von August 2009 eingefroren; Verlängerung bis 2030 geplant. Preis-Mengen- Regelung Automatische Preissenkung bei hohen Absatzmengen Mechanismus, der bei stark steigenden Verordnungsmengen den Preis senkt – als gesetzliche Auffanglösung vorgesehen. Rabattverträge Exklusive Preisvereinbarungen einzelner Kassen Bisher nur bei Generika üblich; sollen künftig (Pilot) auch für patentgeschützte Arzneimittel gelten, mit Substitutionspflicht für Ärzte. Substitution Austausch durch ein anderes Präparat Ersetzen des verordneten Arzneimittels durch ein rabattiertes, therapeutisch vergleichbares Präparat. Tagesdosen (DDD) Definierte Tagesdosis (Defined Daily Dose) Statistische Maßeinheit für die verordnete Arzneimittelmenge – erlaubt Mengenvergleiche unabhängig vom Preis. Zwangsrabatt Gesetzlich vorgeschriebener Pflichtrabatt Umgangssprachlich für gesetzlich verordnete Abschläge (z. B. Herstellerabschlag), die Hersteller ohne Verhandlung gewähren müssen. ATC-Codes der Wirkstoffgruppen Das ATC-System (Anatomisch-Therapeutisch-Chemische Klassifikation) ist das amtliche, weltweit einheitliche Ordnungsschema der WHO für Arzneimittelwirkstoffe. Jeder Code steht für eine bestimmte Wirkstoffgruppe. Im Fact-Sheet dienen die Codes dazu, Umsätze markenneutral einzelnen Cluster-Bereichen zuzuordnen. Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung A10C Insuline und Insulin-Analoga Blutzuckersenkende Hormonpräparate zur Diabetes-Behandlung. A10P SGLT2-Hemmer Moderne orale Diabetes-Medikamente, die Zucker über den Urin ausscheiden; auch bei Herz- und Nierenschwäche wirksam. A10S GLP-1-Rezeptor-Agonisten Injizierbare Diabetes- und Adipositas- Wirkstoffe; wachstumsstärkste Gruppe im Markt (z. B. Semaglutid). B01 Antithrombotische Mittel Übergeordnete Gruppe der Blutgerinnungshemmer. B01F Direkte Faktor-Xa-Hemmer Moderne orale Gerinnungshemmer zur Schlaganfall- und Thrombosevorbeugung (z. B. Apixaban, Rivaroxaban). L01G Monoklonale Antikörper (Antineoplastika) Gezielt wirkende Krebs-Antikörpertherapien. L01H Proteinkinasehemmer Zielgerichtete Krebsmedikamente, die tumorfördernde Enzyme blockieren; wachstumsstärkste Onkologie-Gruppe. L02B Hormonantagonisten Krebstherapien, die hormonabhängiges Tumorwachstum bremsen (z. B. bei Prostata- oder Brustkrebs). L04B / L04C Immunsuppressiva / Immunmodulatoren Wirkstoffe gegen überschießende Immun- und Entzündungsreaktionen (z. B. bei Rheuma, Psoriasis). N07A Mittel gegen Erkrankungen des Nervensystems Im Fact-Sheet konkret die Wirkstoffe gegen Multiple Sklerose (MS). Wirkstoffklassen und medizinische Fachbegriffe Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung Anti-TNF TNF-alpha-Inhibitoren Biologika, die den Entzündungsbotenstoff TNF-alpha blockieren (z. B. bei Rheuma, Morbus Crohn). ARNI Angiotensin-Rezeptor-Neprilysin- Inhibitor Kombinationswirkstoff zur Behandlung der Herzschwäche (Sacubitril/Valsartan). Biologika Biotechnologisch hergestellte Arzneimittel Aus lebenden Zellen gewonnene, komplexe Wirkstoffe (z. B. Antikörper) – häufig bei Krebs und Autoimmunerkrankungen. BTK-Inhibitoren Bruton-Tyrosinkinase-Inhibitoren Zielgerichtete Wirkstoffe gegen bestimmte Blutkrebsarten. CD38-Antikörper Antikörper gegen das Oberflächenmerkmal CD38 Krebstherapie, v. a. beim multiplen Myelom (Knochenmarkkrebs). CDK-Inhibitoren Cyclin-abhängige-Kinase- Inhibitoren Zielgerichtete Wirkstoffe, u. a. beim Brustkrebs. CGRP-Antagonisten Calcitonin-Gene-Related-Peptide- Antagonisten Moderne Migräne-Wirkstoffe; eine der fünf Pilotgruppen für Rabattverträge. Checkpoint-Inhibition Immun-Checkpoint-Hemmung Krebs-Immuntherapie, die die körpereigene Immunabwehr gegen Tumorzellen „entfesselt“. EGFR-Inhibitoren Epidermal-Growth-Factor- Receptor-Inhibitoren Zielgerichtete Krebstherapie, u. a. bei Lungenkrebs. Faktor-Xa-Hemmer Direkte orale Antikoagulanzien Blutgerinnungshemmer zur Schlaganfall- und Thrombosevorbeugung (siehe ATC B01F). GLP-1-Agonisten GLP-1-Rezeptor-Agonisten Diabetes- und Adipositas-Wirkstoffe (z. B. Semaglutid, Tirzepatid); siehe ATC A10S. HFrEF / HFpEF Herzinsuffizienz mit reduzierter / erhaltener Pumpfunktion Zwei medizinische Formen der Herzschwäche. Interleukin-Inhibitoren Hemmstoffe von Interleukinen Biologika, die entzündungsfördernde Botenstoffe (Interleukine) blockieren (z. B. bei Psoriasis). JAK-Inhibitoren Januskinase-Inhibitoren Niedermolekulare (Tabletten-)Wirkstoffe gegen Autoimmunerkrankungen; eine der fünf Rabattvertrags-Pilotgruppen. MAB Monoklonale Antikörper Im Labor hergestellte, hochspezifische Antikörper (Wortendung „-mab“, z. B. bei Krebs). MS Multiple Sklerose Chronisch-entzündliche Erkrankung des zentralen Nervensystems. Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung PARP-Inhibitoren Poly-ADP-Ribose-Polymerase- Inhibitoren Zielgerichtete Krebstherapie (u. a. Eierstock-, Brustkrebs); eine der fünf Rabattvertrags- Pilotgruppen. PCSK9-Inhibitoren PCSK9-Hemmer Cholesterinsenker zur Vorbeugung von Herz- Kreislauf-Ereignissen; eine der fünf Rabattvertrags-Pilotgruppen. PD-1 / PD-L1- Inhibitoren Programmed-Cell-Death-(Ligand)- Inhibitoren Zentrale Krebs-Immuntherapien (Checkpoint- Inhibitoren); eine der fünf Rabattvertrags- Pilotgruppen. Proteinkinasehemmer Kinase-Inhibitoren Zielgerichtete Krebsmedikamente, die tumorfördernde Enzyme blockieren (siehe ATC L01H). SGLT2-Hemmer Natrium-Glucose-Cotransporter-2- Hemmer Diabetes-Wirkstoffe mit Zusatznutzen bei Herz- und Nierenschwäche (siehe ATC A10P). Einheiten und sonstige Abkürzungen Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung DDD Defined Daily Dose (definierte Tagesdosis) Statistische Vergleichseinheit für verordnete Arzneimittelmengen. F&E Forschung und Entwicklung Ausgaben für die Erforschung und Entwicklung neuer Arzneimittel. Mrd. € Milliarden Euro Mio. € Millionen Euro p. a. per annum (pro Jahr) Q1–Q4 Quartale 1 bis 4 eines Jahres Verteilung des GKV-Umsatzes nach Erkrankungsschwere (2025) Das GKV-BStabG belastet ausgerechnet den Marktteil am stärksten, der die Versorgung Schwerstkranker sichert und die forschungs- und investitionsstärkste Industrie Deutschlands trägt.6F Die vier Therapie-Cluster (Datenbasis 2025) Übersicht: Cluster-Umsätze im GKV-Markt 2025 Cluster Onkologie & Immuntherapien Cluster Autoimmun- & entzündliche Erkrankungen Cluster Diabetes & Stoffwechsel Cluster Herz-Kreislauf & Thrombose Die pharmarelevanten Maßnahmen des GKV-BStabG (Dynamischer) Herstellerabschlag (§ 130a Abs. 1b SGB V-E) Rabattverträge für patentgeschützte Arzneimittel (§ 130e SGB V-E, neu) Preis-Mengen-Regelung Kumulative Wirkung der Maßnahmen Herstellerabschlag, Rabattverträge für patentgeschützte Arzneimittel und die Preis-Mengen greifen gleichzeitig und übereinander in die Innovationscluster Onkologie, Autoimmun, Diabetes und Herz-Kreislauf ein. Diese kumulierenden Effekte werden sich un... Mehrfachbelastung je Cluster Zwei exemplarische Beispiele wie sich die Kumulation finanziell auswirken wird am Beispiel des statischen Herstellerabschlages Einordnung und Methodik Gesetze und Paragrafen Institutionen, Verbände und Datenquellen Sparmaßnahmen und Begriffe der Preisregulierung ATC-Codes der Wirkstoffgruppen Wirkstoffklassen und medizinische Fachbegriffe Einheiten und sonstige Abkürzungen
03.07.2026 Datei
1-JUL-2026-COUNCIL-Provisional-Agreement-on-the-Critical-Medicines-Act-proposal.pdf
11059/26 1 LIFE.5 EN Council of the European Union Brussels, 30 June 2026 (OR. en) 11059/26 SAN 517 PHARM 117 MI 699 MAP 143 POLCOM 237 IND 447 COMPET 836 CODEC 1303 Interinstitutional File: 2025/0102 (COD) OUTCOME OF PROCEEDINGS From: General Secretariat of the Council To: Delegations No. prev. doc.: 10713/26 Subject: Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL laying a framework for strengthening the availability and security of supply of critical medicinal products as well as the availability of, and accessibility of, medicinal products of common interest, and amending Regulation (EU) 2024/795 - Letter to the Chair of the European Parliament Committee on Public Health Following the Permanent Representatives Committee meeting of 30 June 2026 which endorsed the final compromise text with a view to agreement, delegations are informed that the Presidency sent the attached letter, together with its Annex, to the Chair of the European Parliament Committee on Public Health. 11059/26 2 ANNEX LIFE.5 EN ANNEX 11059/26 3 ANNEX LIFE.5 EN PE-CONS No/YY - 2025/102(COD) REGULATION (EU) 2026/… OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of … establishing a framework to strengthen the security of supply and the availability of critical medicinal products, as well as the availability ▌ and accessibility of ▌ medicinal products of common interest, and amending Regulation (EU) 2024/795 (Text with EEA relevance) THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 114 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Having regard to the opinion of the European Economic and Social Committee1, Acting in accordance with the ordinary legislative procedure2, 1 OJ C ▌, C/2025/4214, 20.8.2025, ELI: http://data.europa.eu/eli/C/2025/4214/oj. 2 Position of the European Parliament of … [(OJ …)/(not yet published in the Official Journal)] and position of the Council at first reading of … [(OJ …)/(not yet published in the Official Journal)]. Position of the European Parliament of … [(OJ …)/(not yet published in the Official Journal)] [and decision of the Council of …]. http://data.europa.eu/eli/C/2025/4214/oj 11059/26 4 ANNEX LIFE.5 EN Whereas: (1) Availability of critical medicinal products is essential for the Union and the functioning of the internal market. Pursuant to Article 9 of the Treaty on the Functioning of the European Union (‘TFEU’) and Article 35 of the Charter of fundamental Rights of the European Union ▌, the Union is to ensure a high level of human health protection in all Union policies and activities. The availability of safe, efficacious and high-quality medicinal products, underpinned by resilient, secure and reliable supply chains forming the backbone of the supply of medicinal products, is vital for achieving this objective and ▌safeguarding public health across the Union while contributing to the Union’s overall security. To safeguard the functioning of the internal market it is therefore necessary to create a common Union framework to collectively address the challenges by strengthening the security of supply and the availability of critical medicinal products. (2) In recent years, the Union has experienced an increasing number of shortages of medicinal products, including shortages of medicinal products for which insufficient supply affects the continuity of care and the operational capacity of health systems and results in serious harm or risk of serious harm to patients. In addition, the shortages of older antibiotics, whose unavailability results in the necessity to substitute them, can contribute to the increase of antimicrobial resistance. A stable and resilient supply of critical medicines is therefore critical to the health of patients in the Union and the proper functioning of health systems. 11059/26 5 ANNEX LIFE.5 EN (3) Shortages of medicinal products can have very different and complex root causes, with challenges identified along the entire pharmaceutical value chain which differ depending on the specific characteristics of the supply chains of medicinal products. In particular, shortages of medicinal products can result from supply chain disruptions and vulnerabilities affecting the supply of active substances and key inputs, including starting and raw materials. These include existing dependencies on a limited number of suppliers globally and lack of Union capacities to produce certain medicinal products, their active substances or key inputs. Through diversification of supply sources and investment in local production, the Union can reduce its risk of exposure to shortages of medicinal products. In cases of blood-derived and plasma-derived medicinal products, the vulnerabilities can also result from limited collection capacity and unavailability of donors. (4) Industrial challenges and a lack of investments in manufacturing capacities in the Union have contributed to increased dependency on third country suppliers, in particular, for key starting materials and active substances. Developing manufacturing capacity throughout the supply chain requires substantial long-term investment in adequate industrial infrastructure, strong research capabilities, regulatory predictability and a skilled workforce. Setting up new manufacturing capacities in the Union for critical medicinal products, their key inputs and active substances, and expanding or modernising existing manufacturing capacities ▌ for those critical medicinal products, their key inputs and active substances, which have often been on the market for a long time and are considered to be relatively inexpensive, is currently not seen as a sufficiently attractive option for private investment, also in view of lower energy costs, and less environmental and other legal requirements elsewhere in the world. Workforce shortages and the need for specialised skills in pharmaceutical manufacturing further add to the industrial challenges to manufacturing in the Union. Targeted financial incentives, simplified administrative processes, and better Union-level coordination can contribute to supporting efforts to increase manufacturing capacities in the Union and strengthen the supply chains for critical medicinal products. 11059/26 6 ANNEX LIFE.5 EN (4a) While medicinal products shortages can occur for any type of medicinal product, they often affect older, off-patent, and generic medicinal products, partly due to their low profit margins, which reduce incentives for investment in robust manufacturing capacity. Older, off-patent, and generic medicinal products make up the majority of the medicinal products placed on the Union list of critical medicinal products established by Regulation (EU) .../...3+. Many off-patent and generic medicinal products suppliers have outsourced manufacturing or relocated production of finished medicinal products outside the Union, and frequently source their active substances from third countries. Consequently, the Union relies on a limited number of active substance suppliers and manufacturers, many located outside its borders. (5) To enhance the security of supply for medicinal products and thereby contribute to a high level of public health protection, the Union has implemented a range of measures that contribute to building a European Health Union. In particular, Regulation (EU) 2022/123 of the European Parliament and of the Council4 has reinforced the European Medicines Agency’s (‘the Agency’) mandate by enhancing monitoring, coordination, and reporting mechanisms to prevent and mitigate supply disruptions of critical medicinal products across Member States. That Regulation also established the Agency’s Executive Steering Group on Shortages and Safety of Medicinal Products (‘the MSSG’), which brings together representatives from the Agency and Member States, to coordinate urgent actions within the Union to manage existing shortages and issues related to the quality, safety ▌ and efficacy of medicinal products. 3 Regulation (EU) …/… of the European Parliament and of the Council of … laying down Union procedures for the authorisation and supervision of medicinal products for human use and establishing rules governing the European Medicines Agency, amending Regulations (EC) No 1394/2007 and (EU) No 536/2014 and repealing Regulations (EC) No 141/2000, (EC) No 726/2004 and (EC) No 1901/2006. + OJ: please insert in the text the number of the Regulation in document ST 7105/26 (2023/0131(COD)). 4 Regulation (EU) 2022/123 of the European Parliament and of the Council of 25 January 2022 on a reinforced role for the European Medicines Agency in crisis preparedness and management for medicinal products and medical devices (OJ L 20, 31.2.2022, p. 1, ELI: http://data.europa.eu/eli/reg/2022/123/oj). http://data.europa.eu/eli/reg/2022/123/oj 11059/26 7 ANNEX LIFE.5 EN (6) In addition, Regulation (EU) …/… +further strengthens the continuity of supply and availability of medicinal products, inter alia by developing the core tasks already granted to the Agency by Regulation (EU) 2022/123 and setting out a framework for the activities to be deployed by the Member States and the Agency to improve the Union capacity to react efficiently and in coordinated manner to support the shortages management and security of supply of medicinal products, including by strengthening the obligations of marketing authorisation holders with regard to shortages prevention and shortages reporting or by establishing a Voluntary Solidarity Mechanism for medicinal products that allows a Member State affected by a critical shortage of a medicinal product to request supplies from other Member States. (7) However, despite regulatory obligations on marketing authorisation holders to ensure the continuous supply of medicinal products to meet patients’ needs and the additional regulatory mechanism introduced by Regulations (EU) 2022/123 and (EU) …/… + to mitigate and respond to shortages, the functioning of the market dynamics alone does not always guarantee the availability of medicinal products. This risk is particularly evident in cases of supply chain disruptions, especially when the supply of a given medicinal product relies on a limited number of global suppliers and production facilities or where there is a high dependency on a single or a limited number of third countries. (8) As the Union market for medicinal products remains fragmented, there is a need for better coordination between Member States to leverage in full the Union’s potential to strengthen the security of supply of critical medicinal products and facilitate accessibility to other products, without calling into question Member States’ responsibilities for the organisation and delivery of health services and medical care. Uncoordinated national measures risk disrupting the internal market, fail to address broader supply chain issues, and are insufficient to resolve cross-border issues, including the Union's dependency on third countries. The regulatory framework for medicinal products therefore needs to be complemented by targeted actions providing for further harmonisation. + OJ: please insert in the text the number of the Regulation in document ST 7105/26 (2023/0131(COD)). 11059/26 8 ANNEX LIFE.5 EN (9) Some medicinal products of common interest which are key for the provision of adapted care to patients, while not affected by supply security issues, might still not be available and accessible to patients in some Member States, which results in inequalities in access between patients in the Union. This might concern medicinal products for rare diseases, antimicrobials, and other innovative, high-cost, or specialised treatments across various therapeutic areas, such as oncology. Lack of access might be caused by a variety of factors, including product or geographical demand market size, which can impact the timely accessibility and availability of medicinal products in certain Member States. This Regulation contributes to reducing inequalities among Member States, and to more equitable access to medicinal products across the Union, so that patients enjoy the same level of access regardless of their country of residence. (9a) Because orphan medicinal products target rare and ultra-rare diseases and limited patient’ populations, they would benefit from collaborative procurement that allows for the aggregation of the demand of participating Member States. For this reason, those medicinal products should qualify for such procurement procedures even where they are not considered as medicinal products of common interest. To encourage early access and availability in the Union of those medicinal products, certain advantages in the permit-granting process should be also granted to their developers and manufacturers. 11059/26 9 ANNEX LIFE.5 EN (10) The smooth functioning of the internal market and a high level of protection of human health should be ensured as regards medicinal products. This Regulation should aim to complement other Union pharmaceutical legislation by providing for a harmonised framework supporting Member States’ coordinated efforts to encourage investments in new, modernised and existing manufacturing capacities for critical medicinal products, by encouraging the strategic use of public procurement instruments by the Member States as well as the coordination of the Member States’ approaches, including through leveraging aggregated demand through Commission facilitated collaborative procurement procedures of critical medicinal products and medicinal products of common interest, as well as by providing a framework to increase coordination between Member States in relation to contingency stock requirements. Due to the international dimension of the security of supply, in particular taking into account that diversification of supply chains and an overall increase of supply are elements of a solution for ensuring the security of supply, international cooperation should be encouraged. (11) The measures introduced by this Regulation are without prejudice to marketing authorisation holders’ obligations, in particular under Directive (EU) …/… of the European Parliament and of the Council 5+, Regulation (EU) …/… ++ and Regulation (EU) 2022/123, including the obligation to ensure sufficient supplies of medicinal products, within the limits of their responsibility. These measures are aligned with the principles of the internal market. This Regulation is without prejudice to Union competition law, including antitrust, merger and State aid rules. 5 Directive (EU) 2026/… of the European Parliament and of the Council of … on the Union code relating to medicinal products for human use, and repealing Directives 2001/83/EC and 2009/35/EC. + OJ: please insert in the text the number of the Directive in document ST 7106/26 (2023/0132(COD)). ++ OJ: please insert in the text the number of the Regulation in document ST 7105/26 (2023/0131(COD)). 11059/26 10 ANNEX LIFE.5 EN (11a) Data made available to competent authorities in accordance with Regulation (EU) 2025/327 of the European Parliament and of the Council6 on the European Health Data Space (EHDS) can contribute to the implementation of this Regulation. (12) While the primary objective of this Regulation should be to improve the functioning of the internal market by establishing a framework to strengthen the security of supply and ▌ the availability of critical medicinal products, as well as the availability and accessibility of medicinal products of common interest, given that a lack of critical medicinal products can affect the functioning of the economy as a whole, this Regulation should also support the Union’s competitiveness by fostering a more stable and predictable market environment, reducing administrative barriers, encouraging investment and supporting innovation in the pharmaceutical sector. Ensuring the security of supply and availability of critical medicinal products and the availability and accessibility of ▌ medicinal products of common interest should moreover contribute to the Union’s preparedness, resilience, and economic and overall security, including when cross-border supply chains risk being disrupted, therefore supporting the Union’s strategic autonomy. (13) Taking into account the different root causes of the availability issues affecting critical medicinal products and medicinal products of common interest, some measures should apply to critical medicinal products only. 6 Regulation (EU) 2025/327 of the European Parliament and of the Council of 11 February 2025 on the European Health Data Space and amending Directive 2011/24/EU and Regulation (EU) 2024/2847 (OJ L, 2025/327, 5.3.2025, ELI: http://data.europa.eu/eli/reg/2025/327/oj). http://data.europa.eu/eli/reg/2025/327/oj 11059/26 11 ANNEX LIFE.5 EN (14) Ensuring the security of supply and the availability of critical medicinal products for patients in the Union to safeguard public health, patients’ safety and the economic and overall security of the Union is a strategic objective of the Union. To achieve this, it is important that the Member States and the Commission work together to strengthen the security of supply and continuous availability of critical medicinal products in the Union through measures that take full advantage of the potential of the internal market. In this effort, the Commission has an important role to support the coordinated efforts of the Members States. (15) A well-defined list of critical medicinal products is essential to ensure that the measures are targeted, effective ▌ and proportionate. The ▌ medicinal products covered by this Regulation are those for which insufficient supply results in serious harm or risk of serious harm to patients. For this reason this Regulation should apply to critical medicinal products on the Union list of critical medicinal products, as established by Regulation (EU) …/… +. That list builds upon the experiences of the ▌ Agency and Member States’ agencies that in 2024 ▌ identified a list of 276 critical medicinal products. + OJ: please insert in the text the number of the Regulation in document ST 7105/26 (2023/0131(COD)). 11059/26 12 ANNEX LIFE.5 EN (16) To ensure that the measures are applied where justified and proportionate, it is necessary to demonstrate that some measures address a vulnerability in the supply chains of critical medicinal products while taking into account the distinctive characteristics of each category of critical medicinal products' supply chain. This Regulation should rely on the vulnerability evaluation performed for the purpose of the application of the general pharmaceutical legislation pursuant to Regulation (EU) No …/… +. To detect a vulnerability in the supply chains it is necessary to look at aggregated data across all medicinal products authorised in the Union and containing the same active substance, route of administration and formulation. Such an approach allows for the determination whether, for a critical medicinal product with a given active substance, the Union is highly dependent on a single or a limited number of third countries, or a limited number of sites, for active substances, key inputs, or finished dosage forms. (17) Certain projects can have a positive impact on security of supply as they increase the Union’s manufacturing capacity for critical medicinal products and strengthen the resilience of the Union’s supply chains. In order to encourage private investments in these projects, the concept of strategic projects should be introduced. Given their role in ensuring the Union’s security of supply for critical medicinal products and contribution to the objectives of preserving public health and protection of patients’ interests, the relevant permit-granting authority should consider strategic projects to be in the public interest. To ensure their expedient implementation, national authorities should be provided with adequate resources to ensure that the relevant permit-granting processes are carried out without delay, making available, in particular, any form of accelerated procedures that exists in applicable Union and national law, whilst upholding the highest social, health and environmental standards. National authorities should consider, when possible, their streamlining as well as enable digital submission of required information. 11059/26 13 ANNEX LIFE.5 EN (18) The designated authority should assess whether a given project is a strategic project. To offer real advantage to strategic projects as regards shortened permitting timelines, such assessments should be provided swiftly, without undue delay. When justified by the complexity of the project being the subject of an assessment, the timeline for an assessment can take up to 20 days. In order to accelerate and facilitate their deployment, strategic projects should benefit from streamlined administrative processes, priority status in the context of permit-granting procedures and related dispute resolution procedures, where such processes, status and procedures already exist in national law, as well as ▌ be offered targeted ▌ support. It is necessary that the strategic project relies on continuous supply of energy and gas to be able to produce the critical medicinal products. For this reason the Member States could consider the strategic projects as ‘protected customer’ in accordance with Regulation 2017/1938 of the European Parliament and of the Council 7 concerning measures to safeguard the security of gas supply. The Member States should also give particular attention to small and medium- sized enterprises (SMEs) which should have a fair chance to initiate strategic projects. This Regulation should be applied in a manner that guarantees fair and equal competition among all market players, regardless of their size and ownership structure. In order to ensure uniform conditions for the implementation of this Regulation in the Member States, a standard template for a request for recognition of a strategic project should be provided for by means of implementing acts. Implementing powers should be conferred on the Commission. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council8. 7 Regulation (EU) 2017/1938 of the European Parliament and of the Council of 25 October 2017 concerning measures to safeguard the security of gas supply and repealing Regulation (EU) No 994/2010 (OJ L 280, 28.10.2017, p. 1, ELI: http://data.europa.eu/eli/reg/2017/1938/oj). 8 Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by the Member States of the Commission's exercise of implementing powers (OJ L 55, 28.2.2011, p. 13, ELI: http://data.europa.eu/eli/reg/2011/182/oj). http://data.europa.eu/eli/reg/2017/1938/oj http://data.europa.eu/eli/reg/2011/182/oj 11059/26 14 ANNEX LIFE.5 EN (18a) A project promoter should be able to request that their application for a permit is granted the status of the highest national significance, if such a status exists in national law, and be treated accordingly. National authorities are to grant the status of the highest national significance to an application for a permit without prejudice to obligations provided for in Union law. (18b) A project promoter should be able to request that any dispute resolution procedure, litigation, appeal and proceedings on judicial remedies related to the permit-granting process, and the issuance of permits for a strategic project in the Union, is treated as urgent if and to the extent to which national law provides for such an urgency procedure. (19) The production of medicinal products has environmental implications and might negatively impact not only the environment itself but also human health. The environmental assessments and authorisations required under Union law are an integral part of the permit-granting process for strategic projects and an essential safeguard to ensure that negative environmental impacts, including of a transboundary nature, are prevented or minimised. However, to ensure that permit-granting processes for strategic projects are predictable and timely, it should be possible to streamline the required assessments and authorisations by the relevant authority, while not lowering the level of environmental protection nor neglecting steps necessary for a proper assessment of transboundary impacts in accordance with applicable law. (19a) Acknowledging the importance of international cooperation in environmental matters, this Regulation respects the obligations arising from the United Nations Economic Commission for Europe (UNECE) Conventions. In particular, it is without prejudice to the UNECE Convention on Access to Information, Public Participation in Decision- making and Access to Justice in Environmental Matters (the Aarhus Convention, 1998), as well as the UNECE Convention on Environmental Impact Assessment in a Transboundary Context (the Espoo Convention, 1991) and its Protocol on Strategic Environmental Assessment (the Kyiv Protocol, 2003). 11059/26 15 ANNEX LIFE.5 EN (20) Land use conflicts can create barriers to the deployment of strategic projects. The relevant national, regional or local authority responsible for preparing zoning, spatial and land use plans should consider whether to introduce in these plans, where appropriate, certain provisions related to strategic projects. Those plans have the potential to help balance the public interest and common good, decreasing the potential for conflict and accelerating the sustainable deployment of strategic projects in the Union. (21) Given the capital-intensive nature of pharmaceutical production, including the establishment or expansion or modernisation of manufacturing sites for critical medicinal products, active substances, and key inputs, targeted financial support can play a crucial role in incentivising production within the Union. To strengthen the security of supply of critical medicinal products, and where private investment alone is not sufficient, financial support of investments in manufacturing capacity within the Union may be justified. Member States should be able to prioritise financial support for strategic projects that address specific vulnerabilities in the supply chains, while ensuring that such support complies with the Union’s State aid rules. For this purpose, specific guidance to clarify the application of Union State aid rules to assist the Member States has been provided by the Commission services and will be updated as necessary. (21a) In order to enforce the supply commitments from the manufacturing sites that have received public support, it is important that all available legal instruments and tools are used. This, in particular, includes enforcement of related clauses in grants or award agreements, or activation, when justified, of funding recovery mechanisms in accordance with the applicable law and contractual terms. (21b) Where the export of critical medicinal products manufactured in the Union leads to a critical shortage or a risk of a critical shortage, all available legal instruments are to be considered to ensure availability of these products to patients in the Union. This includes Regulation (EU) 2015/479 of the European Parliament and the Council9. 9 Regulation (EU) 2015/479 of the European Parliament and of the Council of 11 March 2015 on common rules for exports (OJ L 83, 27.3.2015, p. 34, ELI: http://data.europa.eu/eli/reg/2015/479/oj). http://data.europa.eu/eli/reg/2015/479/oj 11059/26 16 ANNEX LIFE.5 EN (22) Financial Support for strategic projects could be provided by the Union under Union programmes in line with the objectives and provisions set out in the respective regulations establishing those programmes. In particular, strategic projects should be able to benefit from access to existing Union funding instruments, including the EU4Health Programme10, the Digital Europe Programme11 and Horizon Europe12 (relevant, for example, for active substances referred to in ▌ Regulation (EU) 2021/695), as well as the Strategic Technologies for Europe Platform (STEP), when they fulfil the criteria established in these instruments. Authorities in charge of the Union programmes covered by Regulation (EU) 2024/795 of the European Parliament and of the Council13 (STEP) should in particular consider supporting strategic projects addressing a vulnerability in the supply chains of critical medicinal products and therefore Regulation (EU) 2024/795 should be amended. (22a) The strategic projects that received public financial support specifically to strengthen the security of supply of critical medicinal products should prioritise supplies to the Union market and ensure, within the limits of their responsibilities, supplies that cover needs of patients in the Member States where those critical medicinal products have been placed on the market. 10 Regulation (EU) 2021/522 of the European Parliament and of the Council of 24 March 2021 establishing a Programme for the Union’s action in the field of Health (‘EU4Health Programme’) for the period 2021-2027, and repealing Regulation (EU) No 282/2014 (OJ L 107, 26.3.2021, p. 1, ELI: http://data.europa.eu/eli/reg/2021/522/oj). 11 Regulation (EU) 2021/694 of the European Parliament and of the Council of 29 April 2021 establishing the Digital Europe Programme and repealing Decision (EU) 2015/2240 (OJ L 166, 11.5.2021, p. 1, ELI: http://data.europa.eu/eli/reg/2021/694/oj). 12 Regulation (EU) 2021/695 of the European Parliament and of the Council of 28 April 2021 establishing Horizon Europe – the Framework Programme for Research and Innovation, laying down its rules for participation and dissemination, and repealing Regulations (EU) No 1290/2013 and (EU) No 1291/2013 (OJ L 170, 12.5.2021, p. 1, ELI: http://data.europa.eu/eli/reg/2021/695/oj). 13 Regulation (EU) 2024/795 of the European Parliament and of the Council of 29 February 2024 establishing the Strategic Technologies for Europe Platform (STEP), and amending Directive 2003/87/EC and Regulations (EU) 2021/1058, (EU) 2021/1056, (EU) 2021/1057, (EU) No 1303/2013, (EU) No 223/2014, (EU) 2021/1060, (EU) 2021/523, (EU) 2021/695, (EU) 2021/697 and (EU) 2021/241 (OJ L, 2024/795, 29.2.2024, ELI: http://data.europa.eu/eli/reg/2024/795/oj). http://data.europa.eu/eli/reg/2021/522/oj http://data.europa.eu/eli/reg/2021/694/oj http://data.europa.eu/eli/reg/2021/695/oj http://data.europa.eu/eli/reg/2024/795/oj 11059/26 17 ANNEX LIFE.5 EN (23) To allow for a more coordinated approach to financial support, it is appropriate that Member States and the Commission exchange ▌ information on financial support to strategic projects. As regards the strategic projects that have received Union funding, it is important that the beneficiaries ▌ follow the relevant communication and visibility rules. (23a) Since the strategic projects are located in the territory of the Union, any public financial support provided to establish, increase, modernise the manufacturing capacity for critical medicinal products, their active substances or key inputs, should be spent within the Union. (24) Given that public authorities or entities are the principal buyers of medicinal products for the inpatient sector and that the public procurement of medicinal products is a powerful tool to improve security of supply ▌, it is necessary to establish rules that promote resilience of supply in public procurement procedures of critical medicinal products falling within the scope of Directive 2014/24/EU of the European Parliament and of the Council15 through integration of resilience requirements, as appropriate, in the process of public procurement in accordance with this Directive, in particular through application of award criteria favouring the most economically advantageous tender (MEAT) that take into account the supply security and availability considerations. In addition, to provide market predictability and support investment in the production of medicinal products, procurement procedures under this Regulation are to, where justified, include predictable quantities. Those commitments can serve as an incentive for manufacturers to maintain or scale up production capacity, particularly for medicinal products that are essential for public health but might not be commercially attractive under standard market conditions. 15 Directive 2014/24/EU of the European Parliament and of the Council of 26 February 2014 on public procurement and repealing Directive 2004/18/EC (OJ L 94, 28.3.2014, p. 65, ELI: http://data.europa.eu/eli/dir/2014/24/oj). http://data.europa.eu/eli/dir/2014/24/oj 11059/26 18 ANNEX LIFE.5 EN (24a) In order to strengthen the resilience of supply chains for medicinal products and to mitigate the risk of supply disruptions, procurement procedures carried out under this Regulation should, where appropriate, allow for the award of contracts to multiple suppliers for the same medicinal product. Such multi-winner procurement approaches can promote diversification of supply, enhance security of supply, and ensure that production capacity is distributed across different manufacturers and geographical locations within the Union. (24b) The resilience of supply is strengthened if diversified supply sources are available, as diversification reduces a concentration of risk. Any dependence on only one supplier, irrespective of whether established in the Union or outside the Union, threatens the security of supply. Resilience requirements should therefore aim to support the availability of alternative suppliers of active substances, but also should be able to relate, inter alia, to stockholding obligations, timeliness of the delivery or management of the supply chains. Contracting authorities in the Member States should retain flexibility to decide the most relevant approach, given the market situation and their specific needs. The resilience can be promoted throughout the procurement procedures, by integrating those resilience requirements either in the selection criteria, technical specifications, award criteria or in the contract performance clauses, depending on the market situation and public health considerations. Active use of award criteria acknowledging quality alongside price are essential levers. (25) Across Member States, contracting authorities differ in their introduction and use of resilience requirements in public procurement procedures, which lead to differentiated practices. This could have a negative impact on the internal market as it creates obstacles to cross-border participation and a lack of predictability for bidders. In order to avoid such negative outcomes, the use of resilience requirements should be mandatory and a more streamlined practice supported. 11059/26 19 ANNEX LIFE.5 EN (26) Where dependency on a single or a limited number of countries outside the Union is threatening the security of supply, it is necessary to procure in a way that promotes alternative supply options to ensure a high level of public health protection. For this reason, and in order to support the diversification of suppliers, where a vulnerability evaluation of critical medicinal product performed by the MSSG points to the vulnerability resulting from a high level of dependency on a single or ▌ limited number of third countries, ▌ the contracting authorities ▌ should apply the procurement requirements that, while preserving competition, incentivise manufacturing in the Union. To ensure flexibility necessary to accommodate different national procurement practices in the Member States, the contracting authorities should be able to choose at least one from the tools offered in this Regulation. Such procurement requirements could take the form of award criteria relying on a scoring system that rewards the suppliers proportionally to the volume of Union manufactured products offered and weighting attributed to manufacturing in the Union that effectively incentivises it, with the possibility to provide an extra reward for suppliers that offer more than 50 % of the contract volume manufactured in the Union. In case contracting authorities consider several lots in the procurement procedure, such requirements could also take form of technical specifications reserving at least one lot, representing a significant percentage of the total volume of the contract, to products manufactured in the Union. ▌ (26a) ▌ Member States’ responsibilities for the definition of their health policy and for the organisation and delivery of health services and medical care, including the allocation of financial resources, are to be respected, as referred to in Article 168(7) TFEU. The contracting authorities should therefore retain the ability in exceptional cases, where justified by ▌ considerations related to ▌ market circumstances or considerations related to financing of health services, to adopt procurement approaches that differ from those set out in this Regulation as long as they are in line with the Union’s international obligations. 11059/26 20 ANNEX LIFE.5 EN (26b) Considering the complexity of the pharmaceutical value chain, the contracting authorities, when assessing whether medicinal products and active pharmaceutical substances have been manufactured in the Union, should be able to rely on claims and evidence provided by the tenderers and should take into account manufacturing steps that add the most value. (26c) In order to incentivise investments in modernisation or establishment of new manufacturing capacity in the Union for critical medicinal products for which a vulnerability evaluation indicated a vulnerability resulting from the high level of dependency on third countries, it is necessary that the industry operators have predictable market conditions that would encourage investments. For this reason it is important that the procurement requirements favouring manufacturing in the Union apply as long as the medicinal product remains on the Union list of critical medicinal products and is designated as vulnerable due to the high level of dependency and for a minimum period of 5 years from the day of entry into force of the last implementing act by which the medicinal product in question is specified as vulnerable due to the high level of dependency. (26d) The continuous availability of critical medicinal products is essential to preserve human life and can be seriously threatened by the existence of a confirmed vulnerability of supply to the Union, consisting of a high level of dependency on one or a few number of third countries. The resilience requirements in procurement procedures aiming to safeguard the availability of critical medicinal products should be applied subject to the Union’s international commitments including the Government Procurement Agreement in WTO and other relevant international agreements to which the Union is bound. 11059/26 21 ANNEX LIFE.5 EN (27) The application of procurement requirements in public procurement procedures should take into account the specific market conditions and public health needs of each procurement procedure, whilst bearing in mind the considerations related to affordability of medicinal products. Certain procurement requirements might not be justified if they result in disproportionate cost for procurers or discourage participation, leading to no bids, or if no suitable tender or no requests to participate have been submitted in response to a similar public procurement procedure launched by the same contracting authority in the two years prior to the commencement of the planned new procurement procedure. Contracting authorities can presume tenders whose price exceeds the contracting authority’s budget, as determined and documented prior to the launching of the procurement procedure, to be considered as tenders with disproportionate costs. Similarly, certain requirements might not be justified where it is strictly necessary due to reasons of extreme urgency brought about by events unforeseeable by the contracting authority and where the circumstances invoked to justify extreme urgency are not attributable to the contracting authority and make it impossible to comply with those requirements in the specific context of a negotiated procedure without prior publication. Such extreme urgency events can include major natural or public‑health emergencies requiring immediate action to protect patients’ life and health. In all such cases, the non-application of those requirements should be duly justified and exceptional. ▌ (29) The Commission should issue guidelines designed to support Member States and contracting authorities in implementing and applying the resilience requirements in public procurement, including the obligations to use resilience requirements and requirements that favour critical medicinal products, or their active substances, manufactured in the Union with a view to strengthening the security of supply. The Commission should consult relevant stakeholders such as patients and consumer organisations, healthcare professionals, public healthcare payers and marketing authorisation holders, in the process of preparation of those guidelines. 11059/26 22 ANNEX LIFE.5 EN (30) The procurement of medicinal products is organised differently across Member States, involving various actors. To strengthen the security of supply chains for critical medicinal products, Member States should establish national programmes that promote the consistent use of requirements in public procurement procedures by contracting authorities within their territory. Such national programmes could also promote the consistent use of multi- winner approaches where beneficial, based on a thorough market analysis. To ensure a comprehensive approach, and considering that critical medicinal products are also relevant for the outpatient sector where they are often not purchased through public procurement, those national programmes can also encompass other measures to strengthen supply chain resilience and sustainability through measures related to pricing and reimbursement, where appropriate. The programmes should be shared with the Commission and the Critical Medicines Coordination Group (CMCG), established by this Regulation, to facilitate the exchange of best practices and coordination between the Member States. This cooperation should enhance the overall effectiveness of the various measures put forward to secure the supply of critical medicinal products, while respecting the principles of subsidiarity and proportionality. (30a) In order to ensure legal clarity and effective coordination at Union level, it is essential to distinguish between the concepts of contingency stocks and national stockpile. Those two concepts refer to different types of reserves, governed by distinct legal and operational frameworks, and serving different purposes within the supply chain and public health preparedness In the context of contingency stocks, Member States should be encouraged to require that the economic actors requested to hold contingency stocks apply sustainable measures that contribute to reducing waste and improving the efficient use of available medicinal products in line with national law and national needs. 11059/26 23 ANNEX LIFE.5 EN (31) Some Member States impose obligations on marketing authorisation holders and other economic operators in the pharmaceutical supply chain to healthcare providers and patients to hold contingency stocks for the purpose of safeguarding the security of supply of medicinal products within their territory. Contingency stocks are to be distinguished from publicly owned national, regional or local stockpiling in order to anticipate and manage a specific crisis. Contingency stocks requirements imposed by a Member State can potentially have a ▌ negative impact on the internal market and result in unavailability of the medicinal products concerned in other Member States. Any such contingency stocks requirements are to take into account that any restriction to the free movement of goods has to be justified, in accordance with the TFEU as interpreted by the Court of Justice of the European Union. To avoid a negative impact on availability of medicinal products, Member States should also, when introducing or changing existing contingency stock requirements for any medicinal products, including when determining the medicinal products covered, the size of required stocks and the timeline for establishment of the stocks, take into consideration the principles of proportionality, transparency and solidarity. ▌ Member States should give due consideration to forthcoming Commission guidelines designed to facilitate the fulfilment of Member States’ obligations as regards compliance with the internal market and the free movement of goods when proposing and defining contingency stock requirements ▌. (31a) To support the identification of potential negative impacts of the national contingency stock requirements, any Member State should notify the CMCG of its intention to impose such requirements, as well as inform the CMCG of those requirements once adopted. Such obligation should be without prejudice to the notification requirement under Directive (EU) 2015/1535 of the European Parliament and of the Council16. To support transparency of Member States contingency stock requirements, the Agency should provide an overview of the imposed contingency stock requirements. 16 Directive (EU) 2015/1535 of the European Parliament and of the Council of 9 September 2015 laying down a procedure for the provision of information in the field of technical regulations and of rules on Information Society services (OJ L 241, 17.9.2015, ELI: http://data.europa.eu/eli/dir/2015/1535/oj). http://data.europa.eu/eli/dir/2015/1535/oj 11059/26 24 ANNEX LIFE.5 EN (31b) It is important to fully leverage the Voluntary Solidarity Mechanism for medicinal products to allow preventing negative consequences of critical shortages of critical medicines to patients. Once the Voluntary Solidarity Mechanism for medicinal products is activated, the MSSG should be able to request the data on the available stock of critical medicinal products concerned, and if the Voluntary Solidarity Mechanism for medicinal products does not result in a suitable option to address the request of a Member State facing a shortage, the MSSG could issue recommendations. (32) Availability and access disparities exist for critical medicinal products and medicinal products of common interest throughout the Union, disproportionately affecting some Member States. The collaborative procurement of critical medicinal products and of medicinal products of common interest can be a powerful tool to improve their security of supply and accessibility. The participation of the economic operators in collaborative procurement procedures conducted pursuant to this Regulation should be voluntary. (33) Directive 2014/24/EU ▌ provides for the possibility of procurement involving contracting authorities from different Member States. Whereas it has been found helpful to make small markets attractive for suppliers, thereby achieving better availability of medicinal products, the implementation of that possibility is time- and resource-intensive, especially in the procurement starting phase, and considered a limiting factor. To facilitate the deployment of procurement initiatives involving contracting authorities from different Member States, the Commission, when requested, should provide its assistance during the preliminary phase of setting up such a procurement initiative. The Commission assistance should be limited in time and should not concern the choices of procurement procedures, or of the procurement requirements, selection of tenders or decision on inclusion of specific contract elements. The involved Member States are able to agree to continue the procedure without the Commission’s facilitation, including by agreement on another facilitator in accordance with Directive 2014/24/EU. Any involved Member State can withdraw from the procedure at any stage before the signature of the procurement contract. Withdrawal by one Member State would not in itself affect the continuation of the procedure by the remaining participating Member States, provided that the minimum requirements under this Regulation are still met. Member States could specify that they wish to conduct the cross-border procurement with candidate countries. 11059/26 25 ANNEX LIFE.5 EN (34) Taking into account experiences resulting from the implementation of joint procurement of medical countermeasures pursuant to Regulation (EU) 2022/2371 of the European Parliament and of the Council18, and of COVID-19 vaccines ▌ pursuant to Council Regulation (EU) 2016/36919 in the context of the EU Vaccines Strategy, and acknowledging potential benefits that leveraging of several Member States demand in one procurement procedure might have, Member States should be able to consider ▌ requesting the Commission to procure on their behalf, or in their name, where such procurement could contribute to the achievement of the objectives of this Regulation. (35) To ensure that the collaborative procurement on behalf or in name of the Member States contribute to the achievement of the objectives of this Regulation, while fully respecting the principle of subsidiarity, the Commission’s involvement ▌ should be limited to ▌ cases where the conditions set out in the relevant Articles are met. For this reason, derogation from Article 168(3) of Regulation (EU, Euratom) 2024/2509 of the European Parliament and of the Council20 should be provided. 18 Regulation (EU) 2022/2371 of the European Parliament and of the Council of 23 November 2022 on serious cross-border threats to health and repealing Decision No 1082/2013/EU (OJ L 314, 6.12.2022, p. 26, ELI: http://data.europa.eu/eli/reg/2022/2371/oj). 19 Council Regulation (EU) 2016/296 of 15 March 2016 on the provision of the emergency support within the Union (OJ L 70, 13.3.2016, p. 1, ELI: http://data.europa.eu/eli/reg/2016/369/oj). 20 Regulation (EU, Euratom) 2024/2509 of the European Parliament and of the Council of 23 September 2024 on the financial rules applicable to the general budget of the Union (OJ L, 2024/2509, 26.9.2024, ELI: http://data.europa.eu/eli/reg/2024/2509/oj). http://data.europa.eu/eli/reg/2022/2371/oj http://data.europa.eu/eli/reg/2016/369/oj http://data.europa.eu/eli/reg/2024/2509/oj 11059/26 26 ANNEX LIFE.5 EN (35a) It is not appropriate that the Commission conducts a collaborative procurement on behalf of, or in the name of, the requesting Member States where it has substantiated grounds to expect that the procedure will not contribute to the improvement of the security of supply of critical medicinal products or the accessibility of medicinal products of common interest, while at the same time contributing to their affordability, or where there are substantiated concerns that the procedure could result in a restriction of competition, a distortion of trade or discrimination against Member States that do not participate in the initiative, or where the involvement of the Commission cannot be justified in the light of the principles of utility, necessity and proportionality, and in this context, concerns related to the efficient use of the Commission resources. The Commission should therefore be able to refuse to conduct the procurement procedure on these grounds. 11059/26 27 ANNEX LIFE.5 EN (36) In accordance with Article 168 of Regulation (EU, Euratom) 2024/2509, the Commission, when procuring on behalf or in the name of the Member States, is to act only within the limits of the mandate given by the participating Member States. To ensure transparency, legal clarity, and effective coordination, a structured agreement between the Member States and the Commission should govern procurement procedures under this Regulation that rely on an active Commission involvement. Such an agreement should set out the division of responsibilities, decision-making processes, the information to be shared as relevant to the procurement procedure, including information on Member States’ participation in parallel negotiations through different channels in relation to the same medicinal products or the same active substances as appropriate, and liability provisions, ensuring a fair and efficient framework for participating Member States while preventing market distortions and supply disruptions. This Regulation is without prejudice to, and does not prevent the use of, joint procurement procedures established under Regulation (EU) 2022/2371 ▌ for those critical medicinal products and other medicinal products that also fall within the definition of medical countermeasures as set out in that Regulation. ▌ This Regulation is without prejudice to Council Regulation (EU) 2022/237221 setting the framework of measures for ensuring the supply of crisis-relevant medical countermeasures in the event of a public health emergency at Union level. 21 Council Regulation (EU) 2022/2372 of 24 October 2022 on a framework of measures for ensuring the supply of crisis-relevant medical countermeasures in the event of a public health emergency at Union level (OJ L 314, p. 64, ELI: http://data.europa.eu/eli/reg/2022/2372/oj). 11059/26 28 ANNEX LIFE.5 EN (37) In order to ensure a structured and coordinated approach, as well as a coherent information exchange, to strengthen the security of supply of critical medicinal products, collaboration between the Member States, as well as between the Member States and the Commission, is required. To that end, the CMCG should be established to facilitate effective coordination across the relevant policy areas. The CMCG should be composed of a permanent representative with strategic expertise in medicinal products procurement policies, industrial policy related to pharmaceuticals and public health. As necessary, Member States should be able to appoint additional expert representatives to accompany the permanent Member State representative in order to support the different tasks of the CMCG. The Commission should be a member of the CMCG. To ensure structured discussions, a representative of the Member States and a representative of the Commission should co-chair. The Agency should have an observer status. The representatives of relevant stakeholders, including industry and patients’ representatives, could, at the discretion of the CMCG, be invited by the CMCG to meetings to provide expertise or participate as observers, where this is relevant and appropriate. The Commission should perform the functions of the secretariat of the CMCG. 11059/26 29 ANNEX LIFE.5 EN (38) To ensure coordinated implementation of this Regulation, the CMCG should enable exchanges of information related to funding of strategic projects. The CMCG should also facilitate the exchange of information on national programmes to promote best practices and, where appropriate, voluntary cooperation on Member States public procurement policies with regard to critical medicinal products. The CMCG should furthermore facilitate discussions on ▌ collaborative procurement initiatives, exchanges on guiding principles on contingency stock requirements, discussions on the need to prioritise the vulnerability evaluation for specific critical medicinal products and serve as a forum for discussion on other possible collaborative initiatives, such as reserving jointly a manufacturing capacity for critical medicinal products, their active substances or key inputs. The coordination work of the CMCG should be distinct from the work of the MSSG established under Article 3 of Regulation (EU) 2022/123 and whose tasks are set out in that Regulation (EU) 2022/123 and Regulation (EU) No …/… +. Whereas the main tasks of the MSSG are to coordinate Union-level responses to actual or potential shortages of medicinal products during public health emergencies or major events, to monitor the supply and demand of critical medicines and to provide recommendations to prevent or mitigate shortages and support the strengthening of security of supply of critical medicinal products, the focus of the CMCG should be to facilitate coordination of the measures envisaged in this Regulation creating the necessary conditions on investments and public procurement coordination and collaboration to proactively reduce dependencies and strengthen Union manufacturing capacity. + OJ: please insert in the text the number of the Regulation in document ST 7105/26 (2023/0131(COD)). 11059/26 30 ANNEX LIFE.5 EN (38a) In order to ensure the efficient use of resources and their sound management, as well as the impact of public funding to support strategic projects, it is important that Member States and the Commission establish channels for exchanging and coordinating on relevant information. The CMCG should play a central role in facilitating such exchanges between the Member States. The Commission should also provide the CMCG with information on open calls intended to support the strategic projects under Union funding instruments. Where applicable, further synergies should be ensured through increased coordination at national level between CMCG members and Member States representatives involved in the management of potentially relevant Union funding (38b) The CMCG should facilitate discussions between interested Member States to explore their interest in concluding joint reservation contracts of specific manufacturing capacities. Whenever a joint reservation contract results in a necessity to increase or modernise manufacturing capacity, such initiative should be recognised as a strategic project and benefit from the advantages offered by this Regulation. (39) The ▌ availability and security of supply of critical medicinal products is to be enhanced through diversification of supply sources, including through access to alternative sources of supply in third countries. Such access could be supported by existing international ▌agreements. In view of exploring the potential of mutually beneficial cooperation in the area of critical medicinal products, the Commission could ▌ pursue new strategic partnerships with third countries ▌, especially with candidate countries. In this context, the Commission should assess ▌ what types of potential partnerships could be concluded with the most relevant third countries. This should be done without prejudice to the prerogatives of the Council under the Treaties. 11059/26 31 ANNEX LIFE.5 EN (40) To ensure the application of this Regulation, it is necessary that market actors make available information to the competent authorities ▌ and the Commission. The national competent authorities, the Commission or the Agency, as relevant, must therefore be able to request, when necessary and avoiding duplication of information requests, the information necessary for the application of this Regulation. Furthermore, existing data infrastructures and databases should be fully leveraged in order to reduce reporting burdens, and improve the efficiency of data exchanges between competent authorities and stakeholders. Market actors should be able to indicate that the information has already been provided and is available to the requesting authority. Information acquired in the course of implementing this Regulation should be protected by the relevant Union and national law. An appropriate level of confidentiality of sensitive business information and data obtained should be ensured in accordance with applicable Union and national law. In particular, the staff of the Commission and the national competent authorities should not disclose information acquired or exchanged by them pursuant to this Regulation where such information is covered by the obligation of professional secrecy. This should also apply to the CMCG. Any obligations on sharing information pursuant to this Regulation should not apply to data that concern the essential interests of the Member States’ security or defence. 11059/26 32 ANNEX LIFE.5 EN (41) In order to ensure that this Regulation effectively meets its objectives, it is essential to assess its implementation and impact over time. The Commission should carry out an evaluation of this Regulation at the latest five years after its application and every five years thereafter. That evaluation should include an assessment of the extent to which the ▌ objectives of this Regulation, as set out in Article 1, have been achieved, including its impact on stakeholders, regulatory procedures, and market dynamics. The evaluation should also include an assessment of the scope, functioning and efficiency of Article 18, as well as of the coherence of the Regulation with developments within the field of public procurement. In particular, the Commission’s evaluation should take into account the views of Member States, market actors, contracting authorities and other relevant stakeholders, ensuring that their feedback contributes to the continuous improvement of the regulatory framework. The results of the evaluation should be presented to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions. In order to facilitate that evaluation, national authorities, market actors, contracting authorities and other relevant stakeholders should provide relevant data and information upon request to support the Commission’s assessment. (42) Since the objectives of this Regulation, namely to improve the functioning of the internal market by establishing a framework to strengthen the availability and security of supply of critical medicinal products within the Union and to improve the availability and accessibility of medicinal products of common interest through coordinated and targeted action of Member States, cannot be sufficiently achieved by the Member States acting alone, but can rather, by reason of the scale of the action needed, be better achieved at Union level, the Union may adopt measures in accordance with the principle of subsidiarity, as set out in Article 5 of the TFEU. In accordance with the principle of proportionality, as set out in that Article, this Regulation does not go beyond what is necessary in order to achieve those objectives. 11059/26 33 ANNEX LIFE.5 EN HAVE ADOPTED THIS REGULATION: Chapter I General provisions Article 1 Objectives and subject matter 1. The objective of this Regulation is to improve the functioning of the internal market by establishing a framework to strengthen the security of supply and the availability of critical medicinal products within the Union, thereby ensuring a high level of public health protection, supporting the security of the Union and strategic autonomy and contributing to patients’ safety. The objective of this Regulation is also to improve the availability and accessibility of ▌ medicinal products of common interest where the functioning of the market does not otherwise sufficiently ensure the availability and accessibility of those medicinal products to patients, whilst giving due consideration to the ▌ affordability of those medicinal products. 2. To achieve the objectives referred to in paragraph 1, this Regulation establishes a framework to: (a) facilitate, support and incentivise investments in new manufacturing capacity and strengthen existing manufacturing capacity for critical medicinal products, as well as their active substances and other key inputs in the Union, to increase the resilience of the supply chains and to facilitate their sustainable availability to the critical medicinal product producers; (b) lower the risk of supply disruptions and strengthen availability by incentivising supply chain diversification, reducing dependencies, in particular on third countries, where these put the supply of critical medicinal products at risk, and by fostering resilience in the public procurement procedures ▌; 11059/26 34 ANNEX LIFE.5 EN (ba) address shortages and strengthen availability of critical medicinal products by facilitating coordination, transparency and solidarity among Member States with regard to contingency stocks requirements; (c) leverage the aggregated demand of participating Member States through collaborative procurement procedures, and (d) support the diversification of supply chains also by facilitating the conclusion of strategic partnerships. Article 2 Scope 1. This Regulation applies, with the exception of Article 21, to the critical medicinal products listed in the Union list of critical medicinal products referred to in Article 137 of Regulation (EU) …/… +. ▌ 2. Articles 1, 21, 22 and 24, Article 26(2), point (c), and Article 26(5) also apply to medicinal products of common interest. ▌ 2a. Articles 1, 5 and 6, Article 8(1), point (c), Articles 12, 13 and 21, Article 22(1), point (b), Article 22(1a) to (7), Article 24, Article 26(2), point (c), and Article 26(5) of this Regulation also apply mutatis mutandis to orphan medicinal products and designated orphan medicinal products, irrespectively of whether a given product is a critical medicinal product as defined in Article 2, point (…), of Regulation (EU) …/… + or a medicinal product of common interest as defined in Article 3, point (5), of this Regulation, as applicable. + OJ: please insert in the text the number of the Regulation in document ST 7105/26 (2023/0131(COD)) and in the corresponding footnote the number, date of adoption and publication reference of that Regulation, including its ELI number. + OJ: please insert in the text the number of the Regulation in document ST 7105/26 (2023/0131(COD)). 11059/26 35 ANNEX LIFE.5 EN Article 3 Definitions For the purposes of this Regulation, relevant definitions laid down in Article 4 of Directive (EU) …/… ++ and in Article 2 of Regulation (EU) …/… + shall apply. The following definitions shall also apply: ▌ (2) ‘key input’ means an input material other than an active substance required in the manufacturing process of a given medicinal product, including immediate packaging materials, excipients, solvents, reagents and starting materials; ▌ (3a) ‘collecting’ means collection of substances of human origin, as defined in Article 3, point (1), of Regulation (EU) 2024/1938 of the European Parliament and of the Council22, or of substances of animal origin for the purpose of being used as a starting material for critical medicinal products; ▌ (5) ‘medicinal product of common interest’ means a medicinal product, other than a critical medicinal product, for which in three or more Member States the functioning of the market does not sufficiently ensure the availability and accessibility to patients in the quantities and presentations necessary to cover the needs of patients in those Member States; ++ OJ: please insert in the text the number of the Directive in document ST 7106/26 (2023/0132(COD)). 22 Regulation (EU) 2024/1938 of the European Parliament and of the Council of 13 June 2024 on standards of quality and safety for substances of human origin intended for human application and repealing Directives 2002/98/EC and 2004/23/EC (OJ L, 2024/1938, 17.7.2024, ELI: http://data.europa.eu/eli/reg/2024/1938/oj). 11059/26 36 ANNEX LIFE.5 EN (6) ‘vulnerability in the supply chains’ means risks and weaknesses within the supply chains of critical medicinal products as evaluated in accordance with Article 136(1), point (b), and Article 138(2), of Regulation (EU) …/… +; (7) ‘vulnerability evaluation’ means the evaluation of the supply chains of critical medicinal products as carried out in accordance with Article 136 and Article 138(2) of Regulation (EU) …/… + ▌ (9) ‘contracting authorities’ means contracting authorities as defined in Article 2(1), point (1), of Directive 2014/24/EU; (10) ‘strategic project’ means an industrial project recognised as a strategic project by a designated authority as referred to in Article 6 pursuant to the criteria set out in Article 5; (11) ‘project promoter’ means any undertaking or consortium of undertakings developing a strategic project; (12) ‘permit-granting process’ means a process covering all relevant permits to build, expand, convert and operate a strategic project, including building, chemical and grid connection permits and environmental assessments and authorisations where those are required and encompassing all applications and procedures; (13) ‘innovative manufacturing process’ means a novel manufacturing process or manufacturing technology, or novel application of an existing manufacturing technology, including ▌ decentralised manufacturing, continuous manufacturing, yield improvements or chemistry or biotechnology processes that contribute to the environmental performance of the production, and use of Artificial Intelligence, platform technologies or 3D technologies in manufacturing; + OJ: please insert in the text the number of the Regulation in document ST 7105/26 (2023/0131(COD)). 11059/26 37 ANNEX LIFE.5 EN (13a) ‘contingency stocks requirement‘ means an obligation to hold stocks of certain medicinal products, imposed by a Member State, by law, regulations or administrative provisions, on marketing authorisation holders and other economic operators in the supply chain of medicinal products to healthcare providers and patients, including stockholding obligations in public procurement procedures; (14) ‘Member States’ cross-border procurement’ means a procurement procedure initiated at the request of Member States and involving contracting authorities from different Member States pursuant to Article 39 of Directive 2014/24/EU; (15) ‘procurement on behalf of or in the name of the Member States’ means a procurement procedure initiated at the request of Member States and mandating the Commission to act as a central purchasing body on behalf of, or in the name of, the requesting Member States, as provided for in Article 168(3) of Regulation (EU, Euratom) 2024/2509 of the European Parliament and of the Council; ▌ (17) ‘supplier’ means the manufacturer or marketing authorisation holder of finished dosage forms, or manufacturer of key inputs or active substances; (18) ‘strategic partnership’ means a commitment between the Union and a third country, group of third countries or international organisations to increase cooperation related to ▌ critical medicinal products and their supply chains, that is established through a non- binding instrument and which facilitates beneficial outcomes for both the Union and the relevant third country, group of third countries or international organisation; (18a) 'resilience of supply' means the ability of the supply chain to maintain a continuous and demand-oriented supply of medicinal products, active substances and key inputs in the Union, even during disruptions or external shocks. 11059/26 38 ANNEX LIFE.5 EN Chapter II Strengthening the Union’s security of supply Article 4 Cooperation between Member States and the Commission ▌ 2. The Member States and the Commission shall work together to strengthen the security of supply and continuous availability of critical medicinal products in the Union through measures that take full advantage of the potential of the internal market. 3. The Commission shall support the coordinated efforts of the Members States. Chapter III Enabling conditions for investment SECTION I CRITERIA AND PROCEDURE FOR THE RECOGNITION OF STRATEGIC PROJECTS Article 5 Strategic Projects A project located in the Union and related to creating, modernising or increasing manufacturing capacity shall be recognised as a strategic project if it meets at least one of the following criteria: (a) it creates or increases manufacturing capacity, including through new technologies and innovative manufacturing processes, for one or more critical medicinal products or for collecting or manufacturing their active substances; 11059/26 39 ANNEX LIFE.5 EN (b) it modernises an existing manufacturing site for one or more critical medicinal products or their active substances to ensure greater sustainability or increased efficiency; (c) it creates or increases manufacturing capacity for key inputs necessary for the manufacturing of one or more critical medicinal products or their active substances; (d) it contributes to the roll-out in the Union of a technology that plays a key role in enabling the manufacturing of one or more critical medicinal products, their active substances or key inputs. Article 6 Recognition of Strategic Projects 1. Each Member State shall designate an authority (‘the designated authority’) that shall assess ▌ whether an industrial project meets at least one of the criteria set out in Article 5 and is therefore recognised as a strategic project. A Member State may designate more than one authority. 1a. In order for a project to be recognised as a strategic project, a promoter of an industrial project shall request the designated authority to assess whether the project is a strategic project. The request shall contain justification and relevant evidence related to the fulfilment of at least one of the criteria set out in Article 5. The designated authority shall provide its conclusion to the project promoter without undue delay and in any event no later than 20 days after the receipt of the request. 1b. The submission of a request for a project to be recognised as a strategic project as provided for in paragraph 1a does not preclude the promoter of the project from simultaneously initiating application procedures with other authorities for the permits needed for the project. 11059/26 40 ANNEX LIFE.5 EN 2. Member States shall communicate to the Commission ▌ the designated authorities for the purposes of paragraph 1 of this Article and Article 16(2). 3. The Commission shall provide a simple, accessible, and user-friendly webpage for project promoters on which at least the following elements shall be clearly listed: (a) the contact details and other relevant information on the tasks of Member States’ designated authorities; (b) information on dedicated Union support for strategic projects; and (c) a standard template for the project promoter’s request referred in paragraph 1a available in all official languages of the Union. 3a. The Commission shall adopt implementing acts to provide for the standard template referred to in paragraph 3, point (c), of this Article. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 30a. 4. Any other authority in the Member State ▌ that receives a request from a promoter concerning Articles 8 to 14 shall rely on the decision of the designated authority pursuant to paragraph 1 as to whether that given project is recognised as a strategic project ▌. ▌ SECTION II FACILITATING ADMINISTRATIVE AND PERMIT-GRANTING PROCESSES Article 7 Priority status of strategic projects 1. Strategic projects shall be considered as contributing to the security of supply of critical medicinal products in the Union and, therefore, to be in the public interest. 11059/26 41 ANNEX LIFE.5 EN 2. The Member States’ authorities shall ensure that the relevant permit-granting processes related to strategic projects are carried out without delay, in particular by making available ▌ any form of accelerated procedures that exists in applicable Union and national law while ensuring the quality and robustness of assessments. 2a. Member States shall take into account paragraph 1 for the purposes of identifying ‘protected customers’ as defined in Article 2, point (5), of Regulation 2017/1938 of the European Parliament and of the Council 23. Article 8 Administrative and technical support 1. Upon request of a project promoter, ▌ Member States' authorities shall provide to a strategic project located on its territory ▌ the administrative support necessary to facilitate its timely and effective implementation, including assistance in accordance with national law: (a) with regard to the project promoter’s compliance with applicable administrative and reporting obligations; (b) with regard to informing the public, with the aim of increasing public acceptance of the strategic project and, where relevant, facilitating the consultation of local communities, organisations and social partners; (c) to the project promoter along the permit-granting process. 2. When providing the administrative support and the assistance referred to in paragraph 1, the Member State shall pay particular attention to small and medium size enterprises (SMEs), small mid-cap enterprises (SMCs) and not-for-profit entities and, where necessary, establish a dedicated channel for communication with them to provide guidance and respond to queries related to the implementation of this Regulation. 23 Regulation 2017/1938 of the European Parliament and of the Council of 25 October 2017 concerning measures to safeguard the security of gas supply and repealing Regulation (EU) No 994/2010 ELI: http://data.europa.eu/eli/reg/2017/1938/oj. http://data.europa.eu/eli/reg/2017/1938/oj 11059/26 42 ANNEX LIFE.5 EN Article 9 Request for granting the status of highest national significance 1. A project promoter may request that their application for a permit is granted the status of the highest national significance, when such a status exists in national law, and be treated accordingly. 2. National authorities shall grant the status of the highest national significance to an application for a permit without prejudice to obligations provided for in Union law. Article 10 Procedures relating to dispute resolution A project promoter may request that any dispute resolution procedure, litigation, appeal and proceedings on judicial remedies related to the permit-granting process and the issuance of permits for a strategic project in the Union before any national courts, tribunals or panels, including with regard to mediation or arbitration, where they exist in national law, is treated as urgent if and to the extent to which national law provides for such an urgency procedure. The applicable rights of defence of individuals or of local communities shall be respected during such urgency procedure. The project promoter shall participate in such urgency procedures, where applicable. Article 11 Regulatory and scientific support from competent authorities for medicinal products 1. Upon request of a project promoter, a Member State’s competent authority for medicinal products shall provide regulatory support to a strategic project located on its territory, where relevant. Such support shall include administrative support for obtaining the necessary authorisations from the competent authority. 11059/26 43 ANNEX LIFE.5 EN The Member State’s competent authority shall prioritise inspections to verify compliance with Good Manufacturing Practices ▌ for the approval of new and extended manufacturing sites and for the modernisation of the manufacturing sites ▌ in the context of the concerned strategic project. Where appropriate a Member State may refer the promoter to request the dedicated advice and assistance by the European Medicines Agency (‘the Agency’) in accordance with paragraph 2. 2. Upon request of a project promoter, the ▌ Agency ▌ shall provide dedicated advice to assist project promoters developing projects relying on innovative manufacturing processes. Where this advice includes aspects related to Good Manufacturing Practices, the Agency shall involve the relevant national competent authority for medicinal products in the provision of this advice. 11059/26 44 ANNEX LIFE.5 EN Article 12 Environmental assessments and authorisation 1. A project promoter may request, where the obligation to assess the effects on the environment arises simultaneously from two or more of Council Directive 92/43/EEC24, Directive 2000/60/EC of the European Parliament and of the Council25, Directive 2001/42/EC of the European Parliament and of the Council26, Directive 2008/98/EC of the European Parliament and of the Council27, Directive 2009/147/EC of the European Parliament and of the Council28, Directive 2010/75/EU of the European Parliament and of the Council29, Directive 2011/92/EU of the European Parliament and of the Council30 or Directive 2012/18/EU of the European Parliament and of the Council31, that a coordinated or joint procedure fulfilling the requirements of those Union legislative acts is applied. The application of the joint or coordinated procedure shall not affect the content or quality of the environmental impact assessment. 24 Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (OJ L 206, 22.7.1992, p. 7, ELI: http://data.europa.eu/eli/dir/1992/43/oj). 25 Directive 2000/60/EC of the European Parliament and of the Council of 23 October 2000 establishing a framework for Community action in the field of water policy (OJ L 327, 22.12.2000, p. 1, ELI: http://data.europa.eu/eli/dir/2000/60/oj). 26 Directive 2001/42/EC of the European Parliament and of the Council of 27 June 2001 on the assessment of the effects of certain plans and programmes on the environment (OJ L 197, 21.7.2001, p. 30, ELI: http://data.europa.eu/eli/dir/2001/42/oj). 27 Directive 2008/98/EC of the European Parliament and of the Council of 19 November 2008 on waste and repealing certain Directives (OJ L 312, 22.11.2008, p. 3, ELI: http://data.europa.eu/eli/dir/2008/98/oj). 28 Directive 2009/147/EC of the European Parliament and of the Council of 30 November 2009 on the conservation of wild birds (OJ L 20, 26.1.2010, p. 7, ELI: http://data.europa.eu/eli/dir/2009/147/oj). 29 Directive 2010/75/EU of the European Parliament and of the Council of 24 November 2010 on industrial emissions (integrated pollution prevention and control) (OJ L 334, 17.12.2010, p. 17, ELI: http://data.europa.eu/eli/dir/2010/75/oj). 30 Directive 2011/92/EU of the European Parliament and of the Council of 13 December 2011 on the assessment of the effects of certain public and private projects on the environment (OJ L 26, 28.1.2012, p. 1, ELI: http://data.europa.eu/eli/dir/2011/92/oj). 31 Directive 2012/18/EU of the European Parliament and of the Council of 4 July 2012 on the control of major-accident hazards involving dangerous substances, amending and subsequently repealing Council Directive 96/82/EC (OJ L 197, 24.7.2012, p. 1, ELI: http://data.europa.eu/eli/dir/2012/18/oj). 11059/26 45 ANNEX LIFE.5 EN Under the coordinated procedure referred to in the first subparagraph, a competent authority shall coordinate the various individual assessments of the environmental impact of a particular project required by the relevant Directive. Under the joint procedure referred to in the first subparagraph, a competent authority shall provide for a single assessment of the environmental impact of a particular project required by the relevant Directive. 2. Member States shall ensure that the competent authorities issue the reasoned conclusion referred to in Article 1(2), point (g)(iv), of Directive 2011/92/EU on the environmental impact assessment within 60 days of receiving all necessary information. 3. In exceptional cases, where the nature, complexity, location or size of the proposed project so requires, Member States may extend the time limit referred to in paragraph 2 once by a maximum of 15 days, before its expiry and on a case-by-case basis. In that event, the competent authority shall inform the project promoter in writing of the reasons justifying the extension and of the deadline for its reasoned conclusion. 4. The deadlines for consulting the public concerned as referred to in Article 1(2), point (e), of Directive 2011/92/EU and the authorities referred to in Article 6(1) of that Directive on the environmental impact assessment report referred to in Article 5(1) of that Directive shall not be longer than 85 days and not shorter than the 30 day period referred to in Article 6(7) of that Directive. 5. With regard to the environmental impacts or obligations referred to in Article 4(7) of Directive 2000/60/EC, Article 9(1), point (a), of Directive 2009/147/EC and Articles 6(4) and 16(1) of Directive 92/43/EEC, and for the purposes of Article 4(14) and (15) and Article 5(11) and (12) of Regulation (EU) 2024/1991, strategic projects in the Union may be considered to have an overriding public interest and to serve the interests of public health and safety provided that all the conditions set out in those acts are fulfilled. 11059/26 46 ANNEX LIFE.5 EN Article 13 Planning 1. National, regional and local authorities responsible for preparing plans, including zoning, spatial plans and land use plans, shall consider including in such plans, where appropriate, provisions for the development of Strategic Projects, as well as the necessary infrastructure. To facilitate the development of strategic projects, Member States shall ensure that all relevant spatial planning data are available and accessible. 2. Where plans including provisions for the development of strategic projects are subject to an assessment pursuant to Directive 2001/42/EC of the European Parliament and of the Council and pursuant to Article 6(3) of Directive 92/43/EEC, those assessments shall be combined. Where applicable, the combined assessment shall also address the impact on potentially affected water bodies referred to in Directive 2000/60/EC. Where Member States are required to assess the impacts of existing and future activities on the marine environment, including land-sea interactions, in accordance with Article 4 of Directive 2014/89/EU of the European Parliament and of the Council32, the combined assessment shall also cover those impacts. The fact that assessments are combined pursuant to this paragraph shall not affect their content, or quality or robustness of the assessment. 32 Directive 2014/89/EU of the European Parliament and of the Council of 23 July 2014 establishing a framework for maritime spatial planning (OJ L 257, 28.8.2014, p. 135, ELI: http://data.europa.eu/eli/dir/2014/89/oj). 11059/26 47 ANNEX LIFE.5 EN Article 14 Applicability of UNECE Conventions 1. This Regulation is without prejudice to the obligations under the United Nations Economic Commission for Europe (UNECE) Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters, signed at Aarhus on 25 June 1998, and under the UNECE Convention on environmental impact assessment in a transboundary context, signed at Espoo on 25 February 1991 and its Protocol on Strategic Environmental Assessment, signed in Kyiv on 21 May 2003. 2. All decisions adopted pursuant to the Articles in this Section, to which the obligations under the UNECE Convention apply, shall be made publicly available. SECTION III FINANCIAL INCENTIVES Article 15 Financial support by Member States 1. Without prejudice to Articles 107 and 108 of the Treaty on the Functioning of the European Union (TFEU), Member States may prioritise financial support to strategic projects that address a vulnerability in the supply chains of critical medicinal products identified following a vulnerability evaluation and with due consideration to the strategic orientations of the Critical Medicines Coordination Group (‘CMCG’) referred to in Article 26(2), point (a). 1a. The Commission shall facilitate the consistent application of this Article by providing sufficient guidance to Member States on the possibilities offered under existing State aid rules for the granting of State aid to strategic projects. 11059/26 48 ANNEX LIFE.5 EN 2. For as long as the critical medicinal product is on the Union list of critical medicinal products, an undertaking that has benefitted from financial support by a Member State for a strategic project shall prioritise ▌ the Union market ▌ to ensure, within the limits of its responsibilities, appropriate and continued supply so that the needs of patients are covered and the critical medicinal product remains available in the Member States on whose market it has been made available. Where appropriate, the terms of the financial support shall stipulate for how long the obligation to prioritise the Union market shall continue to apply in case the critical medicinal product is removed from the Union list of critical medicinal products. 3. The Member State that provided financial support to a strategic project may require the beneficiary undertaking to prioritise supply and provide the necessary supplies of a critical medicinal product, active substance or key inputs, as applicable, to the Union market to avoid shortages in one or more Member States. Any other Member State that encounters a threat of shortages of the critical medicinal product in question may request the Member State that provided financial support to submit a request on its behalf. The beneficiary undertaking shall make best efforts to supply such products in the requesting Member State. Article 16 Financial support from the Union 1. Financial support for strategic projects under the Multiannual Financial Framework 2021- 202733 may be provided by the Union from Union programmes, including, but not limited to, the EU4Health Programme established by Regulation (EU) 2021/522, Horizon Europe established by Regulation (EU) 2021/695, and the Digital Europe Programme established by Regulation (EU) 2021/694, provided that such financial support is in line with the objectives set out in the respective regulations establishing those programmes. 33 Council Regulation (EU, Euratom) 2020/2093 laying down the multiannual financial framework for years 2021 to 2027 (OJ LI 433, 22.12.2020, p.11, ELI: http://data.europa.eu/eli/reg/2020/2093/oj). 11059/26 49 ANNEX LIFE.5 EN 1a. Where a project promoter receives financial support for a strategic project from a Union financial instrument which provides that funding may be made available under the condition of strengthening the availability of critical medicinal products consistent with the objectives of this Regulation, it shall prioritise supply to the Union market and shall ensure, within the limits of its responsibilities, that the critical medicinal product remains available in the Member States in whose market it has been made available. 2. Where the strategic project relates to critical medicinal products for which the vulnerability evaluation has been concluded, at the request of a project promoter, justified by the necessity to demonstrate that a strategic project addresses a vulnerability in the supply chains as necessary for the purpose of an application of Union funding, the designated authority shall verify whether a strategic project addresses a vulnerability in the supply chains identified following the vulnerability evaluation. The designated authority shall provide the verification to the project promoter within 15 working days of receiving the request. The designated authority shall inform the Commission about the strategic projects identified as addressing an existing vulnerability in the supply chains without delay. Where the designated authority considers that the submitted particulars and documents accompanying the request referred to in the first subparagraph are incomplete, it shall inform the project promoter accordingly and shall set a time-limit for providing the missing information and documents. In case the designated authority sets such a time-limit, the time-limit referred to in the first subparagraph shall be suspended until the missing information and documents required have been provided. 2a. A financial allocation may also be made available from the general budget of the Union. 11059/26 50 ANNEX LIFE.5 EN Article 17 Exchange of information on financial support for strategic projects 1. Member States shall, without prejudice to their right to decide whether to provide financial support to strategic projects, inform the CMCG, referred to in Article 25, of the intention to provide such financial support sufficiently in advance to enable the CMCG to carry out its coordination task as set out in Article 26. 2. The Commission and Member States shall regularly inform the CMCG of the strategic projects receiving financial support from the Union and Member States respectively to enable the CMCG to carry out its coordination task. 2a. When informing the Critical Medicines Group pursuant to paragraphs 1 and 2, Member States shall include information on how the strategic projects concerned meet one or more of the criteria listed in Article 5. 3. The Commission shall inform the CMCG about all open calls to support strategic projects. It may inform the CMCG of its intention to propose the establishment of funding possibilities and any other Union funding programmes that could benefit the availability of critical medicinal products, under specific rules and conditions of those Union funding programmes. 11059/26 51 ANNEX LIFE.5 EN Chapter IV Demand side measures SECTION I REQUIREMENTS FOR PUBLIC PROCUREMENT PROCEDURES AND RELATED MEASURES Article 18 Incentivising resilience, sustainability and positive social impacts in public procurement procedures 1. For public procurement procedures of critical medicinal products falling within the scope of Directive 2014/24/EU ▌, contracting authorities ▌ shall apply ▌ requirements that effectively promote the resilience of supply in the Union for those critical medicinal products ('resilience requirements'). The resilience requirements shall support the diversification of supply sources of active substances and, where applicable, medicinal products, including within the Union, and reward reliable and compliant suppliers. In addition, the resilience requirements may, inter alia, relate to stockholding ▌, ▌ timely delivery and management of the supply chains. The resilience requirements shall be implemented by at least one of the following: (a) selection criteria within the meaning of Article 58 of Directive 2014/24/EU; or (b) technical specifications within the meaning of Article 42 of Directive 2014/24/EU; or (c) best price-quality ratio as contract award criteria within the meaning of Article 67 of Directive 2014/24/EU; or (d) contract performance clauses within the meaning of Article 70 of Directive 2014/24/EU. 11059/26 52 ANNEX LIFE.5 EN 2. For public procurement procedures of critical medicinal products for which a vulnerability in the supply chains has been identified through a vulnerability evaluation pointing to the high level of dependency on a single or a limited number of third countries, the contracting authorities shall ▌ favour manufacturing of such medicinal products in the Union. ▌ To favour manufacturing of critical medicinal products in accordance with the first subparagraph, the contracting authorities shall apply at least one of the following mechanisms: (a) use technical specifications within the meaning of Article 42 of Directive 2014/24/EU requiring that at least one lot representing at least 50 % percent of the total volume covered by all lots is reserved for the suppliers offering the critical medicinal product and its active substance manufactured in the Union when applying multi-winner approaches in procurement procedures; or (b) apply the best price-quality ratio as award criterion within the meaning of Article 67 of Directive 2014/24/EU and favour suppliers of critical medicinal products and their active substances manufactured in the Union by applying a scoring that proportionately rewards the share of manufacturing in the Union and by applying a weighting that effectively achieves this objective. In this context, the contracting authority may allocate additional points to the manufacturer who offers 50% or more of the critical medicinal products and their active substances manufactured in the Union. The procurement requirements shall be applied in compliance with the Union’s international commitments. For the purpose of applying this paragraph, manufacturing in the Union shall include manufacturing steps that are carried out within the Union other than import, repackaging, packaging other than immediate packaging, labelling, quality testing and, where applicable, certification. 11059/26 53 ANNEX LIFE.5 EN Evidence supporting the claim in tenders that the manufacturing is taking place in the Union shall be provided where required by the tenderers, and supported by documents facilitating the independent verification by the contracting authority. 2a. The procurement requirements referred to in paragraph 2 shall apply for as long as the medicinal product remains on the Union list of critical medicinal products and is designated as vulnerable due to the high level dependency and for a minimum period of 5 years from the date of entry into force of the last implementing act by which the medicinal product in question is specified by the Commission as being vulnerable due to the high level of dependency in accordance with Article 137(3) of Regulation (EU) …/…+. 3. For the purposes of paragraphs 1 and 2, the contracting authorities ▌ shall consider, where appropriate, multi-winner approaches. 4. This Article shall not preclude contracting authorities from using additional qualitative requirements, including requirements related to environmental sustainability and social rights. 5. Contracting authorities may exceptionally decide not to apply paragraphs 1, 2, 2a and 3 where it is duly justified by market circumstances or considerations related to the financing of health services, where: (a) the required critical medicinal product can only be supplied by a specific economic operator as defined in Article 2(1), point (10), of Directive 2014/24/EU and no reasonable alternative or substitute exists, and the absence of competition is not the result of an artificial narrowing down of the parameters of the public procurement procedure; + OJ: please insert in the text the number of the Regulation in document ST 7105/26 (2023/0131(COD)). 11059/26 54 ANNEX LIFE.5 EN (b) no suitable tenders or no suitable requests to participate have been submitted in response to a similar public procurement procedure launched by the same contracting authority in the two years prior to the commencement of the planned new procurement procedure; (c) the application of paragraphs 1, 2, 2a and 3 would oblige the contracting authority to acquire critical medicinal products having disproportionate costs; or (d) in the context of a negotiated procedure without prior publication pursuant to Article 32(2), point (c), of Directive 2014/24/EU. 5a. The justification for the exceptions referred to in paragraph 5 specifying the relevant circumstances or considerations shall be documented in writing by the contracting authority and be subject to verification and redress where relevant. 6. By ... [12 months from the date of entry into force of this Regulation], the Commission shall issue guidelines designed to support Member States in implementing the obligations of this Article and to facilitate the compliance with those obligations by contracting authorities. Article 19 National programmes supporting ▌ resilience in public procurement procedures 1. By ... [12 months from the date of entry into force of this Regulation], each Member State shall, with due respect to the organisation of the procurement of medicinal products within the Member State, establish a national programme supporting security of supply of critical medicinal products, including in public procurement procedures. Such programmes shall promote the consistent use of procurement requirements by contracting authorities within a given Member State as well as multi-winner approaches, where beneficial in light of the market analysis. Such programmes may also include measures for pricing and reimbursement supporting security of supply of those critical medicinal products that are not purchased through public procurement procedures. Member States may involve their national pricing and reimbursement authorities in the planning and evaluation of such programmes. 11059/26 55 ANNEX LIFE.5 EN 2. Member States shall inform the Commission in its role of the secretariat of the CMCG about their programmes. The Commission shall ensure the distribution to all members of the CMCG forthwith. The CMCG shall facilitate a discussion, aiming to ensure coordination of national programmes including as regards the application of the procurement requirements referred to in Article 18(2) and may issue opinions. Where the CMCG issues an opinion concerning the national programmes, Member States ▌ may take it into account when revising their programmes. Article 20 Safeguards related to Member States’ contingency stock requirements and other security of supply measures 1. Contingency stock requirements applied in one Member State shall not result in any negative impact in other Member States by respecting the principles referred to in paragraph 2 of this Article. Member States shall, in particular, avoid such an impact when proposing and defining the scope and timing of any form of requirements for companies to hold contingency stocks. 2. Member States shall ensure that any contingency stock requirements, including the implementation timeline, they impose on economic operators in the supply chain, are targeted and respect the principles of proportionality, transparency and solidarity. 2a. This Article is without prejudice to obligations under Union law for the notification of technical regulations and technical barriers to the internal market, including those laid down in Directive (EU) 2015/1535. 2b. All contingency stock requirements and other security of supply measures shall be implemented in a way that aims to minimise waste of medicinal products through effective stock rotation based on the ‘first expired, first out’ system to prevent the destruction of medicinal products. 11059/26 56 ANNEX LIFE.5 EN 2c. The Commission shall, following a consultation with relevant stakeholders, including patient and consumer organisations, healthcare professional organisations, public healthcare payers, and industry representatives, issue Union guidelines for contingency stocks. Those guidelines may include: (a) best practices, reviewed regularly, for the setting of contingency stocks; (b) recommended strategies for timely deployment of contingency stocks, including labelling and packaging arrangements; (c) best practices on sustainable contingency stock management and disposal of medicinal products. Article 20a Information sharing and reporting on contingency stock requirements 1. Member States shall, without prejudice to their right to decide to impose contingency stock requirements, inform the CMCG of their intention to impose such requirements or make significant changes to such existing requirements, and inform of any such requirements once imposed or of any such changes once made, for the purpose of transparency and to enable exchanges on the guiding principles of proportionality and solidarity referred to in Article 20(2). 2. This Article is without prejudice to obligations under Union law for the notification of technical regulations and technical barriers to the internal market, including those laid down in Directive (EU) 2015/1535. 3. The Agency shall establish and maintain a digital platform which provides an overview of contingency stock requirements imposed by national law including which critical medicinal products are covered and the size of required stocks. 11059/26 57 ANNEX LIFE.5 EN 4. Where The European Voluntary Solidarity Mechanism for medicinal products is activated in accordance with Article 131 of Regulation (EU) …/… +, Member States shall, where reasonably possible within their national monitoring systems, upon request from the MSSG, provide up-to-date stock data relating to critical medicinal products subject to contingency stock requirements, which a Member State identifies as available for reallocation. 5. Where the activation of the Voluntary Solidarity Mechanism for medicinal products has not resulted in a suitable option to address that request, the MSSG may, at the request of the Member State that activated that Mechanism, issue a recommendation to Member States with the aim of facilitating contributions by marketing authorisation holders to that Mechanism. Such recommendation may, where appropriate, invite Member States to consider suspending or adapting contingency stock requirements and related enforcement measures, in order to enable the supply of the concerned critical medicinal product to Member States facing a shortage and ensuring an optimal allocation of critical medicinal products between the Member States. 6. Article 29a(4) shall apply to any information sharing and reporting under this Article. + OJ: please insert in the text the number of the Regulation in document ST 7105/26 (2023/0131(COD)) and in the corresponding footnote the number, date of adoption and publication reference of that Regulation, including its ELI number. 11059/26 58 ANNEX LIFE.5 EN SECTION II VOLUNTARY COLLABORATIVE PROCUREMENTS Article 21 Commission facilitated Member States’ cross-border procurement 1. Upon a reasoned request from three or more Member States (‘the request’), the Commission may act as facilitator for the requesting Member States’ cross-border procurement as laid down in Article 39 of Directive 2014/24/EU34 where the procurement concerns medicinal products of common interest. 2. Having received the request, the Commission shall inform all other Member States of the request, through the CMCG, and set ▌ a deadline of 4 weeks for Member States to declare their interest in participating in the procedure. 3. The Commission shall assess the request in light of the objectives of this Regulation. The Commission shall inform the interested Member States of its decision on whether it agrees ▌ to facilitate the proposed request within 15 working days following expiry of the deadline specified in paragraph 2. 4. Where the Commission declines the request, it shall state its reasons for the refusal. 5. Where the Commission accepts the request, the Commission shall provide secretarial and logistical support to the participating Member States. The Commission shall facilitate communication and cooperation between the ▌ Member States and provide advice on applicable Union public procurement rules, including on the use of procurement requirements as set out in Article 18 and on regulatory matters related to medicinal products. 34 Directive 2014/24/EU of the European Parliament and of the Council of 26 February 2014 on public procurement and repealing Directive 2004/18/EC (OJ L 94, 28.3.2014, p. 65, ELI: http://data.europa.eu/eli/dir/2014/24/2024-01-01 ).3 11059/26 59 ANNEX LIFE.5 EN 6. The facilitation offered by the Commission shall be limited in time and shall end at the latest upon signature of the procurement contract by the participating contracting authorities. Member States participating in the cross-border procurement shall procure at their cost only. 7. The Commission shall not be responsible, nor held liable, for any breaches of Union or national procurement laws by the participating contracting authorities. The Commission shall bear no liability associated with the conduct of the procurement procedure by participating Member States or for the implementation of the contract resulting from the procedure. 7a. Member States may specify that they wish to conduct the cross-border procurement as referred to in paragraph 1 with those candidate countries that choose to participate in the procedures established herein and with which the Union has entered into a bilateral agreement thereof, without prejudice to their accession negotiations or to the rights and obligations reserved to Member States under Union law. The participation of candidate countries shall not affect the need for three or more Member States to initiate the procedure. Article 22 Commission procurement on behalf of or in the name of Member States 1. By way of derogation from Article 168(3) of Regulation (EU, Euratom) 2024/2509, where five or more Member States jointly request the Commission to procure on their behalf ▌ or in their name and at their costs (`the joint request`), the Commission shall, unless it provides substantiated reasons not to initiate the procurement procedure, initiate such a procedure under the conditions laid down in this Article when the procurement concerns medicinal products belonging to one of the following categories: (a) critical medicinal products for which a vulnerability evaluation has identified a vulnerability in the supply chains or for which the MSSG has recommended a common procurement initiative; 11059/26 60 ANNEX LIFE.5 EN (b) medicinal products of common interest, for which a joint clinical assessment report has been published pursuant to Article 12(4) Regulation 2021/2282/EU 18, or which have undergone a clinical assessment carried out under the voluntary cooperation among Member States pursuant to Article 23(1), point (e), of that Regulation. 1a. The Commission may, on its own initiative, invite Member States to submit a joint request in accordance with paragraph 1. 2. The joint request referred to in paragraph 1 shall only be submitted where the medicinal product concerned fulfils one of the criteria laid down in that paragraph and where the requested procurement procedure is expected to improve the security of supply and availability of critical medicinal products in the Union or to ensure the availability and accessibility and contribute to affordability of medicinal products of common interest, as applicable. 3. The participation in the procurement procedure shall be open to all Member States. Having received the joint request, the Commission shall inform all other Member States of the joint request, through the CMCG, and set a deadline of four weeks for Member States to express their interest in participating in the procedure. 4. The Commission shall assess ▌ whether the joint request is justified in light of the objectives of this Regulation. The Commission shall in particular verify whether the procurement could result in discrimination or restriction on trade or a distortion of competition taking into account the utility, necessity and proportionality of the joint request. 5. Within 15 working days following expiry of the deadline in paragraph 3, the Commission shall communicate to the interested Member States ▌ its decision and state its reasons in case of a refusal. 11059/26 61 ANNEX LIFE.5 EN 5a. The procurement procedures under this Article shall apply, where relevant, resilience requirements equivalent to those set out in Article 18. Those requirements shall be specified in accordance with Regulation (EU, Euratom) 2024/2509 and specified in the mandate given by the participating Member States to the Commission within the meaning of Article 168(3) of that Regulation. 6. The initiation of the procurement procedure by the Commission shall be conditional upon the interested Member States accepting binding minimum quantities, in accordance with their national need, and may be conditional, if necessary ▌ in order to achieve the objectives of this Regulation, upon the interested Member States refraining from participating in competing subsequent procurement processes. Such a procurement procedure may only be initiated once these conditions have been accepted by the interested Member States. 7. Except for the derogations provided for in this Regulation, the procurement referred to in this Article shall be carried out in accordance with Article 168(3) of Regulation (EU, Euratom) 2024/250935. ▌ Article 24 Agreement concerning procedures under Article 22 1. Member States participating in the procurement procedures under Article 22 shall share with the Commission any information relevant for the procurement procedure. The participating Member States shall provide the resources necessary for the successful conclusion of the procedure, in particular through involvement of staff with expertise and knowledge. 35 Regulation (EU, Euratom) 2024/2509 of the European Parliament and of the Council of 23 September 2024 on the financial rules applicable to the general budget of the Union (recast) (OJ L, 26.9.2024, p. 1, ELI: http://data.europa.eu/eli/reg/2024/2509/oj). 11059/26 62 ANNEX LIFE.5 EN 2. An agreement between the Member States and the Commission shall determine the practical arrangements governing the procurement procedure, liabilities to be assumed and the decision-making process. The procedure shall be carried out in accordance with the mandate given by the Member States to the Commission as required by Article 168(3) of Regulation (EU, Euratom) 2024/2509. Chapter V Critical Medicines Coordination Group Article 25 Establishment of Critical Medicines Coordination Group 1. A Critical Medicines Coordination Group (‘CMCG’) is hereby established. 2. The Member States and the Commission are Members of the CMCG. Each Member State shall appoint one permanent representative, with strategic expertise relevant for implementing ▌ the different measures set out in this Regulation. As necessary, Member States may appoint an alternate permanent representative and additional expert representatives to accompany the permanent Member State representative in order to support the different tasks of the CMCG. The Agency shall have an observer status. The representatives of relevant stakeholders, including industry and patients’ representatives, may, at the discretion of the CMCG, be invited to meetings to provide expertise or participate as observers, where this is relevant and appropriate. 2a. The representatives appointed to the Critical Medicines Group and its working group or working groups shall make a declaration of their financial and other interests and update it annually and whenever necessary. 11059/26 63 ANNEX LIFE.5 EN 3. The CMCG shall work closely with the MSSG, the Agency ▌ and national competent authorities ▌ for medicinal products. For discussions where input from national regulatory authorities responsible for medicinal products is necessary, the CMCG and the MSSG may organise joint meetings. To fulfil its tasks, the CMCG shall, where relevant, also consult through joint meetings with patient and consumer organisations, healthcare professional organisations and industry representatives. 4. The Commission, acting as the Secretariat of the CMCG, shall organise regular meetings and coordinate the work of the CMCG. The CMCG shall establish its rules of procedure, including procedures relating to the working group referred to in paragraph 6. 5. The CMCG shall be co-chaired by a representative of the Commission and by a representative of the Member States, who shall be elected by and from among the representatives of the Member States. 6. The CMCG, at the proposal of the co-chair or any of its members, may, on a case-by-case basis, decide to establish one or more working groups. 7. The CMCG shall use its best endeavours to reach consensus, where possible, when providing advice as referred to in Article 26(1), when providing recommendations as referred to in Article 26(2), point (d), and when providing an opinion as referred to in Article 26(5). If such consensus cannot be reached, the CMCG shall issue its position by a majority of two- thirds of its members. Each Member State shall have one vote. Members with diverging positions may request that their positions and the grounds on which they are based be recorded in the CMCG’s position. 11059/26 64 ANNEX LIFE.5 EN Article 26 Tasks of the Critical Medicines Coordination Group 1. The CMCG shall facilitate coordination in the implementation of this Regulation, including, where appropriate, by providing advice to the Commission or Member States at their request, so as to maximise the impact of the measures envisaged and to avoid any unintended effects on the internal market or on national healthcare systems. 2. In order to attain the objectives referred to in paragraph 1, the CMCG shall perform the following tasks: (a) facilitate coordination on strategic orientation of the financial support for strategic projects, including by exchanging information, where available, on the manufacturing capacity for a given critical medicinal product, existing or planned, in the Member States, and facilitate discussion on the capacity needed in the Union to strengthen its supply security and availability of critical medicinal products, their active substances and key inputs within the Union; (aa) enable the exchanges of information between the Member States and the Commission as referred to in Article 17 and, where necessary, facilitate coordination of respective actions aiming to attain the objectives of this Regulation; (b) facilitate exchanges on the national programmes referred to in Article 19, promote best practices and enable cooperation on, and coordination of, Member States public procurement policies with regard to critical medicinal products; (ba) facilitate exchanges of information on contingency stock requirements as referred to in Article 20a(1); (c) facilitate discussion on collaborative procurement initiatives; 11059/26 65 ANNEX LIFE.5 EN (d) provide recommendations to the MSSG on the order of priority of critical medicinal products for vulnerability evaluation as set out in Regulation (EU) …/… +, and propose a review or an update of existing evaluations where necessary; (da) regularly discuss the potential contribution of strategic partnerships to the objectives of this Regulation ▌ and the consistency and potential synergies between Member States’ cooperation with relevant third countries and the actions carried out by the Union; (db) facilitate exchanges among Member States in order to explore interest in joint reservation contracts; (dc) enable strategic foresight discussions among Member States and stakeholders taking into account long-term trends, vulnerabilities, opportunities for enhancing the resilience and sustainability of supply chains of critical medicines within the Union. 5. The CMCG, at the Commission’s or Member State's request, may provide an opinion on matters related to the application of this Regulation in the context of performing tasks as referred to in this Article. + OJ: please insert in the text the number of the Regulation in document ST 7105/26 (2023/0131(COD)) and in the corresponding footnote the number, date of adoption and publication reference of that Regulation, including its ELI number. 11059/26 66 ANNEX LIFE.5 EN Chapter VI International cooperation Article 27 Strategic partnerships Without prejudice to the prerogatives of the Council, the Commission, shall explore possibilities of concluding strategic partnerships aiming to support the diversification of sources of supply of critical medicinal products, their active substances and key inputs to increase the security of supply of critical medicinal products in the Union. Such potential strategic partnerships may take the form of dialogues on industrial, regulatory and policy matters, arrangements for stakeholders’ meetings or for experts’ exchanges. The Commission shall also explore the possibility of building on existing forms of cooperation, such as free trade agreements or association agreements, and in particular with candidate countries where possible and appropriate, in order to support security of supply and reinforce efforts to strengthen the production of critical medicinal products in the Union or diversification of the supply sources. The Commission shall regularly inform the CMCG about their ongoing considerations and assessments. 11059/26 67 ANNEX LIFE.5 EN Chapter VII Amendments to Regulation (EU) 2024/795 Article 28 Regulation (EU) 2024/795 is amended as follows: (a) in Article 2(1), point (a) ▌ (iii), is replaced by the following: ‘(iii) biotechnologies, and any other technologies relevant for manufacturing of critical medicinal products as defined in Article 2, point (...), of Regulation (EU) .../…+*; _________ * Regulation (EU) …/… of the European Parliament and of the Council laying down Union procedures for the authorisation and supervision of medicinal products for human use and establishing rules governing the European Medicines Agency, ▌ amending Regulations (EC) No 1394/2007 and Regulation (EU) No 536/2014 and repealing Regulations (EC) No 141/2000 , (EC) No 726/2004, Regulation (EC) No 141/2000 and Regulation (EC) No 1901/2006.’ (b) in Article 2, the following subparagraph is added in paragraph 3: ‘By way of derogation from the first subparagraph of this paragraph, the value chain for the development or manufacturing of medicinal products that fall within the scope of the [Critical Medicines Act] and that are referred to in paragraph 1, point (a)(iii), of this Article, ▌ relates to finished dosage forms, as well as to active pharmaceutical ingredients and other key inputs necessary for the production of the finished dosage forms of critical medicinal products as defined in that Regulation.;’ + OJ: please insert in the text the number of the Regulation in document ST 7105/26 (2023/0131(COD)). 11059/26 68 ANNEX LIFE.5 EN (c) in Article 2, paragraph 8 is added: ‘8. Strategic projects designated in accordance with the [Critical Medicines Act] that address a vulnerability in the supply chains of critical medicinal products shall be deemed to contribute to the STEP objective referred to in paragraph 1, point (a)(iii).;’ (d) in Article 4, paragraph 7 is replaced by the following: ‘7. Strategic projects recognised in accordance with the relevant provisions of the Net- Zero Industry Act, the Critical Raw Materials Act [and the Critical Medicines Act] that fall within the scope of Article 2 of this Regulation and that receive a contribution under the programmes referred to in Article 3 of this Regulation may also receive a contribution from any other Union programme, including funds under shared management, provided that those contributions do not cover the same costs. The rules of the relevant Union programme shall apply to the corresponding contribution to the strategic project. The cumulative funding shall not exceed the total eligible costs of the strategic project. The support from the different Union programmes may be calculated on a pro rata basis in accordance with the documents setting out the conditions for support.;’ (e) in Article 6, paragraph 1, point c is replaced by the following: ‘(c) details of projects that have been recognised as strategic projects under the Net-Zero Industry Act, the Critical Raw Materials Act and the [Critical Medicines Act], to the extent that they fall within the scope of Article 2 of this Regulation.’ 11059/26 69 ANNEX LIFE.5 EN Chapter VIII Final provisions Article 29 Obligation of the market actors to provide information 1. For the purposes of Articles 6 and 8, Article 11(1), Articles 12 and 15, Article 16(2) and Article 26(2), point (a), the national competent authorities concerned may request information from promoters of industrial projects, project promoters, marketing authorisation holders and other actors in the supply and distribution chains of critical medicinal products, their ▌ active substances or key inputs, including from importers and manufacturers of medicinal products, active substances or key inputs and relevant suppliers of these, wholesale distributors, stakeholder representative associations or other natural or legal persons or legal entities that are authorised or otherwise entitled to supply medicinal products to the public. For the purposes of Article 30, the national competent authorities and the Commission may request information from the market actors referred to in paragraph 1, contracting authorities and other stakeholders. For the purposes of Article 11(2), the Agency may request information from project promoters, marketing authorisation holders, manufacturers of medicinal products and manufacturers or suppliers of active substances or key inputs. 2. Where information is requested by national competent authorities or the Agency, as relevant, pursuant to paragraph 1, an actor may indicate that the information requested has already been provided to the national competent authority concerned or the Agency pursuant to other relevant Union legal acts. In such cases, the national competent authority concerned or the Agency shall take due account of the information already provided in so far as this information has been provided and may be used also for the purposes of this Regulation. 11059/26 70 ANNEX LIFE.5 EN 3. Where a market actor submits information pursuant to paragraph 1, that actor shall indicate whether the information provided contains any commercially confidential information, identify the relevant parts of that information having a commercially confidential nature and explain why that information is of such nature. The Commission, the national competent authority or the Agency, as relevant, shall assess the merits of each confidentiality claim made by the actors and shall protect any information that is commercially confidential against unjustified disclosure in accordance with Article 29a. Article 29a Handling of confidential information 1. Information acquired in the course of implementing this Regulation shall be protected by the relevant Union and national law. 2. Member States, the Commission and the Agency shall ensure the protection of trade and business secrets and other commercially confidential information obtained and processed in application of this Regulation, in accordance with relevant Union and national law. 3. The Commission, the Agency and the national competent authorities, their officials, employees and other persons working under the supervision of those authorities shall ensure, in accordance with relevant Union or national law, the confidentiality of information obtained while carrying out their tasks and activities pursuant to this Regulation. This obligation also applies to all representatives of Member States, observers, experts and other participants attending meetings of the CMCG pursuant to Article 25. 4. A Member State may refuse to share information where it concerns the essential interests of its security and defence. 11059/26 71 ANNEX LIFE.5 EN Article 30 Evaluation 1. By … [five years from the date of application of this Regulation] and every five years thereafter, the Commission shall evaluate this Regulation, including its impact on the security of supply of medicinal products and the use of collaborative procurement and submit a report on the main findings to the European Parliament, the Council, the European Economic and Social Committee, and the Committee of the Regions. 2. The Commission shall in its evaluation assess the impact of this Regulation and to what extent its objectives as established in Article 1 have been achieved. The evaluation shall include an assessment of the scope, functioning and efficiency of Article 18, as well as of the coherence of this Regulation with the developments in the field of public procurement. 3. The national authorities and other actors shall, upon request, provide the Commission with any relevant information they have and that the Commission may need for its assessment pursuant to paragraphs 1 and 2. 3a. The report referred to in paragraph 1 shall, where appropriate, be accompanied by legislative proposals. Article 30a Committee Procedure 1. The Commission shall be assisted by a committee. That committee shall be a committee within the meaning of Regulation (EU) No 182/2011. 2. Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply. 11059/26 72 ANNEX LIFE.5 EN Article 31 Entry into force and application This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union. It shall apply from the date of the first publication in the Official Journal of the Union list of critical medicinal products established in accordance with Article 137 of Regulation (EU) …/…+. The requirements in Article 18(1) and (2) shall apply to public procurement procedures launched after that date. This Regulation shall be binding in its entirety and directly applicable in all Member States. Done at Strasbourg, For the European Parliament For the Council The President The President + OJ: please insert in the text the number of the Regulation in document ST 7105/26 (2023/0131(COD)). 2026-06-30T15:33:26+0000 Guarantee of Integrity and Authenticity
02.07.2026 Datei PD
20260701_Paper_GKV-Spargesetz_Pharma-Belastung.pdf
Wie sich das GKV-Beitragssatz- Stabilisierungs-Gesetz (BStabG) auf die Innovationsfähigkeit der Pharmabranche und die Arzneimittelversorgung auswirkt Die zentralen Aspekte auf einen Blick • Die im BStabG geplanten Sparmaßnahmen zielen hauptsächlich auf den Patentmarkt, aber auch der Generikamarkt ist betroffen.1 • Rund 85 Prozent dieses patentgeschützten Arzneimittelmarktes entfallen auf Arzneimittel gegen lebensbedrohliche oder schwere chronische Erkrankungen: Krebs, schwere Autoimmun- und Entzündungserkrankungen, Schlaganfall-Prävention und Thrombose sowie Diabetes mit Folgeerkrankungen.2 • Die GKV-Arzneimittelausgaben lagen 2025 bei 58,49 Mrd. Euro (+5,9 % im Vergleich zum Vorjahreszeitraum). Mit einem Anstieg der Leistungsausgaben um 5,9% ist das Wachstum im Vergleich zu anderen Leistungsbereichen unterdurchschnittlich. Zur Einordnung: die Leistungsausgaben stiegen um 7,9 %, Ausgaben für Krankenhausbehandlungen um 9,6 %, Ausgaben für ambulant ärztliche Behandlungen um 7,6%. 1BMG, Finanzentwicklung GKV 2025; AOK Arzneimittel-Kompass 2025. https://www.bundesgesundheitsministerium.de/ministerium/meldungen/finanzentwicklung-gkv-2025 2Eigene Berechnung auf Basis IQVIA-Marktbericht Q4/2025 (GKV-Gesamtmarkt 59,3 Mrd. €) und AOK Arzneimittel-Kompass 2025 (patentgeschützter Markt = 54 % der Kosten). https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma- marktbericht-classic-q4-2025.pdf https://www.bundesgesundheitsministerium.de/ministerium/meldungen/finanzentwicklung-gkv-2025 https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf • 3Der geplante (dynamische) Herstellerabschlag kann den Zwangsrabatt auf innovative Arzneimittel bis 2030 auf über 20 Prozent treiben – eine Verfünffachung der jährlichen Belastung von 1,1 auf 5,5 Mrd. Euro.4 • Die Maßnahmen wirken kumulierend. Dynamischer Herstellerabschlag, neue Rabattverträge für patentgeschützte Arzneimittel, Preis-Mengen- Regelungen und das verlängerte Preismoratorium treffen dieselben Arzneimittel gleichzeitig und übereinander gelagert. Damit gefährdet nicht nur jede Maßnahme für sich, sondern insbesondere ihr Zusammenwirken Zugang, Therapievielfalt und Standort.5 • Die Preissenkungen wirken additiv auf bereits verhandelte Preise. Also Preise, die im Rahmen des AMNOG-Verfahrens bereits auf der Basis von Nutzenbewertungen gefunden wurden. Aus dieser Basis wurde mit der Krankenkasse ein Preis verhandelt, der dem Wert des Arzneimittels für Patienten entspricht. • Die Pharmaindustrie ist mit einer Investitionsquote von 5,7 Prozent die investitionsstärkste Industrie Deutschlands. Kurzfristige, kumulierende Preiseingriffe gefährden langfristig geplante Standortinvestitionen.6 4Pharma Deutschland: Risiken des GKV-BStabG für Arzneimittelversorgung und Innovation. https://www.pharmadeutschland.de/themen/gkv-beitragssatzstabilisierungsgesetz-risiken-fuer-arzneimittelversorgung-und- innovation/ 5Pharma Deutschland: Inhalte des GKV-Beitragssatzstabilisierungsgesetzes. https://www.pharmadeutschland.de/newsroom/news/inhalte-des-gkv-beitragsstabilisierungsgesetz/ 6IW Köln, PharmaKompakt 2025. https://www.iwkoeln.de/fileadmin/user_upload/Studien/Gutachten/Pharma_Standort_D/2025/PharmaKompakt_2025_DE.pdf https://www.pharmadeutschland.de/themen/gkv-beitragssatzstabilisierungsgesetz-risiken-fuer-arzneimittelversorgung-und-innovation/ https://www.pharmadeutschland.de/themen/gkv-beitragssatzstabilisierungsgesetz-risiken-fuer-arzneimittelversorgung-und-innovation/ https://www.pharmadeutschland.de/newsroom/news/inhalte-des-gkv-beitragsstabilisierungsgesetz/ https://www.iwkoeln.de/fileadmin/user_upload/Studien/Gutachten/Pharma_Standort_D/2025/PharmaKompakt_2025_DE.pdf Verteilung des GKV-Umsatzes nach Erkrankungsschwere (2025) Das GKV-BStabG belastet ausgerechnet den Marktteil am stärksten, der die Versorgung Schwerstkranker sichert und die forschungs- und investitionsstärkste Industrie Deutschlands trägt.7 Erkrankungskategorie Beispiel-Wirkstoffklassen (Cluster) GKV-Umsatz 2025* Anteil** Krebserkrankungen & Immuntherapien MAB-Antineoplastika, Proteinkinasehemmer, Hormonantagonisten ~ 9,5 – 10,1 Mrd. € ~ 39 % Schwere Autoimmun- /Entzündungserkrankungen Anti-TNF, Interleukin-Inhibitoren, JAK-Inhibitoren, MS-Mittel ~ 6,8 – 7,0 Mrd. € ~ 28 % Diabetes mit schweren Komplikationen SGLT2-Hemmer, GLP-1-Agonisten, Insulin-Analoga ~ 5,0 – 5,2 Mrd. € ~ 21 % Schlaganfall-Prävention & Thrombose Direkte Faktor-Xa-Hemmer (Apixaban, Rivaroxaban, Edoxaban) ~ 2,9 – 3,0 Mrd. € ~ 12 % Summe vier Cluster Summe schwere/lebensbedrohliche Erkrankungen (vier Cluster) ~ 24,2 – 25,3 Mrd. € ~ 41 – 43 % des GKV- Marktes \.GKV‗Umsatz.868❶.(IQVIA.Apothekenmarkt?.Jan­ Dez.868❶)¡.\\.Anteil.der.ersten.drei.Spalten.am.umsatzstarken. Marktsegment.der.vier.Cluster.(∫ .80?8­ 8❶?9.Mrd¡.₭)·.die.letzte.Zeile.bezieht.den.Anteil.auf.den.GKV‗Gesamtmarkt.(❶❺?9.Mrd¡. ₭)¡.Werte.gerundet·.Schätzung.auf.Basis.der.ATC‗Gruppen.und.Hauptindikationen¡ 7Eigene Berechnung auf Basis der ATC-Umsätze 2025 (IQVIA Q4/2025) der vier Versorgungscluster. Der Arzneimittel-Atlas 2025 bestätigt qualitativ, dass es sich „ganz überwiegend um Arzneimittel gegen sehr schwere bis mittelschwere Erkrankungen“ handelt. https://www.mwv- berlin.de/media/6e519139dabd9dfbca62c3f478d646dc35455018/5d37c448e19e26162cefe943c7dffc6d3804501f/e73dff2d209028 29b3955df25e0387fe2f3c1c2b.pdf https://www.mwv-berlin.de/media/6e519139dabd9dfbca62c3f478d646dc35455018/5d37c448e19e26162cefe943c7dffc6d3804501f/e73dff2d20902829b3955df25e0387fe2f3c1c2b.pdf https://www.mwv-berlin.de/media/6e519139dabd9dfbca62c3f478d646dc35455018/5d37c448e19e26162cefe943c7dffc6d3804501f/e73dff2d20902829b3955df25e0387fe2f3c1c2b.pdf https://www.mwv-berlin.de/media/6e519139dabd9dfbca62c3f478d646dc35455018/5d37c448e19e26162cefe943c7dffc6d3804501f/e73dff2d20902829b3955df25e0387fe2f3c1c2b.pdf Die vier Therapie-Cluster (Datenbasis 2025) Die umsatzstärksten patentgeschützten Präparate ordnen sich vier Versorgungs- Clustern zu. Für jedes Cluster sind Leit-Wirkstoffklassen, GKV-Umsatz 2025 und Marktentwicklung dargestellt. Übersicht: Cluster-Umsätze im GKV-Markt 2025 Therapie-Cluster GKV-Umsatz 2025 (Schätzung) Anteil Gesamtmarkt Wachstum vs. 2024 Leit- Wirkstoffklassen Onkologie & Immuntherapien 9,5 – 10,1 Mrd. € 16 – 17 % +10 – 12 % MAB-Antineoplastika, Proteinkinasehemmer, Hormonantagonisten Autoimmun- & entzündliche Erkrankungen 6,8 – 7,0 Mrd. € 11,5 – 11,8 % -5 bis -8 % Anti-TNF, Interleukin- Inhibitoren, JAK- Inhibitoren, MS-Mittel Diabetes & Stoffwechsel 5,0 – 5,2 Mrd. € 8,5 – 8,8 % +20 – 25 % SGLT2-Hemmer, GLP-1-Agonisten, Insulin-Analoga Herz-Kreislauf & Thrombose (B01) 2,9 – 3,0 Mrd. € ~ 5,0 % +0,8 % (B01F) Direkte Faktor-Xa- Hemmer, ARNI, PCSK9-Inhibitoren Quelle¿.IQVIA.Pharma‗Marktbericht.Q0―868❶.(Gesamtjahr.868❶?.ATC‗Gruppen)·.ergänzt.um.GAmSi.Bayern.Q7―868❶.und. Arzneimittel‗Atlas.868❶¡.Schätzungen·.Überschneidungen.(SGLT8‗Hemmer.Diabetes―Herz‗Kreislauf).im.Text.gekennzeichnet¡. Vier.Cluster.gesamt.∫ .80?8­ 8❶?9.Mrd¡.₭.(∫ .07­ 09.↘ .des.GKV‗Marktes)¡8 8IQVIA Pharma-Marktbericht Q4/2025; GAmSi Bayern KV71 Q1/2025; IGES Arzneimittel-Atlas 2025. https://www.iqvia.com/- /media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf Cluster Onkologie & Immuntherapien GKV-Umsatz 2025 ≈ 9,5 – 10,1 Mrd. € (L01G 4.327 Mio. € +5,8 %; L01H 3.298 Mio. € +14,0 %; L02B 1.502 Mio. €) Versorgte Indikationen Diverse Krebserkrankungen: nicht-kleinzelliges Lungenkarzinom, Melanom, multiples Myelom, chronische lymphatische Leukämie, Mammakarzinom, Prostatakarzinom u. v. m. Leitpräparate (Wirkstoffklassen) PD-1/PD-L1-Inhibitoren (Checkpoint-Inhibition), Proteinkinasehemmer (CDK-, BTK-Inhibitoren), CD38-Antikörper, EGFR-Inhibitoren, zytostatische Hormonantagonisten Investitionsschwerpunkt Plattformtechnologien (Antikörper, Checkpoint-Inhibition), biopharmazeutische Produktion, Kombinations- und Sequenztherapien; höchste Wachstumsrate aller Cluster (Proteinkinasehemmer L01H +14,0 % p. a.). Gefährdung durch das GKV-BStabG • Ein onkologisches bereits preisverhandeltes Präparat kann gleichzeitig vom (dynamischen) Herstellerabschlag, vom Rabattvertrag für patentgeschützte Arzneimittel (PD-1/PD-L1- bzw. PARP-Inhibitoren als Pilotgruppen) und Preis-Mengen-Vereinbarungen getroffen werden. • Rabattverträge auf PD-1/PD-L1- und PARP-Inhibitoren zwingen therapeutisch nicht beliebig austauschbare Wirkstoffe in einen Preiswettbewerb. • Die zusätzlichen Abschläge machen Markteinführungen neuer Indikationen unkalkulierbar. Quelle¿.IQVIA Q4/2025; GAmSi Bayern Q1/2025; Der Arzneimittelbrief 2026 https://der-arzneimittelbrief.com/artikel/2026/keytruda-teuerstes-krebsmedikament-moegliche-einsparpotenziale-und-wie-krankenkassen-unnoetig-finanziell-belastet-werden Cluster Autoimmun- & entzündliche Erkrankungen GKV-Umsatz 2025 ≈ 6,8 – 7,0 Mrd. € (L04C 2.404 Mio. € -24,1 %; L04B 2.242 Mio. € -4,1 %; N07A MS 1.681 Mio. €) Versorgte Indikationen Rheumatoide Arthritis, Psoriasis/Psoriasisarthritis, Morbus Crohn, Colitis ulcerosa, atopische Dermatitis, Multiple Sklerose, Spondylitis ankylosans Leitpräparate (Wirkstoffklassen) Anti-TNF-Inhibitoren (Adalimumab), Interleukin-Inhibitoren (Ustekinumab, Risankizumab, Secukinumab, Dupilumab), JAK- Inhibitoren (Upadacitinib), MS-Mittel Investitionsschwerpunkt Biologika und niedermolekulare Immunmodulatoren (JAK), Indikationserweiterungen über mehrere chronische Erkrankungen; bereits intensiver Biosimilar-Wettbewerb (L04C -24,1 % Umsatz bei nur -4,9 % Absatz, getrieben durch das Ustekinumab-Biosimilar). Gefährdung durch das GKV-BStabG • Das Cluster steht bereits unter starkem Biosimilar-Preiswettbewerb (Umsatz L04C -24,1 % zzgl. hoher vertraulicher Rabatte). Der (dynamische) Herstellerabschlag legt sich zusätzlich auf die verbleibenden patentgeschützten Wirkstoffe – mit dem Risiko, dass einzelne Indikationen unwirtschaftlich werden. • JAK-Inhibitoren stehen auf der Pilotliste für Rabattverträge auf patentgeschützte Arzneimittel. Sie werden damit doppelt erfasst: durch den dynamischen Abschlag und durch einen Substitutionszwang nach Rabattvertrag – trotz unterschiedlicher Sicherheitsprofile und Zulassungen. Quelle¿.IQVIA Q4/2025 (L04C 2.404 Mio. €, L04B 2.242 Mio. €); GAmSi Bayern Q1/2025 https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf Cluster Diabetes & Stoffwechsel GKV-Umsatz 2025 ≈ 5,0 – 5,2 Mrd. € (A10P SGLT2 2.013 Mio. € +15,1 %; A10S GLP-1 1.261 Mio. € +56,0 %; A10C Insulin 1.186 Mio. €) Versorgte Indikationen Typ-2-Diabetes, Herzinsuffizienz (HFrEF/HFpEF), chronische Niereninsuffizienz; kardiometabolische Folgeerkrankungen Leitpräparate (Wirkstoffklassen) SGLT2-Hemmer (Empagliflozin, Dapagliflozin), GLP-1-Agonisten (Semaglutid, Tirzepatid), Insulin-Analoga Investitionsschwerpunkt Indikationsausweitung kardiometabolischer Wirkstoffe (Herz, Niere); stärkstes Mengen- und Umsatzwachstum im gesamten GKV-Markt (GLP-1-Agonisten +56 % Umsatz, +24,2 % Absatz), hohe Public- Health-Relevanz. Gefährdung durch das GKV-BStabG • Der (dynamische) Herstellerabschlag koppelt die Rabatthöhe an das Ausgabenwachstum des Patentmarktes. Gerade die wachstumsstärksten Cluster – SGLT2-Hemmer (+15,1 %) und GLP-1-Agonisten (+56 %) – treiben damit ihren eigenen Zwangsrabatt nach oben und kumulieren so die Belastung über die Jahre. • Die Preis-Mengen-Regelung als gesetzliche Auffanglösung (ohne Schiedsstellenbefassung) legt sich zusätzlich auf volumenstarke Stoffwechseltherapien und erhöht die Belastung ein weiteres Mal. Quelle¿.IQVIA Q4/2025 (A10P, A10S, A10C); GAmSi Bayern Q1/2025 https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf Cluster Herz-Kreislauf & Thrombose GKV-Umsatz 2025 ≈ 2,9 – 3,0 Mrd. € (B01F Direkte Faktor-Xa-Hemmer 2.705 Mio. € +0,8 %); mit Lipidsenkern/PCSK9 ≈ 4,4 – 5,0 Mrd. € Versorgte Indikationen Schlaganfall-Prävention bei Vorhofflimmern, Therapie und Prophylaxe von Venenthrombose und Lungenembolie, Herzinsuffizienz, Sekundärprävention kardiovaskulärer Ereignisse Leitpräparate (Wirkstoffklassen) Direkte Faktor-Xa-Hemmer (Apixaban, Rivaroxaban, Edoxaban), ARNI (Sacubitril/Valsartan), PCSK9-Inhibitoren Investitionsschwerpunkt Großvolumige Versorgung mit hohem Public-Health-Nutzen (Schlaganfall-Vermeidung); Lebenszyklus-Management und Folgeindikationen. Gefährdung durch das GKV-BStabG • PCSK9-Inhibitoren sind eine der fünf Pilot-Wirkstoffgruppen für Rabattverträge – ein Eingriff in die Sekundärprävention. Gleichzeitig greift auf patentgeschützte Wirkstoffe des Clusters der (dynamische) Herstellerabschlag; beide Maßnahmen wirken übereinander. • Faktor-Xa-Hemmer (orale Antikoagulanzien, B01F: 2.705 Mio. € 2025) zählen zu den umsatzstärksten Präparaten überhaupt und sind lebensnotwendig für die Schlaganfall-Prävention. Diese pauschalen, kumulierenden Abschläge gefährden die wirtschaftliche Versorgung großer Patientengruppen. Quelle¿.IQVIA Q4/2025 (B01F 2.704,5 Mio. €); GAmSi Bayern Q1/2025 https://www.iqvia.com/-/media/iqvia/pdfs/germany/library/publications/iqvia-pharma-marktbericht-classic-q4-2025.pdf Die pharmarelevanten Maßnahmen des GKV-BStabG (Dynamischer) Herstellerabschlag (§ 130a Abs. 1b SGB V-E) Was Der bestehende Herstellerabschlag von 7 % auf patentgeschützte Arzneimittel wird um eine dynamische Komponente ergänzt, die an die Ausgabenentwicklung im Patentmarkt gekoppelt ist. Alternativ ist auch ein fixer Gesamtrabatt von 15,5% in der Diskussion Zeitplan Jan.–Jun. 2027: statisch +3,5 Prozentpunkte (= 10,5 %). Ab Juli 2027: jährlich dynamisch berechneter Zusatzabschlag, Höhe abhängig von Ausgaben- und Einnahmenentwicklung. Finanzieller Umfang 1,1 Mrd. € (2027) bis 5,5 Mrd. € (2030) – eine Verfünffachung; Simulationen zeigen einen Gesamtabschlag von über 20 % bis 2030. Ausnahmen Festbetragsarzneimittel, Generika, Biosimilars, Impfstoffe, patentfreie versorgungskritische Arzneimittel nach §52b Abs. 3c AMG, patentfreie Kinderarzneimittel nach §35 Abs. 5a SGB V, vom Preismoratorium befreite Arzneimittel, Reserveantibiotika, Wirkstoffe mit klinischen Studien und Produktion in Deutschland. Auswirkungen • Ein (dynamischer, jährlich neu festgesetzter) Zwangsrabatt entzieht Investitions- und Standortentscheidungen die Kalkulations- und Planungsgrundlage. • Jeder zusätzliche Euro Rabatterhöhung schadet der Volkswirtschaft um bis zu 3,80 Euro.9 Quellen¿.Pharma.Deutschland.―.vfa‗Factsheet·.BMG‗Referentenentwurf¡10 9VCI, Pressemitteilung zum GKV-Sparpaket, April 2026. https://www.vci.de/presse/pressemitteilungen/gkv-sparpaket-der- bundesregierung.jsp 10Pharma Deutschland: Risiken des GKV-BStabG für Arzneimittelversorgung und Innovation. https://www.pharmadeutschland.de/themen/gkv-beitragssatzstabilisierungsgesetz-risiken-fuer-arzneimittelversorgung-und- innovation/ https://www.vci.de/presse/pressemitteilungen/gkv-sparpaket-der-bundesregierung.jsp https://www.vci.de/presse/pressemitteilungen/gkv-sparpaket-der-bundesregierung.jsp https://www.pharmadeutschland.de/themen/gkv-beitragssatzstabilisierungsgesetz-risiken-fuer-arzneimittelversorgung-und-innovation/ https://www.pharmadeutschland.de/themen/gkv-beitragssatzstabilisierungsgesetz-risiken-fuer-arzneimittelversorgung-und-innovation/ Rabattverträge für patentgeschützte Arzneimittel (§ 130e SGB V-E, neu) Was Krankenkassen dürfen erstmals Rabattverträge für patentgeschützte Arzneimittel mit therapeutisch vergleichbarer Wirkung abschließen (Clusterausschreibungen). Vertragsärzte müssen rabattierte Arzneimittel verordnen. Ausnahmen sind unter hohem bürokratischem Aufwand zu begründen.. Pilotphase Vorerst befristet bis 31.12.2030, zunächst fünf Wirkstoffgruppen: JAK- Inhibitoren, CGRP-Antagonisten, PARP-Inhibitoren, PCSK9-Inhibitoren, PD- 1/PD-L1-Inhibitoren. Bericht über die Auswirkungen durch den GKV SV an das BMG. Cluster- Betroffenheit Direkter Eingriff in Onkologie (PD-1/PD-L1, PARP), Herz-Kreislauf (PCSK9), Autoimmun (JAK) und Neurologie (CGRP). Auswirkungen • Innovative, oft nicht gleichwertige Wirkstoffe werden nach ihrer Nutzenbewertung im AMNOG in einen reinen Preiswettbewerb gezwungen. Das Ergebnis des AMNOG Verfahrens wird damit gänzlich entwertet. Das RisikoDas Risiko für die Versorgung sind Marktrücknahmen und eine eingeschränkte Therapiewahl für Patientinnen und Patienten. Die Maßnahmen führen zu einer Verschlechterung der Versorgung für bestimmte Therapiegebiete • Rabattverträge waren bislang Generika vorbehalten. Ihre Ausweitung auf den Patentmarkt unterläuft die bereits verhandelten AMNOG- Erstattungsbeträge und addiert sich auf den dynamischen Herstellerabschlag derselben Wirkstoffe. Quellen¿.Pharma.Deutschland¿.Inhalte.des.GKV‗BStabG¡11 11Pharma Deutschland: Inhalte des GKV-Beitragssatzstabilisierungsgesetzes. https://www.pharmadeutschland.de/newsroom/news/inhalte-des-gkv-beitragsstabilisierungsgesetz/ https://www.pharmadeutschland.de/newsroom/news/inhalte-des-gkv-beitragsstabilisierungsgesetz/ Preis-Mengen-Regelung Was Die im Rahmen der 130b SGB V zu verhandelnde Preis-Mengen Regelung wird gesetzlich festgeschrieben. Finanzieller Umfang Je 100 Mio.€ Umsatz plus 1% Preisabschlag. Das ist eine Verzehnfachung der bisherigen Preis-Mengen-Regel die im Rahmen des GKV-FinStabG in 2023 geschaffen wurde Cluster- Betroffenheit Alle Arzneimittel mit Erstattungsbetrag nach §130b SGB V, Rückwirkung durch Sonderkündigungsrecht Auswirkungen • Eine starrer Preis-Mengen-Algorithmus nimmt der Kassen und der Industrie Verhandlungsfreiheit. Es kann nicht mehr der Einzelfall berücksichtigt werden • Mengen steigen durch mehr Nachfrage nach einem Arzneimittel. Gründe dafür sind Demographie (mehr Arzneimittelverbrauch) oder der hohe Nutzen für den Patient. Diese Regelung bestrafft also gerade Arzneimittel, die für den Patienten einen hohen Wert bieten Kumulative Wirkung der Maßnahmen Herstellerabschlag, Rabattverträge für patentgeschützte Arzneimittel und die Preis- Mengen greifen gleichzeitig und übereinander in die Innovationscluster Onkologie, Autoimmun, Diabetes und Herz-Kreislauf ein. Diese kumulierenden Effekte werden sich unmittelbar auf die Therapievielfalt, die Markteinführungen und die langfristige Produktionsinvestitionen am Standort Deutschland auswirken und sich bei der Arzneimittelversorgung, der Wirtschaftskraft der Pharmazeutischen Industrie und damit der wirtschaftlichen Entwicklung Deutschlands negativ bemerkbar machen. Die kombinierte Netto-Belastung der Pharmaindustrie aus dynamischem Herstellerabschlag, Rabattverträgen und Preis-Mengen-Regelung beziffert das BMG für 2030 auf 5,75 Mrd. Euro – knapp 19 % der Gesamteinsparungen über alle Sektoren, obwohl der Arzneimittelmarkt nur 12% der Leistungsausgaben ausmacht. Instrument Aktuell Geplant 2027 Allg. Herstellerabschlag 7 % 10,5 % (dynamisch) Alternativ fixer Herstellerabschlag 7% 15,5% Rabattverträge Patent-AM nicht möglich Pilot für 5 Wirkstoffgruppen, Annahme 30% Rabatt (Techniker Krankenkasse in Pharma Dialog Äußerungen von 50%) Preis-Mengen-Vereinbarung 0,1% pro 100 Mio € 1% pro 100 Mio € Mehrfachbelastung je Cluster Die folgende Matrix macht sichtbar, dass die meisten Cluster nicht von einer, sondern von mehreren Maßnahmen gleichzeitig getroffen werden. Genau diese Überlagerung – nicht die einzelne Maßnahme – ist die eigentliche Gefahr für Innovation und Versorgung. Cluster AMNOG Prozess (Dyn.) Herstellerabschlag Rabattvertrag (Pilot) Preis- Mengen- Regelung Belastungsstufen Onkologie & Immuntherapien ja ja ja (PD-1/PD- L1, PARP) ja 4-fach Autoimmun & Entzündung ja ja ja (JAK) – 3-fach Herz-Kreislauf & Thrombose ja ja ja (PCSK9) – 3-fach Diabetes & Stoffwechsel ja ja (selbstverstärkend) – – 2-fach Lesehilfe¿.«Belastungsstufen».zählt?.wie.viele.der.kritisierten.Instrumente.einen.Cluster.direkt.erfassen¡.Das.Onkologie‗ Cluster.trägt.mit.vier.sich.überlagernden.Maßnahmen.die.höchste.kumulative.Belastung·.im.Diabetes‗Cluster.verstärkt.der. dynamische.Abschlag.durch.die.Wachstumskopplung.sich.selbst¡12 12Eigene Darstellung auf Basis Pharma Deutschland: Inhalte des GKV-BStabG; § 130a/§ 130e SGB V-E. https://www.pharmadeutschland.de/newsroom/news/inhalte-des-gkv-beitragsstabilisierungsgesetz/ https://www.pharmadeutschland.de/newsroom/news/inhalte-des-gkv-beitragsstabilisierungsgesetz/ Zwei exemplarische Beispiele wie sich die Kumulation finanziell auswirken wird am Beispiel des statischen Herstellerabschlages Ein Onkologikum oder ein anderes patentgeschütztes Präparat kann 2027 ff. zusätzlich zum bereits verhandelten AMNOG-Erstattungsbetrag und zum Preismoratorium zur selben Zeit dem (dynamischen) Herstellerabschlag, einem Rabattvertrag (PD-1/PD-L1 oder PARP) und Preis-Mengenvereinbarungen unterliegen. Jede Maßnahme aus dem GKV-Beitragssatz-Stabilisierungs-Gesetz mag für sich begrenzt erscheinen. In der Überlagerung der Maßnahmen entsteht eine Belastung, die einzelne Indikationen oder Wirkstoffe unwirtschaftlich machen und zu Marktrücknahmen führen kann. Instrument Präparat xy 100 Mio € Umsatz Präparat xy 500 Mio € Umsatz AMNOG Verfahren z.B. Beträchtlicher Zusatznutzen -30% verhandelter Erstattungsbetrag, (Mittelwert AMNOG Verhandlungen, Herstellerabschlag abgelöst) -30% bereits erfolgt -30% bereits erfolgt Neu: Allg. Herstellerabschlag -15,5% 15,5% Rabattverträge Patent-AM (geschätzt anhand von Kassenerwartungen) -30% -30% Preis-Mengen-Vereinbarung 100 Mio € x 1% = -1% 500 Mio € x 1% = -5% Ergebnis in Prozent (Summe Maßnahmen BStabG) -46,5% - 50,5% Ergebnis in € (Summe Maßnahmen BStabG) 53,5 Mio € nach Rabatten 247,5 Mio € nach Rabatten Diese Beispiele zeigen sehr eindrücklich was für extreme Auswirkungen die Kumulation der Rabatte auf die Umsätze der Industrie hat. Dieses wird noch verschärft durch internationale Preisreferenzierung, die die Auswirkungen auf den internationalen Märkten für die Industrie ca. mit dem Faktor 4 erhöht. Jedes Unternehmen muss sich die betriebswirtschaftliche Frage stellen, ob es ökonomisch sinnvoll ist die Arzneimittel in Deutschland weiter zu vertreiben. Das ist keine Drohung, sondern betriebswirtschaftliche Realität, wie in jeder anderen Branche auch. Einordnung und Methodik • Pharma Deutschland hat die Wirkung des GKV- Beitragssatzstabilisierungsgesetzes (GKV-BStabG) auf die forschende Pharmaindustrie in Deutschland analysiert. Als Grundgesamtheit dienen die umsatzstärksten patentgeschützten Präparate bzw. ihre Hersteller im deutschen GKV-Markt. Die Darstellung der Auswirkungen erfolgt nach vier Therapie-Clustern, um die gesellschaftliche Bedeutung der betroffenen Versorgung in den Vordergrund zu stellen. • Der GKV-Arzneimittelmarkt erreichte 2025 ein Volumen von rund 58,49 Mrd. Euro (+5,9 % gegenüber 2024);13. Auf patentgeschützte Arzneimittel entfielen davon rund 54 Prozent der Kosten. Genau dieser hochinnovative Patentmarkt steht im Zentrum der geplanten Sparmaßnahmen. • Alle quantitativen Aussagen sind über Fußnoten mit den jeweiligen Primär- bzw. Verbandsquellen belegt. Die Marktwerte 2025 stammen aus dem IQVIA Pharma-Marktbericht Q4/2025 (Gesamtjahr 2025, Bundesdaten) und dem BMG (KV45). Cluster-Umsätze sind Schätzungen auf Basis der ATC-Gruppen des IQVIA-Berichts 2025 und der GAmSi-Quartalsdaten (Bayern KV71 Q1/2025) sowie der Hauptindikationen; Überschneidungen zwischen Clustern (z. B. SGLT2-Hemmer in Diabetes und Herzinsuffizienz) sind möglich und im Text gekennzeichnet. Quellen und Hinweise: • Die Datenbasis bilden der GKV-GAmSi-Quartalsbericht 2025, die IQVIA Pharma-Marktberichte Q2–Q4/2025 mit Bundesdaten für das Gesamtjahr 2025, der IGES Arzneimittel-Atlas 2025, der AOK Arzneimittel-Kompass 2025, das arznei-telegramm 8/2025 sowie ergänzende Verbands- und Ministeriumsquellen. • Zentrale Primärquellen sind insbesondere IQVIA Pharma-Marktbericht Q2– Q4/2025, BMG Finanzentwicklung GKV 2025 (KV45), GKV-GAmSi Bayern KV71 Q1/2025, IGES Arzneimittel-Atlas 2025, AOK Arzneimittel-Kompass 2025, arznei-telegramm 8/2025, IW Köln PharmaKompakt 2025, vfa AMNOG- Daten und der BMG-Referentenentwurf zum GKV-BStabG. • Die Cluster-Umsätze sind Schätzungen auf Basis der ATC-Gruppen und der Hauptindikationen; Überschneidungen zwischen Clustern, etwa bei SGLT2- Hemmern in Diabetes und Herzinsuffizienz, sind möglich und im Text gekennzeichnet. • Vollständige URLs finden sich in den Fußnoten. Abkürzungs- und Begriffsverzeichnis Gesetze und Paragrafen Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung AMNOG Arzneimittelmarkt- Neuordnungsgesetz Seit 2011 geltendes Gesetz. Regelt, dass für jedes neue Arzneimittel der Zusatznutzen bewertet und daraufhin ein Erstattungspreis mit den Kassen verhandelt wird. GKV-BStabG GKV- Beitragssatzstabilisierungsgesetz Das im Fact-Sheet analysierte „Spargesetz 2025/26“. Soll die Beitragssätze der gesetzlichen Krankenversicherung stabilisieren – u. a. durch neue Abschläge auf patentgeschützte Arzneimittel. SGB V Fünftes Buch Sozialgesetzbuch Das zentrale Gesetzbuch zur gesetzlichen Krankenversicherung in Deutschland. SGB V-E Sozialgesetzbuch V – Entwurfsfassung Der Zusatz „-E“ kennzeichnet eine geplante, noch nicht in Kraft getretene Fassung (Gesetzentwurf). § 130a SGB V Paragraf zum Herstellerabschlag Rechtsgrundlage für den (auch dynamischen) Zwangsrabatt, den Hersteller den Kassen gewähren müssen. § 130b SGB V Paragraf zur Erstattungsbetragsverhandlung Regelt die AMNOG-Preisverhandlung; Abs. 3 enthielt die sogenannten „Leitplanken“. § 130e SGB V Paragraf zu Kombinations- und Patent-Rabatten Rechtsgrundlage für den Kombinationsabschlag und – neu geplant – für Rabattverträge auf patentgeschützte Arzneimittel. BVerfG Bundesverfassungsgericht Höchstes deutsches Gericht; prüfte 2025 die Verhältnismäßigkeit des Preismoratoriums. G-BA Gemeinsamer Bundesausschuss Oberstes Beschlussgremium der Selbstverwaltung im Gesundheitswesen; benennt u. a. die von Abschlägen betroffenen Wirkstoff-Kombinationen. Institutionen, Verbände und Datenquellen Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung AOK Allgemeine Ortskrankenkasse Größte gesetzliche Krankenkassengruppe; gibt den „Arzneimittel-Kompass“ heraus. arznei-telegramm Unabhängiger Arzneimittel- Informationsdienst Herstellerunabhängige Fachpublikation zur Bewertung von Arzneimitteln. BMG Bundesministerium für Gesundheit Zuständiges Ministerium; veröffentlicht u. a. die GKV-Finanzentwicklung (Statistik „KV45“). BPI Bundesverband der Pharmazeutischen Industrie Branchenverband der Pharmaindustrie in Deutschland. Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung CDMO Contract Development and Manufacturing Organization Auftragsentwickler und -hersteller; Dienstleister, die Arzneimittel für andere Firmen produzieren. GAmSi GKV-Arzneimittel- Schnellinformation Amtliche, zeitnahe Statistik über Arzneimittelverordnungen zu Lasten der gesetzlichen Krankenkassen. GKV Gesetzliche Krankenversicherung Das solidarisch finanzierte Pflichtversicherungssystem, in dem rund 90 % der Bevölkerung versichert sind. GKV-Spitzenverband Spitzenverband Bund der Krankenkassen Zentrale Interessenvertretung aller gesetzlichen Kranken- und Pflegekassen; verhandelt u. a. die Erstattungsbeträge. IGES IGES Institut Forschungs- und Beratungsinstitut im Gesundheitswesen; erstellt den „Arzneimittel- Atlas“. IQVIA IQVIA (Marktforschungsunternehmen) Führender Anbieter von Markt- und Verordnungsdaten im Gesundheitswesen; Quelle des „Pharma-Marktberichts“. IW Köln Institut der deutschen Wirtschaft Köln Wirtschaftsforschungsinstitut; erstellt u. a. die Studie „PharmaKompakt“. KV45 / KV71 Amtliche GKV-Finanz- bzw. Statistikvordrucke Standardisierte Meldeformulare der Kassen; „KV45“ = GKV-Finanzergebnisse, „KV71“ = regionale Verordnungsstatistik (hier Bayern). MWV Medizinisch Wissenschaftliche Verlagsgesellschaft Verlag, in dem u. a. der Arzneimittel-Atlas erscheint. VCI Verband der Chemischen Industrie Branchenverband der Chemie- und Pharmaindustrie in Deutschland. vfa Verband forschender Arzneimittelhersteller Interessenverband der forschenden Pharmaunternehmen in Deutschland. Sparmaßnahmen und Begriffe der Preisregulierung Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung AMNOG-Leitplanken Preisobergrenzen im AMNOG- Verfahren Gesetzliche Deckelung des verhandelbaren Preises je nach Zusatznutzen. Werden durch das GKV-BStabG abgeschafft (Erfolg aus Branchensicht). Dynamischer Herstellerabschlag An das Ausgabenwachstum gekoppelter Zwangsrabatt Pflichtrabatt der Hersteller auf patentgeschützte Arzneimittel, der mit steigenden Patentmarkt-Ausgaben automatisch mitwächst – Kern der Kritik im Fact-Sheet. Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung Erstattungsbetrag Verhandelter Preis in der GKV Der zwischen Hersteller und Kassen ausgehandelte Preis, den die GKV für ein neues Arzneimittel erstattet. Festbetrag Erstattungshöchstgrenze für Arzneimittelgruppen Fester Höchstbetrag, den die Kasse für vergleichbare Wirkstoffe zahlt; darüber zahlt der Patient die Differenz. Herstellerabschlag Gesetzlicher Pflichtrabatt der Hersteller Fester (bislang 7 %) Zwangsrabatt auf den Herstellerabgabepreis patentgeschützter Arzneimittel. Kombinationsabschlag Rabatt auf Kombinationstherapien (§ 130e) Seit Oktober 2024 20 % Abschlag auf patentgeschützte Arzneimittel, die in vom G- BA benannten Kombinationen eingesetzt werden. Nutzenbewertung Bewertung des Zusatznutzens (AMNOG) Prüfung, ob ein neues Arzneimittel gegenüber der bisherigen Standardtherapie einen belegten Zusatznutzen bietet. Preismoratorium Einfrieren der Herstellerpreise Seit 2010 sind die Herstellerpreise auf dem Stand von August 2009 eingefroren; Verlängerung bis 2030 geplant. Preis-Mengen- Regelung Automatische Preissenkung bei hohen Absatzmengen Mechanismus, der bei stark steigenden Verordnungsmengen den Preis senkt – als gesetzliche Auffanglösung vorgesehen. Rabattverträge Exklusive Preisvereinbarungen einzelner Kassen Bisher nur bei Generika üblich; sollen künftig (Pilot) auch für patentgeschützte Arzneimittel gelten, mit Substitutionspflicht für Ärzte. Substitution Austausch durch ein anderes Präparat Ersetzen des verordneten Arzneimittels durch ein rabattiertes, therapeutisch vergleichbares Präparat. Tagesdosen (DDD) Definierte Tagesdosis (Defined Daily Dose) Statistische Maßeinheit für die verordnete Arzneimittelmenge – erlaubt Mengenvergleiche unabhängig vom Preis. Zwangsrabatt Gesetzlich vorgeschriebener Pflichtrabatt Umgangssprachlich für gesetzlich verordnete Abschläge (z. B. Herstellerabschlag), die Hersteller ohne Verhandlung gewähren müssen. ATC-Codes der Wirkstoffgruppen Das ATC-System (Anatomisch-Therapeutisch-Chemische Klassifikation) ist das amtliche, weltweit einheitliche Ordnungsschema der WHO für Arzneimittelwirkstoffe. Jeder Code steht für eine bestimmte Wirkstoffgruppe. Im Fact-Sheet dienen die Codes dazu, Umsätze markenneutral einzelnen Cluster-Bereichen zuzuordnen. Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung A10C Insuline und Insulin-Analoga Blutzuckersenkende Hormonpräparate zur Diabetes-Behandlung. A10P SGLT2-Hemmer Moderne orale Diabetes-Medikamente, die Zucker über den Urin ausscheiden; auch bei Herz- und Nierenschwäche wirksam. A10S GLP-1-Rezeptor-Agonisten Injizierbare Diabetes- und Adipositas- Wirkstoffe; wachstumsstärkste Gruppe im Markt (z. B. Semaglutid). B01 Antithrombotische Mittel Übergeordnete Gruppe der Blutgerinnungshemmer. B01F Direkte Faktor-Xa-Hemmer Moderne orale Gerinnungshemmer zur Schlaganfall- und Thrombosevorbeugung (z. B. Apixaban, Rivaroxaban). L01G Monoklonale Antikörper (Antineoplastika) Gezielt wirkende Krebs-Antikörpertherapien. L01H Proteinkinasehemmer Zielgerichtete Krebsmedikamente, die tumorfördernde Enzyme blockieren; wachstumsstärkste Onkologie-Gruppe. L02B Hormonantagonisten Krebstherapien, die hormonabhängiges Tumorwachstum bremsen (z. B. bei Prostata- oder Brustkrebs). L04B / L04C Immunsuppressiva / Immunmodulatoren Wirkstoffe gegen überschießende Immun- und Entzündungsreaktionen (z. B. bei Rheuma, Psoriasis). N07A Mittel gegen Erkrankungen des Nervensystems Im Fact-Sheet konkret die Wirkstoffe gegen Multiple Sklerose (MS). Wirkstoffklassen und medizinische Fachbegriffe Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung Anti-TNF TNF-alpha-Inhibitoren Biologika, die den Entzündungsbotenstoff TNF-alpha blockieren (z. B. bei Rheuma, Morbus Crohn). ARNI Angiotensin-Rezeptor-Neprilysin- Inhibitor Kombinationswirkstoff zur Behandlung der Herzschwäche (Sacubitril/Valsartan). Biologika Biotechnologisch hergestellte Arzneimittel Aus lebenden Zellen gewonnene, komplexe Wirkstoffe (z. B. Antikörper) – häufig bei Krebs und Autoimmunerkrankungen. BTK-Inhibitoren Bruton-Tyrosinkinase-Inhibitoren Zielgerichtete Wirkstoffe gegen bestimmte Blutkrebsarten. CD38-Antikörper Antikörper gegen das Oberflächenmerkmal CD38 Krebstherapie, v. a. beim multiplen Myelom (Knochenmarkkrebs). CDK-Inhibitoren Cyclin-abhängige-Kinase- Inhibitoren Zielgerichtete Wirkstoffe, u. a. beim Brustkrebs. CGRP-Antagonisten Calcitonin-Gene-Related-Peptide- Antagonisten Moderne Migräne-Wirkstoffe; eine der fünf Pilotgruppen für Rabattverträge. Checkpoint-Inhibition Immun-Checkpoint-Hemmung Krebs-Immuntherapie, die die körpereigene Immunabwehr gegen Tumorzellen „entfesselt“. EGFR-Inhibitoren Epidermal-Growth-Factor- Receptor-Inhibitoren Zielgerichtete Krebstherapie, u. a. bei Lungenkrebs. Faktor-Xa-Hemmer Direkte orale Antikoagulanzien Blutgerinnungshemmer zur Schlaganfall- und Thrombosevorbeugung (siehe ATC B01F). GLP-1-Agonisten GLP-1-Rezeptor-Agonisten Diabetes- und Adipositas-Wirkstoffe (z. B. Semaglutid, Tirzepatid); siehe ATC A10S. HFrEF / HFpEF Herzinsuffizienz mit reduzierter / erhaltener Pumpfunktion Zwei medizinische Formen der Herzschwäche. Interleukin-Inhibitoren Hemmstoffe von Interleukinen Biologika, die entzündungsfördernde Botenstoffe (Interleukine) blockieren (z. B. bei Psoriasis). JAK-Inhibitoren Januskinase-Inhibitoren Niedermolekulare (Tabletten-)Wirkstoffe gegen Autoimmunerkrankungen; eine der fünf Rabattvertrags-Pilotgruppen. MAB Monoklonale Antikörper Im Labor hergestellte, hochspezifische Antikörper (Wortendung „-mab“, z. B. bei Krebs). MS Multiple Sklerose Chronisch-entzündliche Erkrankung des zentralen Nervensystems. Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung PARP-Inhibitoren Poly-ADP-Ribose-Polymerase- Inhibitoren Zielgerichtete Krebstherapie (u. a. Eierstock-, Brustkrebs); eine der fünf Rabattvertrags- Pilotgruppen. PCSK9-Inhibitoren PCSK9-Hemmer Cholesterinsenker zur Vorbeugung von Herz- Kreislauf-Ereignissen; eine der fünf Rabattvertrags-Pilotgruppen. PD-1 / PD-L1- Inhibitoren Programmed-Cell-Death-(Ligand)- Inhibitoren Zentrale Krebs-Immuntherapien (Checkpoint- Inhibitoren); eine der fünf Rabattvertrags- Pilotgruppen. Proteinkinasehemmer Kinase-Inhibitoren Zielgerichtete Krebsmedikamente, die tumorfördernde Enzyme blockieren (siehe ATC L01H). SGLT2-Hemmer Natrium-Glucose-Cotransporter-2- Hemmer Diabetes-Wirkstoffe mit Zusatznutzen bei Herz- und Nierenschwäche (siehe ATC A10P). Einheiten und sonstige Abkürzungen Abkürzung / Begriff Bedeutung / Auflösung Kurze Erläuterung DDD Defined Daily Dose (definierte Tagesdosis) Statistische Vergleichseinheit für verordnete Arzneimittelmengen. F&E Forschung und Entwicklung Ausgaben für die Erforschung und Entwicklung neuer Arzneimittel. Mrd. € Milliarden Euro Mio. € Millionen Euro p. a. per annum (pro Jahr) Q1–Q4 Quartale 1 bis 4 eines Jahres Verteilung des GKV-Umsatzes nach Erkrankungsschwere (2025) Das GKV-BStabG belastet ausgerechnet den Marktteil am stärksten, der die Versorgung Schwerstkranker sichert und die forschungs- und investitionsstärkste Industrie Deutschlands trägt.6F Die vier Therapie-Cluster (Datenbasis 2025) Übersicht: Cluster-Umsätze im GKV-Markt 2025 Cluster Onkologie & Immuntherapien Cluster Autoimmun- & entzündliche Erkrankungen Cluster Diabetes & Stoffwechsel Cluster Herz-Kreislauf & Thrombose Die pharmarelevanten Maßnahmen des GKV-BStabG (Dynamischer) Herstellerabschlag (§ 130a Abs. 1b SGB V-E) Rabattverträge für patentgeschützte Arzneimittel (§ 130e SGB V-E, neu) Preis-Mengen-Regelung Kumulative Wirkung der Maßnahmen Herstellerabschlag, Rabattverträge für patentgeschützte Arzneimittel und die Preis-Mengen greifen gleichzeitig und übereinander in die Innovationscluster Onkologie, Autoimmun, Diabetes und Herz-Kreislauf ein. Diese kumulierenden Effekte werden sich un... Mehrfachbelastung je Cluster Zwei exemplarische Beispiele wie sich die Kumulation finanziell auswirken wird am Beispiel des statischen Herstellerabschlages Einordnung und Methodik Gesetze und Paragrafen Institutionen, Verbände und Datenquellen Sparmaßnahmen und Begriffe der Preisregulierung ATC-Codes der Wirkstoffgruppen Wirkstoffklassen und medizinische Fachbegriffe Einheiten und sonstige Abkürzungen
02.07.2026 Datei
20260702_GKVfactsheet.pdf
BERLIN Friedrichstraße 134 10117 Berlin BONN Ubierstraße 71–73 53173 Bonn Pharma Deutschland e. V. info@pharmadeutschland.de www.pharmadeutschland.de BRÜSSEL Rue Marie de Bourgogne 58 1000 Brüssel Pressemitteilung Pharma Deutschland: GKV-Spargesetz trifft innovative Arzneimittel mehrfach Mehrfachbelastung gefährdet Versorgung, Innovation und Investitionen am Standort Deutschland Berlin (2. Juli 2026) – Die im Entwurf des GKV- Beitragssatzstabilisierungsgesetzes (GKV-BStabG) vorgesehenen Sparmaßnahmen treffen insbesondere den patentgeschützten Arzneimittelmarkt und vor allem Arzneimittel für schwer und chronisch erkrankte Menschen. Eine aktuelle Analyse von Pharma Deutschland zeigt, dass mehrere Instrumente gleichzeitig auf dieselben Arzneimittel wirken und sich in ihrer finanziellen Belastung gegenseitig verstärken. Rund 85 Prozent des patentgeschützten Arzneimittelmarktes entfallen auf Therapien gegen lebensbedrohliche oder schwere chronische Erkrankungen. Besonders betroffen sind die Versorgungsbereiche Onkologie, Autoimmun- und Entzündungserkrankungen, Diabetes sowie Herz-Kreislauf- und Thromboseerkrankungen. Gerade in diesen Therapiegebieten greifen künftig mehrere Sparinstrumente parallel, darunter der dynamische Herstellerabschlag, Rabattverträge für patentgeschützte Arzneimittel, Preis-Mengen-Regelungen sowie das verlängerte Preismoratorium. Die Analyse zeigt, dass die Maßnahmen nicht isoliert wirken, sondern sich gegenseitig verstärken. Während die Preise innovativer Arzneimittel bereits im Rahmen des AMNOG-Verfahrens verhandelt werden, kommen mit dem GKV-BStabG weitere Abschläge und Preisregulierungen hinzu. Dadurch können einzelne Präparate gleichzeitig von mehreren Sparinstrumenten betroffen sein. Die Analyse zeigt, dass insbesondere die Onkologie gleich von vier verschiedenen Sparinstrumenten betroffen wäre. Auch Therapien gegen Autoimmun- und Herz-Kreislauf-Erkrankungen würden gleichzeitig von mehreren Regulierungsinstrumenten erfasst. 2 „Das GKV-Spargesetz belastet Arzneimittel mit mehreren Maßnahmen gleichzeitig. AMNOG-Rabatte, Herstellerabschlag, neue Rabattverträge und Preis-Mengenabschläge greifen ineinander und schaukeln sich in ihrer Wirkung gegenseitig auf. Diese Kumulation trifft Therapiefelder, in denen Deutschland heute versorgungsrelevant und forschungsstark ist. Wer denselben patentgeschützten Markt gleich mehrfach zur Kasse bittet und so bei Gesamt-Rabattsätzen landet, die den Umsatz von Präparaten auf einen Schlag mehr als halbiert, riskiert Versorgungssicherheit und Innovations- und Investitionskraft am Standort." erklärt Dorothee Brakmann, Hauptgeschäftsführerin von Pharma Deutschland. Besonders problematisch sei dabei nicht jede einzelne Maßnahme für sich, sondern deren gleichzeitiges Zusammenwirken. Dieses wird die Einführung neuer Therapien erschweren, die Therapiefreiheit einschränken und Investitionen in den Pharmastandort Deutschland beeinträchtigen. Die vollständige Analyse ist dieser Pressemitteilung als PDF-Anlage beigefügt. _______________ Der Pharma Deutschland e.V. ist der mitgliederstärkste Branchenverband der Pharmaindustrie in Deutschland. Er vertritt die Interessen von rund 400 Mitgliedsunternehmen, die in Deutschland ca. 80.000 Mitarbeiterinnen und Mitarbeiter beschäftigen. Die in Pharma Deutschland e.V. organisierten Unternehmen tragen maßgeblich dazu bei, die Arzneimittelversorgung in Deutschland zu sichern. So stellen sie fast 80 Prozent der in Apotheken verkauften rezeptfreien und fast zwei Drittel der rezeptpflichtigen Arzneimittel sowie einen Großteil der stofflichen und dentalen Medizinprodukte für die Patientinnen und Patienten bereit. Unter www.pharmadeutschland.de gibt es mehr Informationen zu Pharma Deutschland. http://www.pharmadeutschland.de/
02.07.2026 Datei
20260702_MDR.pdf
BERLIN Friedrichstraße 134 10117 Berlin BONN Ubierstraße 71–73 53173 Bonn Pharma Deutschland e. V. info@pharmadeutschland.de www.pharmadeutschland.de BRÜSSEL Rue Marie de Bourgogne 58 1000 Brüssel Pressemitteilung Medizinprodukte-Verordnung: Europäisches Parlament schlägt konstruktiven Kurs ein Pharma Deutschland sieht die MDR-Überarbeitung auf einem guten Weg Berlin (02. Juli 2026) – Pharma Deutschland begrüßt zahlreiche Verbesserungen im Berichtsentwurf des federführenden Ausschusses für öffentliche Gesundheit (SANT) des Europäischen Parlaments zur Überarbeitung der Medizinprodukte-Verordnung (MDR). Der heute vorgelegte Entwurf des Berichterstatters Oliver Schenk greift wesentliche Anliegen der Branche auf und setzt wichtige Impulse für eine praxistauglichere Regulierung. „Der Bericht zeigt, dass die Erfahrungen aus der Praxis zunehmend in der europäischen Gesetzgebung ankommen. Dass zahlreiche Vorschläge aufgegriffen wurden, ist ein wichtiges Signal. Die Überarbeitung der MDR bewegt sich damit in die richtige Richtung – für Patientensicherheit, Innovation und eine verlässliche Versorgung“ sagt Dorothee Brakmann, Hauptgeschäftsführerin von Pharma Deutschland. Positiv bewertet Pharma Deutschland insbesondere, dass der Berichtsentwurf mehr Rechtssicherheit schaffen will, die stärkere Einbindung von Herstellern, Benannten Stellen und Industrieverbänden vorsieht und die Nutzung elektronischer Gebrauchsanweisungen erleichtert. Auch die vorgesehenen Anpassungen bei Medizinprodukten mit Arzneimittelbestandteilen sowie die Bereitstellung bestimmter Informationen in englischer Sprache für professionelle Anwender gehen aus Sicht des Verbandes in die richtige Richtung. „Jetzt gilt es, die Überarbeitung konsequent fortzuführen und die MDR so zu überarbeiten, dass sie Patientensicherheit und Innovationsfähigkeit gleichermaßen stärkt", so Brakmann weiter. Im weiteren parlamentarischen Verfahren sieht Pharma Deutschland noch punktuellen Verbesserungsbedarf. Dazu 2 gehören insbesondere strukturiertere, transparentere und besser planbare Verfahren zur Einstufung von Produkten, die Abschaffung von Rezertifizierungspflichten und praxisgerechte Berichtspflichten. Darüber hinaus setzt sich Pharma Deutschland weiterhin für Anpassungen für stoffliche Medizinprodukte sowie gegen die verstärkte Rolle der Europäischen Arzneimittel-Agentur im Bewertungsverfahren ein. Die erste Beratung des Berichtsentwurfs im SANT-Ausschuss ist für den 14. Juli geplant. Der Ausschuss soll Anfang Dezember über den Bericht abstimmen. Die Annahme der Position des Europäischen Parlaments im Plenum wird derzeit für Mitte Dezember erwartet. _______________ Der Pharma Deutschland e.V. ist der mitgliederstärkste Branchenverband der Pharmaindustrie in Deutschland. Er vertritt die Interessen von rund 400 Mitgliedsunternehmen, die in Deutschland ca. 80.000 Mitarbeiterinnen und Mitarbeiter beschäftigen. Die in Pharma Deutschland e.V. organisierten Unternehmen tragen maßgeblich dazu bei, die Arzneimittelversorgung in Deutschland zu sichern. So stellen sie fast 80 Prozent der in Apotheken verkauften rezeptfreien und fast zwei Drittel der rezeptpflichtigen Arzneimittel sowie einen Großteil der stofflichen und dentalen Medizinprodukte für die Patientinnen und Patienten bereit. Unter www.pharmadeutschland.de gibt es mehr Informationen zu Pharma Deutschland. http://www.pharmadeutschland.de/
02.07.2026 Datei
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